DFX Intelligence
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Francis Vahey | Citizens Securities, Inc. BD affiliated | Silver Pine Capital, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 2, 2021 | Jan 25, 2022 (237 d) |
| Nathan Randolph Bailey | Citizens Securities, Inc. BD affiliated | Conrad Siegel Investment Advisors institutional | Other | Jun 2, 2021 | Jun 18, 2021 |
| Brandon Lopez | Citizens Securities, Inc. BD affiliated | Executive Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2021 | Jun 2, 2021 |
| Sarah Smets | Citizens Securities, Inc. BD affiliated | Lake Street Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2021 | Jun 23, 2021 |
| Nicholas Michael Luise | Citizens Securities, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2021 | Jun 3, 2021 |
| Guido Andrew Dipietro | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | Jun 29, 2023 (769 d) |
| Kevin Eric Belskie | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2021 | Jul 22, 2021 (72 d) |
| Frederick E Disbrow | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 10, 2021 | Jun 9, 2021 |
| Rita M Labeta | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2021 | Jul 16, 2021 (67 d) |
| Jessica Lynn Leach | Citizens Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | May 17, 2021 |
| Tushar Gala | Citizens Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2021 | Apr 21, 2026 (1813 d) |
| Doyle Jeffrey Mosley | Citizens Securities, Inc. BD affiliated | Comerica Securities bank affiliated | Other | May 3, 2021 | Apr 28, 2021 |
| Jared Reinstein | Citizens Securities, Inc. BD affiliated | Berkshire Money Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2021 | May 21, 2021 |
| Rebecca May Hood | Citizens Securities, Inc. BD affiliated | Mid Atlantic Financial Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2021 | Apr 20, 2021 |
| Robert P Huntington | Citizens Securities, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Apr 20, 2021 |
| Chad Ian Akselrad | Citizens Securities, Inc. BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2021 | May 10, 2021 |
| James J Maloney | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2021 | Jun 29, 2021 (75 d) |
| Steven M. Mongelli | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2021 | Mar 7, 2022 (328 d) |
| Adrita Shamsher Prova | Citizens Securities, Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Apr 9, 2021 | Jun 28, 2022 (445 d) |
| Branden Borowiak | Citizens Securities, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Jul 29, 2021 (119 d) |
| Michael P Hogan | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2021 | Apr 15, 2021 |
| Steven Dominic Cacciutti | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 29, 2021 | Mar 26, 2021 |
| Jeremy T Rivers | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2021 | Mar 30, 2021 |
| Robin Patricia Lewandowski | Citizens Securities, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | Mar 20, 2021 |
| Matthew Holmes | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | May 17, 2021 (60 d) |
| Michael Joseph Alba | Citizens Securities, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2021 | May 1, 2026 (1873 d) |
| Andreas Wochtl | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2021 | Mar 11, 2021 |
| Allen George Sawyer | Citizens Securities, Inc. BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2021 | Mar 30, 2021 |
| Jason J Belyea | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2021 | Feb 26, 2021 |
| Scott Wolfe | Citizens Securities, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 22, 2021 | Jan 12, 2022 (324 d) |
| Ian Costanzo | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2021 | Apr 14, 2021 (71 d) |
| Douglas Edward Grom | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2021 | Feb 3, 2021 |
| Jared Hobert Brock | Citizens Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 26, 2021 | Jan 26, 2021 |
| Jacob March Schaefer | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2021 | Feb 9, 2021 |
| Ryan Bruce Hill | Citizens Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 26, 2021 | Jan 26, 2021 |
| Joseph Robert Garrity | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2021 | Feb 5, 2021 |
| William R Deemer | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2021 | Jan 14, 2021 |
| Mark Christopher Zonno | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2021 | Feb 19, 2021 (42 d) |
| Gary Geraci | Citizens Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Jan 11, 2021 |
| Daniel Michael Calarco | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2021 | Jan 5, 2021 |
| Danny Jay Buesing | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2021 | May 3, 2024 (1214 d) |
| Timothy C Hernandez | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2021 | Feb 23, 2022 (414 d) |
| Susan Izyk | Citizens Securities, Inc. BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jun 29, 2022 (545 d) |
| Jim Steiner Montgomery | Citizens Securities, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Feb 24, 2022 (420 d) |
| John W. Conroy | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 13, 2022 (378 d) |
| Christopher Anthony Pellegrino | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2020 | Oct 19, 2022 (657 d) |
| Tatiana Williams | Citizens Securities, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Dec 31, 2020 | Mar 14, 2022 (438 d) |
| James Donald Lefever | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2020 | Dec 15, 2022 (714 d) |
| Sumeet Malhotra | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jun 21, 2022 (537 d) |
| James Alexander Mollison | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Feb 8, 2022 (404 d) |
| James Szwerc | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jul 13, 2021 (194 d) |
| Jotie Z Hirkissa | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Mar 15, 2022 (439 d) |
| Jeffrey Kilgore | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2020 | Sep 28, 2021 (271 d) |
| Silviya Ivanova Cassar | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Apr 1, 2022 (456 d) |
| Ashley Kahler | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Oct 10, 2022 (648 d) |
| Martin Gaspar Arslanian-Torre | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2020 | Sep 7, 2021 (250 d) |
| Ryan Michael Keegan | Citizens Securities, Inc. BD affiliated | M&T Securities, Inc. unclassified | Other | Dec 31, 2020 | Mar 4, 2021 (63 d) |
| Thomas J Schultz | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jun 8, 2021 (159 d) |
| Patrick Lospennato | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 3, 2023 (733 d) |
| Tyler W Thomas | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 24, 2020 | Jul 28, 2021 (216 d) |
1,362 moves match.