DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bancwest Investment Services, Inc. (Bwis)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Francis StarzecBancwest Investment Services, Inc. (Bwis) BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 7, 2018Mar 15, 2019 (189 d)
Joseph Patrick YapaolaBancwest Investment Services, Inc. (Bwis) BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 29, 2018Aug 31, 2018
Scott Vincent CheoBancwest Investment Services, Inc. (Bwis) BD affiliatedRBC Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2018Aug 24, 2018
Rodney Wayne SimpsonBancwest Investment Services, Inc. (Bwis) BD affiliatedOsaic Fa, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2018Aug 14, 2018
Jason Thomas CyzaBancwest Investment Services, Inc. (Bwis) BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2018Feb 21, 2019 (197 d)
Stephen Alexander Kim Sin BelascoBancwest Investment Services, Inc. (Bwis) BD affiliatedSpringer Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2018Aug 27, 2018
Stephen In Hee LeeBancwest Investment Services, Inc. (Bwis) BD affiliatedEmpirical Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2018Aug 3, 2018
Jennifer Tuyen HaBancwest Investment Services, Inc. (Bwis) BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJul 17, 2018Jul 9, 2018
Paul Michael DorseyBancwest Investment Services, Inc. (Bwis) BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJul 17, 2018Jul 9, 2018
Jeffrey Clay GoodrichBancwest Investment Services, Inc. (Bwis) BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 26, 2018Jun 20, 2018
Christina Marie RayaBancwest Investment Services, Inc. (Bwis) BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherJun 19, 2018Jul 27, 2018 (38 d)
Clayton Harvey RiddellBancwest Investment Services, Inc. (Bwis) BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 6, 2018May 25, 2018
Leslie A AshtonBancwest Investment Services, Inc. (Bwis) BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 4, 2018May 24, 2018
Michael RobbBancwest Investment Services, Inc. (Bwis) BD affiliatedBok Financial Private Wealth, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2018Jun 21, 2018
Amanda Frances BumgarnerBancwest Investment Services, Inc. (Bwis) BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 30, 2018May 18, 2018
Christopher Lawrence Isao KoyamaBancwest Investment Services, Inc. (Bwis) BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2018May 24, 2018
Glenn HamburgerBancwest Investment Services, Inc. (Bwis) BD affiliatedGen X Wealth Advisors unclassifiedOtherMar 30, 2018Jan 11, 2021 (1018 d)
Chuck WongBancwest Investment Services, Inc. (Bwis) BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMar 28, 2018Mar 27, 2018
Colby James RogersBancwest Investment Services, Inc. (Bwis) BD affiliatedAllstate Financial Advisors, LLC no RAUMOtherMar 16, 2018Mar 15, 2018
Todd Robert HobsonBancwest Investment Services, Inc. (Bwis) BD affiliatedSteward Partners Investment Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2018Mar 8, 2018
Jessica Elisabeth BeckBancwest Investment Services, Inc. (Bwis) BD affiliatedMML Investors Services, LLC otherOtherMar 1, 2018Mar 6, 2018
Ronny InnigerBancwest Investment Services, Inc. (Bwis) BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2018May 3, 2018 (64 d)
Todd Sargent StrasserBancwest Investment Services, Inc. (Bwis) BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 5, 2018Dec 10, 2018 (308 d)
Wilfredo Oscar NevarezBancwest Investment Services, Inc. (Bwis) BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJan 17, 2018Jan 16, 2018
Jezza Castro PimentelBancwest Investment Services, Inc. (Bwis) BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 20, 2017Jan 17, 2018
Tiffany Ann GunsorekBancwest Investment Services, Inc. (Bwis) otherLPL Financial LLC independent RIAOtherDec 13, 2017Dec 19, 2017
Tammy Terri LauBancwest Investment Services, Inc. (Bwis) otherWells Fargo Advisors wirehouseOtherDec 11, 2017Nov 30, 2017
Brian Richard FlemingBancwest Investment Services, Inc. (Bwis) otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 11, 2017Dec 18, 2017
Brad Michael MaurerBancwest Investment Services, Inc. (Bwis) otherEdelman Financial Engines otherOtherDec 6, 2017Dec 1, 2017
Jack KeleshianBancwest Investment Services, Inc. (Bwis) otherCitizens Securities, Inc. BD affiliatedOtherNov 30, 2017Dec 15, 2017
Michael Anthony FisherBancwest Investment Services, Inc. (Bwis) otherEagle Strategies LLC BD affiliatedOtherNov 27, 2017Feb 28, 2023 (1919 d)
Ryan Addison AlessiBancwest Investment Services, Inc. (Bwis) otherMorgan Stanley wirehouseOtherNov 27, 2017Dec 21, 2017
Brian Lee BlankenburgBancwest Investment Services, Inc. (Bwis) otherWilon Wealth Management independent RIAOtherNov 3, 2017Feb 4, 2022 (1554 d)
Shelly Lynne SchellBancwest Investment Services, Inc. (Bwis) otherPrism Financial Strategies, LLC no RAUMOtherOct 20, 2017Sep 22, 2017
Amy Lynne ShroffBancwest Investment Services, Inc. (Bwis) otherPrism Financial Strategies, LLC no RAUMOtherOct 20, 2017Sep 22, 2017
Patrick LeeBancwest Investment Services, Inc. (Bwis) otherStrategic Advisers LLC national BDOtherOct 16, 2017Oct 27, 2017
Anthony Samuel GrazzianoBancwest Investment Services, Inc. (Bwis) otherWells Fargo Advisors wirehouseOtherOct 3, 2017Oct 4, 2017
Robert BenderBancwest Investment Services, Inc. (Bwis) otherU.S. Bancorp Investments, Inc. otherOtherOct 3, 2017Sep 22, 2017
Richard Jon CerrutiBancwest Investment Services, Inc. (Bwis) otherCitigroup Global Markets Inc. otherOtherOct 2, 2017Sep 21, 2017
Michael A GomesBancwest Investment Services, Inc. (Bwis) otherPnc Managed Account Solutions, Inc. otherOtherSep 27, 2017Nov 27, 2017 (61 d)
Michael AllenBancwest Investment Services, Inc. (Bwis) otherCwm, LLC BD affiliatedOtherSep 22, 2017Nov 15, 2019 (784 d)
Jeffrey Brian EdwardsBancwest Investment Services, Inc. (Bwis) otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 22, 2017Oct 12, 2017
Donella R WinklerBancwest Investment Services, Inc. (Bwis) otherAdams Chetwood Wealth Management LLC independent RIAOtherSep 14, 2017Oct 19, 2021 (1496 d)
Daryl Joseph MartinBancwest Investment Services, Inc. (Bwis) otherJ.P. Morgan Securities LLC wirehouseOtherSep 1, 2017Nov 29, 2017 (89 d)
Michael David PearceBancwest Investment Services, Inc. (Bwis) otherE*Trade Capital Management, LLC otherOtherAug 30, 2017Aug 23, 2017
Cheryl FarleyBancwest Investment Services, Inc. (Bwis) otherCharles Schwab & Co., Inc. national BDOtherAug 29, 2017Nov 21, 2017 (84 d)
Gary Scott HubandBancwest Investment Services, Inc. (Bwis) otherJ.P. Morgan Securities LLC wirehouseOtherAug 24, 2017Sep 13, 2017
Charles Thomson AngleBancwest Investment Services, Inc. (Bwis) otherSummitry, LLC independent RIAOtherAug 23, 2017Jul 18, 2018 (329 d)
Steve LeeBancwest Investment Services, Inc. (Bwis) otherU.S. Bancorp Investments, Inc. otherOtherAug 21, 2017Sep 6, 2017
Benjamin G HanssenBancwest Investment Services, Inc. (Bwis) otherRaymond James Financial Services Advisors, Inc otherOtherAug 16, 2017Aug 30, 2017
David Michael BuddBancwest Investment Services, Inc. (Bwis) otherSteward Partners Investment Solutions, LLC otherOtherAug 11, 2017Aug 10, 2017
James Michael MurphyBancwest Investment Services, Inc. (Bwis) otherTd Ameritrade, Inc. no RAUMOtherJul 18, 2017Jul 20, 2017
Aaron Matthew JohnsonBancwest Investment Services, Inc. (Bwis) otherWells Fargo Advisors wirehouseOtherJul 12, 2017Jul 11, 2017
Sze Wai KwokBancwest Investment Services, Inc. (Bwis) otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 12, 2017Jul 17, 2017
Tabrenia Lynn DavidsonBancwest Investment Services, Inc. (Bwis) otherWells Fargo Advisors wirehouseOtherJun 28, 2017Jun 16, 2017
Katrina HelleBancwest Investment Services, Inc. (Bwis) otherFbl Investment Management Services, Inc. otherOtherJun 23, 2017Jul 28, 2017 (35 d)
James Bryan PearsonBancwest Investment Services, Inc. (Bwis) otherLeonard Investment Advisors Inc. state registeredOtherJun 13, 2017Mar 20, 2019 (645 d)
Sergio A Del PuertoBancwest Investment Services, Inc. (Bwis) otherLPL Financial LLC independent RIAOtherJun 2, 2017Apr 15, 2019 (682 d)
Joseph AdaBancwest Investment Services, Inc. (Bwis) otherStrategic Advisers LLC national BDOtherApr 28, 2017May 16, 2017
Paul Peter BianchiBancwest Investment Services, Inc. (Bwis) otherProssimo Advisors LLC no RAUMOtherApr 27, 2017Apr 11, 2019 (714 d)
Page 4 of 9PreviousNext
504 moves match.