DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kms Financial Services, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rafik Daniel FouadKms Financial Services, Inc otherFirst Pacific Financial, Inc. no RAUMOtherDec 31, 2017Sep 1, 2016
Julienne Meret ValoisKms Financial Services, Inc otherFirst Pacific Financial, Inc. no RAUMOtherDec 31, 2017Sep 1, 2016
Michael Doyle JoslinKms Financial Services, Inc otherJoslin Capital Advisors LLC no RAUMOtherOct 31, 2017Aug 2, 2017
Tarek Alan McaleeKms Financial Services, Inc otherJoslin Capital Advisors LLC no RAUMOtherOct 31, 2017Aug 2, 2017
Thomas John AdolphKms Financial Services, Inc otherIp Financial Advisory Services LLC independent RIAOtherOct 10, 2017Feb 6, 2020 (849 d)
Andrew Michael KangasKms Financial Services, Inc otherColumbia Wealth Advisors LLC state registeredOtherSep 29, 2017Nov 2, 2017 (34 d)
Scott MechamKms Financial Services, Inc otherClear Creek Financial Management, LLC independent RIAOtherJul 1, 2017Oct 3, 2022 (1920 d)
Ryan Michael MulhearnKms Financial Services, Inc otherValley National Advisers Inc otherOtherJun 29, 2017Aug 23, 2017 (55 d)
Marvel Tyrone MorganKms Financial Services, Inc otherScs no RAUMOtherApr 25, 2017Dec 3, 2020 (1318 d)
Hylee Bernell HansenKms Financial Services, Inc otherCambridge Investment Research Advisors, Inc. otherOtherApr 3, 2017Apr 4, 2017
Stephen Alan CrabbKms Financial Services, Inc otherFinancial Advocates Investment Management independent RIAOtherJan 3, 2017Sep 27, 2018 (632 d)
Erik Fw LawrenceKms Financial Services, Inc otherTenbridge Partners LLC independent RIAOtherDec 31, 2016Nov 18, 2024 (2879 d)
Anne SummersKms Financial Services, Inc otherAmeriprise Financial Services, LLC national BDOtherOct 17, 2016Aug 8, 2017 (295 d)
Tiffany Marie DarstKms Financial Services, Inc otherU.S. Bancorp Investments, Inc. otherOtherSep 26, 2016Oct 20, 2016
Nicholas John MccartyKms Financial Services, Inc otherMorgan Stanley wirehouseOtherAug 12, 2016Sep 8, 2016
Ryan Meyers Jones-CaseyKms Financial Services, Inc otherNatural Investments otherOtherAug 8, 2016Aug 8, 2016
Jacquelyn Marie PasciakKms Financial Services, Inc otherImc otherOtherAug 1, 2016Feb 12, 2015
Shane Patrick LarsonKms Financial Services, Inc otherSplarson Financial Planning, LLC unclassifiedOtherJun 22, 2016May 4, 2016
Philip Glenn ShermanKms Financial Services, Inc otherCuso Financial Services, L.P. otherOtherJun 20, 2016Sep 30, 2016 (102 d)
Debra Diane StarkeyKms Financial Services, Inc otherKey Investment Services LLC otherOtherJun 13, 2016Jun 20, 2016
Jonathan David WrideKms Financial Services, Inc otherCrafted Finance, LLC state registeredOtherMay 31, 2016Jun 1, 2016
Stacy GannonKms Financial Services, Inc otherWells Fargo Advisors wirehouseOtherApr 18, 2016Oct 31, 2016 (196 d)
Melissa Ann KarpenKms Financial Services, Inc otherTrutina Financial otherOtherJan 8, 2016Dec 6, 2017 (698 d)
William Brent HamiltonKms Financial Services, Inc otherWbh Financial Services, LLC state registeredOtherDec 31, 2015Aug 20, 2025 (3520 d)
Melvin Charles BrazieKms Financial Services, Inc otherTudor Financial, Inc. otherOtherDec 31, 2015Jan 27, 2016
Pamela Watson RiversKms Financial Services, Inc otherLPL Financial LLC otherOtherDec 31, 2015Oct 12, 2017 (651 d)
Michael Joseph BeshoarKms Financial Services, Inc otherForesters Equity Services, Inc. otherOtherDec 9, 2015Dec 16, 2015
Jonathan Andrew BarwickKms Financial Services, Inc otherBarwick & Partners, Inc. no RAUMOtherSep 30, 2015Oct 14, 2015
Ryan Patrick GroteKms Financial Services, Inc otherWhitehall Financial Services, Inc. unclassifiedOtherJul 6, 2015Jun 5, 2015
Bryce Nicholas NiemiKms Financial Services, Inc otherCharles Schwab & Co., Inc. national BDOtherFeb 27, 2015Jul 31, 2015 (154 d)
Caryn Diane KimbleKms Financial Services, Inc otherRoehl & Yi Investment Advisors, LLC otherOtherDec 31, 2014Apr 4, 2013
Stuart Charles BrazieKms Financial Services, Inc otherWestminster Financial Advisory Corp otherOtherDec 31, 2014Jan 3, 2017 (734 d)
Thomas Widney GreiderKms Financial Services, Inc otherRoehl & Yi Investment Advisors, LLC otherOtherDec 31, 2014Jan 12, 2006
Sarah Ryan MellgrenKms Financial Services, Inc otherRoehl & Yi Investment Advisors, LLC independent RIAOtherDec 31, 2014Jul 1, 2024 (3470 d)
Michelle Ann BoedingKms Financial Services, Inc otherSymphony Financial, Ltd. Co. otherOtherDec 31, 2014Sep 2, 2016 (611 d)
Michael John HallKms Financial Services, Inc otherHolden Hall Wealth Management unclassifiedOtherDec 15, 2014May 27, 2016 (529 d)
Dean E EisenbraunKms Financial Services, Inc otherLPL Financial LLC otherOtherDec 12, 2014Dec 12, 2014
Solomon Edward ReevesKms Financial Services, Inc otherInvestacorp Advisory Services Inc otherOtherOct 27, 2014Nov 14, 2014
Andre William DuboisKms Financial Services, Inc otherFinancial Advocates Investment Management otherOtherSep 22, 2014Oct 3, 2014
Gary Lynn LunaKms Financial Services, Inc otherDynamic Wealth Advisors independent RIAOtherJul 1, 2014Jan 5, 2015 (188 d)
Eric Michael AlbrightKms Financial Services, Inc otherCambridge Investment Research Advisors, Inc. otherOtherApr 21, 2014Apr 18, 2014
Rachel Lynn KlingerKms Financial Services, Inc otherMccann Wealth Strategies,Inc. state registeredOtherMar 31, 2014Sep 19, 2012
David Matthew SimpsonKms Financial Services, Inc otherMiller Advisors, Inc. otherOtherFeb 10, 2014Mar 11, 2014
Adam Charles CarliniKms Financial Services, Inc otherDynamic Wealth Advisors independent RIAOtherDec 31, 2013Jan 3, 2014
Maris Ivars GalinsKms Financial Services, Inc otherMg Financial, Inc. state registeredOtherDec 31, 2013Jan 2, 2014
Rizwan RizwiKms Financial Services, Inc otherSar Wealth Management state registeredOtherDec 31, 2013Feb 6, 2014 (37 d)
Grant Stephen HaddenKms Financial Services, Inc otherDynamic Wealth Advisors independent RIAOtherDec 31, 2013Jul 18, 2014 (199 d)
Kayla L GundersonKms Financial Services, Inc otherMorgan Stanley wirehouseOtherDec 13, 2013Jan 13, 2014 (31 d)
Damon Deshawn DarbyKms Financial Services, Inc otherWells Fargo Advisors wirehouseOtherNov 27, 2013Jun 17, 2014 (202 d)
John Andrew MarceliaKms Financial Services, Inc otherM Group otherOtherNov 19, 2013Feb 8, 2012
Corey Catherine BealKms Financial Services, Inc otherVista Capital Partners, Inc. otherOtherSep 13, 2013Nov 13, 2013 (61 d)
Margaret Anne HaslachKms Financial Services, Inc otherNorthwestern Mutual Investment Services,LLC otherOtherJul 24, 2013Dec 10, 2013 (139 d)
Larry Gene McclanahanKms Financial Services, Inc otherSecondhalf Planning & Investment, LLC unclassifiedOtherJun 28, 2013Jun 28, 2013
Michael L DaytonKms Financial Services, Inc otherPrincipal Securities, Inc. otherOtherMay 1, 2013May 21, 2013
Justine Marie PurvisKms Financial Services, Inc otherAdvice And Planning Services otherOtherApr 26, 2013May 17, 2013
Larry James MirandaKms Financial Services, Inc otherCrown Capital Securities, L.P. otherOtherMar 15, 2013Mar 18, 2013
Craig Ryan WatkinsKms Financial Services, Inc otherConover Capital Management otherOtherMar 13, 2013Apr 1, 2013
James Michael JonesKms Financial Services, Inc otherSagepoint Financial, Inc. otherOtherDec 31, 2012Jan 8, 2013
Jeffrey L ChurchKms Financial Services, Inc otherAmeriprise Financial Services, LLC national BDOtherApr 23, 2012May 3, 2012
Jeffery Wayne HillKms Financial Services, Inc otherAlison, LLC otherOtherDec 31, 2011Mar 18, 2010
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222 moves match.