DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner Independent
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew N Wallen | Mariner Independent independent RIA | Wealthcare Advisory Partners LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jun 30, 2026 |
| Todd Curtis Butler | Mariner Independent independent RIA | Ocean Path Advisors, LLC no RAUM | RIA to a newly registered adviser | May 1, 2026 | Feb 10, 2026 |
| Ross Alexander Kroll | Mariner Independent independent RIA | Ocean Path Advisors, LLC no RAUM | RIA to a newly registered adviser | May 1, 2026 | Feb 10, 2026 |
| Riley Jameson Van Velthuyzen | Mariner Independent independent RIA | Ocean Path Advisors, LLC no RAUM | RIA to a newly registered adviser | May 1, 2026 | Apr 30, 2026 |
| Matthew Stanley Evans | Mariner Independent independent RIA | Ocean Path Advisors, LLC no RAUM | RIA to a newly registered adviser | May 1, 2026 | Feb 10, 2026 |
| Mary Kate Belnap | Mariner Independent independent RIA | Ocean Path Advisors, LLC no RAUM | RIA to a newly registered adviser | May 1, 2026 | Feb 10, 2026 |
| Marcus Vann Griffin | Mariner Independent independent RIA | Lifeworks Advisors, LLC independent RIA | RIA to RIA | Mar 31, 2026 | Apr 8, 2026 |
| Fred Francis Liebau | Mariner Independent independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Mar 20, 2026 | Mar 23, 2026 |
| Riley Jameson Van Velthuyzen | Mariner Independent independent RIA | Ocean Path Advisors, LLC no RAUM | RIA to a newly registered adviser | Feb 18, 2026 | Feb 10, 2026 |
| Nathan Allen Freeman | Mariner Independent independent RIA | Oldfield Wealth Partners independent RIA | RIA to RIA | Feb 2, 2026 | Jan 29, 2026 |
| Aderemi O Adeyemo | Mariner Independent independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jan 15, 2026 | Feb 11, 2026 |
| Richard Harold Brown | Mariner Independent independent RIA | Global Retirement Partners LLC institutional | Other | Dec 16, 2025 | Apr 9, 2026 (114 d) |
| Bryant Alexander Ruano | Mariner Independent independent RIA | Corrales & Co. independent RIA | RIA to RIA | Nov 11, 2025 | Nov 21, 2025 |
| Rehan Chaudhry | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2025 | Aug 21, 2025 |
| Jorge Armando Soriano | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2025 | Aug 6, 2025 |
| Kaleb Anthony Fontenot | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2025 | Jul 31, 2025 |
| Elizabeth G Schneider | Mariner Independent independent RIA | Whealthy Empowerment Network independent RIA | RIA to RIA | Apr 2, 2025 | Mar 21, 2025 |
| Kevin Patrick Barlow | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Apr 1, 2025 |
| Erin Nicole Zylka | Mariner Independent independent RIA | Whealthy Empowerment Network independent RIA | RIA to RIA | Apr 2, 2025 | Mar 21, 2025 |
| Danielle Rebecca Bronner | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Apr 2, 2025 |
| Curtis Ronald Calomeni | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Apr 2, 2025 |
| Phillipe Elizee Paret | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2025 | Oct 16, 2025 (226 d) |
| Michael Hu | Mariner Independent independent RIA | Seia BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2025 | May 5, 2026 (452 d) |
| Kristen Caseley | Mariner Independent independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2024 | Dec 10, 2024 (70 d) |
| Kimberly R Clouse | Mariner Independent independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2024 | Oct 15, 2024 |
| Michael Thomas Lambrakis | Mariner Independent independent RIA | Ares Financial Consulting LLC independent RIA | RIA to RIA | Sep 30, 2024 | Oct 2, 2024 |
| Brandon M Berman | Mariner Independent independent RIA | Total Wealth Services, LLC no RAUM | RIA to a newly registered adviser | Sep 5, 2024 | Sep 3, 2024 |
| David Trejo | Mariner Independent independent RIA | Total Wealth Services, LLC independent RIA | RIA to RIA | Sep 5, 2024 | Nov 25, 2024 (81 d) |
| Jacob Maurice Ferry | Mariner Independent independent RIA | Total Wealth Services, LLC no RAUM | RIA to a newly registered adviser | Sep 5, 2024 | Sep 3, 2024 |
| Christopher Sean Brown | Mariner Independent independent RIA | Clark Asset Management, LLC independent RIA | RIA to RIA | Aug 5, 2024 | Aug 8, 2024 |
| Chase Rene Sandera | Mariner Independent independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Mar 1, 2024 | Mar 15, 2024 |
| Brett James Thomas | Mariner Independent independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Sep 29, 2023 | Dec 12, 2023 (74 d) |
| Michael Stanley Burr | Mariner Independent independent RIA | Westmount Partners, LLC independent RIA | RIA to RIA | May 30, 2023 | Aug 4, 2023 (66 d) |
| Pamela Nessa Perskie | Mariner Independent independent RIA | Seven Mile Advisory LLC no RAUM | RIA to a newly registered adviser | Mar 31, 2023 | Mar 29, 2023 |
| Jeffrey P. Harley | Mariner Independent independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Mar 31, 2023 | Jan 1, 2025 (642 d) |
| Keith J. Feinberg | Mariner Independent independent RIA | Seven Mile Advisory LLC no RAUM | RIA to a newly registered adviser | Mar 31, 2023 | Mar 29, 2023 |
| Mark David Albers | Mariner Independent independent RIA | Verus Wealth Management independent RIA | RIA to RIA | Nov 15, 2022 | Oct 7, 2022 |
| Geoffrey H Hoatson | Mariner Independent independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2022 | May 30, 2023 (242 d) |
| Paul Anthony Yokabitus | Mariner Independent independent RIA | Cary Financial Planning, LLC state registered | RIA to a state-registered adviser | Sep 30, 2022 | Dec 21, 2022 (82 d) |
| Katherine Ann Simmonds | Mariner Independent independent RIA | Conquis Financial LLC no RAUM | RIA to a newly registered adviser | Jul 5, 2022 | May 19, 2022 |
| Joshua Ferber Levine | Mariner Independent independent RIA | Conquis Financial LLC no RAUM | RIA to a newly registered adviser | Jul 5, 2022 | May 19, 2022 |
| William Randle Dippell | Mariner Independent independent RIA | Milestone Money state registered | RIA to a state-registered adviser | Apr 7, 2022 | Apr 5, 2022 |
| Joshua Levi Styrcula | Mariner Independent independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Apr 7, 2022 | Mar 31, 2022 |
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43 moves match.