| Peter Frontiero | Bancwest Investment Services, Inc. (Bwis) other | People'S Securities, Inc. other | Other | May 11, 2011 | Jul 19, 2012 (435 d) |
| Todd Douglas Micciche | Bancwest Investment Services, Inc. (Bwis) other | Key Investment Services LLC other | Other | Apr 27, 2011 | Oct 18, 2011 (174 d) |
| Dominick Martinez Divine | Bancwest Investment Services, Inc. (Bwis) other | Cuso Financial Services, L.P. other | Other | Apr 19, 2011 | Apr 20, 2011 |
| Joshua Robert Campora | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Apr 5, 2011 | May 31, 2011 (56 d) |
| Dean Mitchell Thompson | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Mar 31, 2011 | Apr 1, 2011 |
| Sean Masao Umetsu | Bancwest Investment Services, Inc. (Bwis) other | Bankoh Advisors other | Other | Mar 22, 2011 | Mar 23, 2011 |
| Joseph Allen Reinke | Bancwest Investment Services, Inc. (Bwis) other | Fitbux Ria LLC state registered | Other | Mar 21, 2011 | Nov 24, 2017 (2440 d) |
| Jimmy Maldonado | Bancwest Investment Services, Inc. (Bwis) other | LPL Financial LLC other | Other | Mar 18, 2011 | Apr 4, 2011 |
| Richard E Blanco | Bancwest Investment Services, Inc. (Bwis) other | Edward Jones national BD | Other | Mar 8, 2011 | May 16, 2011 (69 d) |
| Lance Avery Dunn | Bancwest Investment Services, Inc. (Bwis) other | Raymond James Financial Services Advisors, Inc other | Other | Mar 1, 2011 | Mar 1, 2011 |
| Jayme William Bresnahan | Bancwest Investment Services, Inc. (Bwis) other | Investment Advisors Corp other | Other | Mar 1, 2011 | Mar 9, 2011 |
| Bradford Thomas Tom | Bancwest Investment Services, Inc. (Bwis) other | Securities America Advisors, Inc. other | Other | Feb 15, 2011 | Feb 7, 2011 |
| Vincent Glen Learned | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Feb 15, 2011 | Feb 7, 2011 |
| Hajime James Sakiyama | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Feb 1, 2011 | Jan 31, 2011 |
| Christopher Daniel Gryzen | Bancwest Investment Services, Inc. (Bwis) other | Thrivent Investment Management Inc. other | Other | Jan 31, 2011 | Feb 6, 2012 (371 d) |
| Gary Owen Finnegan | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Jan 18, 2011 | Jan 18, 2011 |
| Michael Charles Larose | Bancwest Investment Services, Inc. (Bwis) other | Essex National Securities, Inc. other | Other | Jan 7, 2011 | Jan 7, 2011 |
| Scott Michael Walker | Bancwest Investment Services, Inc. (Bwis) other | Bok Financial Advisors other | Other | Dec 13, 2010 | Dec 13, 2010 |
| Nasser Ahmad | Bancwest Investment Services, Inc. (Bwis) other | Strategic Advisers LLC national BD | Other | Nov 3, 2010 | Oct 11, 2011 (342 d) |
| Harry Sherdil | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Investments, LLC unclassified | Other | Sep 22, 2010 | Sep 21, 2010 |
| N. Jennifer Junatas Macaraeg | Bancwest Investment Services, Inc. (Bwis) other | LPL Financial LLC other | Other | Sep 16, 2010 | Oct 27, 2010 (41 d) |
| Daniel Edward Knudsen | Bancwest Investment Services, Inc. (Bwis) other | Securities America Advisors, Inc. other | Other | Aug 12, 2010 | Aug 13, 2010 |
| Susan Se Suk Lee | Bancwest Investment Services, Inc. (Bwis) other | Uvest Financial Services Group, Inc. unclassified | Other | Aug 12, 2010 | Sep 3, 2010 |
| Bee Bee Au | Bancwest Investment Services, Inc. (Bwis) other | Uvest Financial Services Group, Inc. unclassified | Other | Aug 2, 2010 | Aug 19, 2010 |
| Tracie Ann Shardez | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Investments, LLC unclassified | Other | Jul 26, 2010 | Jul 26, 2010 |
| Cory Underwood | Bancwest Investment Services, Inc. (Bwis) other | New England Securities Corporation other | Other | Jul 20, 2010 | Aug 17, 2010 |
| Juan Dario Gomez-Garcia | Bancwest Investment Services, Inc. (Bwis) other | Missionsquare Retirement institutional | Other | Jul 12, 2010 | Nov 1, 2022 (4495 d) |
| Jamie Chamay Ince Santikham | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Investments, LLC unclassified | Other | Jul 7, 2010 | Jul 1, 2010 |
| Jeremy Stuart Bader | Bancwest Investment Services, Inc. (Bwis) other | Uvest Financial Services Group, Inc. unclassified | Other | Jun 22, 2010 | Jul 7, 2010 |
| Michael John Bailey | Bancwest Investment Services, Inc. (Bwis) other | Transamerica Financial Advisors, LLC other | Other | Jun 15, 2010 | Jun 17, 2011 (367 d) |
| Helen Marie Chang | Bancwest Investment Services, Inc. (Bwis) other | LPL Financial LLC other | Other | May 26, 2010 | Aug 11, 2010 (77 d) |
| Nylene F Numazawa | Bancwest Investment Services, Inc. (Bwis) other | Uvest Financial Services Group, Inc. unclassified | Other | May 18, 2010 | Jun 9, 2010 |
| Martin Brent Ugalde | Bancwest Investment Services, Inc. (Bwis) other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 19, 2010 | Jul 1, 2010 (163 d) |
| Justin Edward French | Bancwest Investment Services, Inc. (Bwis) other | Morgan Stanley wirehouse | Other | Jan 12, 2010 | Apr 9, 2010 (87 d) |
| Regan Shigeo Yamada | Bancwest Investment Services, Inc. (Bwis) other | Uvest Financial Services Group, Inc. unclassified | Other | Nov 19, 2009 | Dec 21, 2009 (32 d) |
| Randall W Silvey | Bancwest Investment Services, Inc. (Bwis) other | U.S. Bancorp Investments, Inc. other | Other | Nov 19, 2009 | Dec 1, 2009 |
| Benjamin Benzaken | Bancwest Investment Services, Inc. (Bwis) other | LPL Financial LLC other | Other | Oct 29, 2009 | Jan 16, 2015 (1905 d) |
| Shawn Patrick Gormley | Bancwest Investment Services, Inc. (Bwis) other | Td Ameritrade Investment Management, LLC independent RIA | Other | Oct 22, 2009 | Jun 18, 2019 (3526 d) |
| Kelly Shota | Bancwest Investment Services, Inc. (Bwis) other | LPL Financial LLC other | Other | Oct 22, 2009 | Nov 25, 2009 (34 d) |
| Brandon Eric Wallis | Bancwest Investment Services, Inc. (Bwis) other | Raymond James Financial Services Advisors, Inc other | Other | Oct 22, 2009 | Oct 21, 2009 |
| Jimmy Edward Rhymer | Bancwest Investment Services, Inc. (Bwis) other | Uvest Financial Services Group, Inc. unclassified | Other | Oct 19, 2009 | Nov 5, 2009 |
| Boris Michael Castillo | Bancwest Investment Services, Inc. (Bwis) other | New England Securities Corporation other | Other | Sep 2, 2009 | Jul 5, 2012 (1037 d) |
| Ricardo Graciano | Bancwest Investment Services, Inc. (Bwis) other | Essex National Securities, Inc. other | Other | Aug 21, 2009 | Sep 1, 2009 |
| James W Choi | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Investments, LLC unclassified | Other | Apr 7, 2009 | Sep 24, 2009 (170 d) |
| Michael Thomas Mason | Bancwest Investment Services, Inc. (Bwis) other | Questar Asset Management, Inc. other | Other | Mar 26, 2009 | Apr 1, 2009 |
| Aaron Ronald Prokopec | Bancwest Investment Services, Inc. (Bwis) other | LPL Financial LLC other | Other | Dec 22, 2008 | Jan 2, 2009 |
| Cole Gregory Stichler | Bancwest Investment Services, Inc. (Bwis) other | Securities America Advisors, Inc. other | Other | Dec 2, 2008 | Dec 5, 2008 |
| Edward Joseph Brezenski | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Investments, LLC unclassified | Other | Oct 30, 2008 | Nov 7, 2008 |
| David Victor Bearden | Bancwest Investment Services, Inc. (Bwis) other | Eagle Strategies LLC BD affiliated | Other | Oct 16, 2008 | Mar 12, 2021 (4530 d) |
| Willy Ong Tan | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Investments, LLC unclassified | Other | Aug 5, 2008 | Aug 7, 2008 |
| Michael Eric Monson | Bancwest Investment Services, Inc. (Bwis) other | Invest Financial Corporation other | Other | Jul 30, 2008 | Aug 20, 2008 |
| Clint Kelly Anderson | Bancwest Investment Services, Inc. (Bwis) other | Principal Asset Management other | Other | Jul 8, 2008 | Dec 7, 2020 (4535 d) |
| Colin Robb Peldo | Bancwest Investment Services, Inc. (Bwis) other | Investment Centers Of America, Inc. other | Other | Jul 1, 2008 | Jul 3, 2008 |
| Mark David Almlie | Bancwest Investment Services, Inc. (Bwis) other | Raymond James Financial Services Advisors, Inc other | Other | Jun 24, 2008 | May 21, 2009 (331 d) |
| Gregory Kenneth Stark | Bancwest Investment Services, Inc. (Bwis) other | Cambridge Investment Research Advisors, Inc. other | Other | May 27, 2008 | May 28, 2008 |
| Kayvon Magidi | Bancwest Investment Services, Inc. (Bwis) other | Citigroup Global Markets Inc. other | Other | May 12, 2008 | May 29, 2008 |
| Douglas Lee Jones | Bancwest Investment Services, Inc. (Bwis) other | Chase Investment Services Corp. other | Other | Mar 17, 2008 | Mar 24, 2008 |
| Francis Leo Abella | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Jan 3, 2008 | May 22, 2014 (2331 d) |
| Dennis Christopher Quan | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Dec 14, 2007 | Dec 18, 2007 |
| Michael Gene Simmons | Bancwest Investment Services, Inc. (Bwis) other | Transitions Wealth Management, LLC other | Other | Nov 13, 2007 | Nov 21, 2007 |