DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Maguire | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Apr 17, 2026 (465 d) |
| Jordan Reece Bowman | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Jan 21, 2025 |
| Anthony Huber | Fidelity Personal And Workplace Advisors BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Feb 12, 2025 (36 d) |
| Nicholas Seeber | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Feb 14, 2025 (38 d) |
| Brian Keith Baker | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 3, 2025 |
| Crystal Lynn Dykstra | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 29, 2025 |
| Jessica Lee Horst | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Feb 24, 2025 (49 d) |
| Brian J Crary | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Feb 12, 2025 (37 d) |
| Jose Ignacio Marques | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 8, 2025 |
| Jaymi Farrell | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2025 | Dec 20, 2024 |
| Hector Miguel Gonzalez | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 3, 2025 |
| John Blue | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2025 | Jan 10, 2025 |
| Steven Michael Hagedon | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 13, 2025 |
| Andrew J Campbell | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2025 | Jan 8, 2025 |
| Niko Stone Puritz | Fidelity Personal And Workplace Advisors BD affiliated | Veracity Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Feb 7, 2025 (32 d) |
| Jennifer Li Lucius | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2025 | Jan 27, 2025 |
| Billy Tomlinson | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 21, 2025 |
| Patrick Muaba Kapiamba | Fidelity Personal And Workplace Advisors BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Feb 18, 2025 (43 d) |
| Christian L Green | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2025 | Jan 29, 2025 |
| Taylor Jaleen Wells-Tucker | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jul 23, 2026 (563 d) |
| Zayvion Cartwright | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 28, 2025 |
| Connor Francis O'Toole | Fidelity Personal And Workplace Advisors BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Feb 19, 2025 (44 d) |
| Zachary Taylor Welz | Fidelity Personal And Workplace Advisors BD affiliated | Dkm Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Jan 8, 2025 |
| Colin Patrick Cronin | Fidelity Personal And Workplace Advisors BD affiliated | Mayflower Advisors other | Other | Jan 6, 2025 | Feb 5, 2025 |
| Peter Julian Davies | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2025 | Feb 13, 2025 (38 d) |
| Trey J Farrer | Fidelity Personal And Workplace Advisors BD affiliated | Adams Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Feb 11, 2025 (36 d) |
| Miriam Khorramian | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2024 | Dec 3, 2024 |
| Scot B Wilks | Fidelity Personal And Workplace Advisors BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Jan 2, 2025 |
| Zaire Doss | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Feb 14, 2025 (53 d) |
| Ardarius Dalmond Singleton | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Feb 4, 2025 (43 d) |
| Michael Paul Nelson | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2024 | May 8, 2025 (136 d) |
| Tien Thanh Nguyen | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Mar 20, 2026 (455 d) |
| Maxie Balthrop Cox | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | May 7, 2025 (138 d) |
| Heivaha Ongoongotau | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2024 | Jan 14, 2025 |
| Sutton Lee Bowers | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Dec 23, 2024 |
| Jacob B Reber | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2024 | Jan 15, 2025 |
| Carter Moffitt | Fidelity Personal And Workplace Advisors BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Feb 3, 2025 (46 d) |
| Christian Benjamin Wandtke | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2024 | Jan 21, 2025 (33 d) |
| Gregory Andrew Ledesma | Fidelity Personal And Workplace Advisors BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Dec 18, 2024 | Apr 10, 2025 (113 d) |
| Anastas Beribak | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2024 | Dec 16, 2024 |
| Cory Paul Carling | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 16, 2024 | Dec 17, 2024 |
| Taylor Ross Sabin | Fidelity Personal And Workplace Advisors BD affiliated | Sabin Investment Management, Inc. other | Other | Dec 16, 2024 | Dec 18, 2024 |
| Nicholas Alexander Matt | Fidelity Personal And Workplace Advisors BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2024 | May 27, 2025 (165 d) |
| Zachary Thomas Krause | Fidelity Personal And Workplace Advisors BD affiliated | Astoria Portfolio Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2024 | Mar 17, 2026 (460 d) |
| Jesus Gutierrez Chavez | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2024 | Dec 9, 2024 |
| Isabel Sepulveda Aguirre | Fidelity Personal And Workplace Advisors BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2024 | Jan 10, 2025 (31 d) |
| Brady John Aymond | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Jan 29, 2025 (51 d) |
| Nicholas E Schaefer | Fidelity Personal And Workplace Advisors BD affiliated | Captrust institutional | Other | Dec 9, 2024 | Jan 22, 2025 (44 d) |
| Heather R Bertel | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2024 | Jul 10, 2025 (213 d) |
| Monsef Ali Ouchou | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Jul 8, 2026 (576 d) |
| James Hull Garman | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Apr 24, 2025 (140 d) |
| Nainoksha Kaushal | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2024 | Dec 11, 2024 |
| Bobby Edward Needham | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Jan 2, 2025 |
| Miles Robert Evans | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Jan 20, 2025 (47 d) |
| Mathew Thomas O'Brien | Fidelity Personal And Workplace Advisors BD affiliated | Fisher\Smb institutional | Other | Dec 4, 2024 | Jan 7, 2026 (399 d) |
| Sarah Ann Alexander | Fidelity Personal And Workplace Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Dec 17, 2024 |
| Bethany Anne Dever | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Mar 25, 2025 (112 d) |
| Brian Stanton | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 3, 2024 | Aug 18, 2025 (258 d) |
| Patrick John Hillman | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Mar 6, 2025 (94 d) |
| Raymond Quinn Samuels | Fidelity Personal And Workplace Advisors BD affiliated | Lumida Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2024 | Nov 26, 2025 (359 d) |
2,541 moves match.