| Dennile Lynne Haddock | Citizens Securities, Inc. other | Comerica Securities other | Other | Nov 21, 2016 | Dec 2, 2016 |
| Beverly Marie Ketel | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Nov 8, 2016 | Dec 7, 2016 |
| David Dexter Oxley | Citizens Securities, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 14, 2016 | Oct 17, 2016 |
| Kyle Patrick Hennessy | Citizens Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Sep 29, 2016 | Oct 3, 2016 |
| Michael Correll | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Sep 28, 2016 | Nov 15, 2016 (48 d) |
| Yogesh Malik | Citizens Securities, Inc. other | Osaic Institutions, Inc. other | Other | Sep 19, 2016 | Oct 18, 2016 |
| Jared Michael Kersten | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Sep 7, 2016 | Jun 13, 2017 (279 d) |
| Derek Miles Robson | Citizens Securities, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Sep 6, 2016 | Sep 21, 2016 |
| Robert A Martin | Citizens Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Sep 6, 2016 | Oct 31, 2016 (55 d) |
| Stephen Eric Nichols | Citizens Securities, Inc. other | Spc BD affiliated | Other | Aug 2, 2016 | Jan 28, 2021 (1640 d) |
| James Marks Bower | Citizens Securities, Inc. other | Questar Asset Management, Inc. other | Other | Jul 27, 2016 | Jul 14, 2016 |
| Deborah Ann Farrell | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 16, 2016 | Jul 27, 2016 |
| Anthony Joseph Rossini | Citizens Securities, Inc. other | M&T Securities, Inc. unclassified | Other | Jul 7, 2016 | Aug 9, 2016 (33 d) |
| Bryan Marc Gravel | Citizens Securities, Inc. other | Flagship Harbor Advisors, LLC independent RIA | Other | Jul 6, 2016 | Aug 19, 2022 (2235 d) |
| Aaron Michael Adrian | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Jun 30, 2016 | Jul 29, 2016 |
| Matthew James Boley | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 28, 2016 | Sep 22, 2016 (86 d) |
| Joyce Maria Skaperdas | Citizens Securities, Inc. other | Granite Investment Advisors, LLC other | Other | Jun 27, 2016 | Oct 5, 2016 (100 d) |
| Daniel Friedrich Goss | Citizens Securities, Inc. other | Hefren-Tillotson, Inc. independent RIA | Other | Jun 6, 2016 | Apr 12, 2019 (1040 d) |
| Dena Mao | Citizens Securities, Inc. other | Cadaret Grant & Co Inc other | Other | May 23, 2016 | Jun 3, 2016 |
| William Hangan | Citizens Securities, Inc. other | Hightower Advisors, LLC other | Other | May 23, 2016 | Aug 31, 2016 (100 d) |
| Hajira Buttar | Citizens Securities, Inc. other | Advice And Planning Services BD affiliated | Other | May 18, 2016 | Sep 4, 2026 (3761 d) |
| Nicholas Hesse | Citizens Securities, Inc. other | Key Investment Services LLC BD affiliated | Other | May 17, 2016 | May 2, 2018 (715 d) |
| Salvatore Vanadia | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 11, 2016 | Jun 1, 2016 |
| Tushar Gala | Citizens Securities, Inc. other | LPL Financial LLC other | Other | May 11, 2016 | Oct 14, 2016 (156 d) |
| Frank Frederick Loria | Citizens Securities, Inc. other | Santander Securities other | Other | May 9, 2016 | May 31, 2016 |
| David Costa Smirles | Citizens Securities, Inc. other | Invest Financial Corporation other | Other | May 3, 2016 | Jun 2, 2016 |
| Visonja Andrianopoulos | Citizens Securities, Inc. other | Advice And Planning Services other | Other | May 3, 2016 | May 16, 2016 |
| Kimberly A Crespi | Citizens Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Apr 25, 2016 | Apr 29, 2016 |
| Eric Dale Baker | Citizens Securities, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Apr 13, 2016 | Apr 25, 2016 |
| David Richard Messina | Citizens Securities, Inc. other | Capital One Advisors, LLC other | Other | Apr 11, 2016 | May 5, 2016 |
| Alexander Gurin | Citizens Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Apr 5, 2016 | Apr 20, 2016 |
| Timothy Jay Swanson | Citizens Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Mar 23, 2016 | Feb 17, 2017 (331 d) |
| Mark Barron | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 16, 2016 | Mar 30, 2016 |
| William Douglas Mccullough | Citizens Securities, Inc. other | Northwest Advisors, Inc. other | Other | Mar 16, 2016 | Mar 23, 2016 |
| Tiffany Marie Lyga | Citizens Securities, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Feb 24, 2016 | Feb 26, 2016 |
| Sabina Anna Vegiard | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Feb 20, 2016 | Feb 23, 2016 |
| Jeff Ryan Osaer | Citizens Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Feb 20, 2016 | Mar 14, 2016 |
| Elizabeth Ann Williams | Citizens Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jan 30, 2016 | Mar 7, 2016 (37 d) |
| Lori Susan Duquette | Citizens Securities, Inc. other | Santander Securities other | Other | Jan 21, 2016 | Feb 12, 2016 |
| Joseph John Badolato | Citizens Securities, Inc. other | Key Investment Services LLC BD affiliated | Other | Jan 13, 2016 | Mar 26, 2021 (1899 d) |
| Joseph R Ferreira | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Jan 12, 2016 | Jan 20, 2016 |
| Michael George Watson | Citizens Securities, Inc. other | Osaic Fa, Inc. other | Other | Jan 5, 2016 | Dec 23, 2015 |
| Paul Christian Dries | Citizens Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jan 4, 2016 | Feb 2, 2016 |
| Michael Joseph Germana | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Dec 21, 2015 | Dec 21, 2015 |
| Bernabe Villanueva | Citizens Securities, Inc. other | Mma Securities LLC no RAUM | Other | Dec 7, 2015 | Jan 21, 2016 (45 d) |
| Francis J Aiello | Citizens Securities, Inc. other | Fisher Investments other | Other | Dec 7, 2015 | Dec 7, 2015 |
| David Ronald Hatfield | Citizens Securities, Inc. other | Private Advisor Group, LLC other | Other | Dec 2, 2015 | Dec 7, 2015 |
| Russell William Strickler | Citizens Securities, Inc. other | Msi Financial Services, Inc. other | Other | Dec 2, 2015 | Nov 10, 2015 |
| David Robert Ryan | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Nov 30, 2015 | Dec 11, 2015 |
| Renee R Varner | Citizens Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Nov 27, 2015 | Dec 18, 2015 |
| Heather Lee Hersey | Citizens Securities, Inc. other | Santander Securities other | Other | Nov 24, 2015 | Dec 11, 2015 |
| Collin Roy Church Glover | Citizens Securities, Inc. other | Huntington Financial Advisors other | Other | Nov 10, 2015 | Dec 11, 2015 (31 d) |
| James Leo Carlisle | Citizens Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 26, 2015 | Nov 20, 2015 |
| Edward William Quirk | Citizens Securities, Inc. other | U.S. Financial Advisors other | Other | Oct 16, 2015 | Oct 19, 2015 |
| Daniel Jay Cewe | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Oct 13, 2015 | Nov 6, 2015 |
| Kenneth Bruce Lundquist | Citizens Securities, Inc. other | Signator Investors, Inc. other | Other | Oct 5, 2015 | Oct 5, 2015 |
| Frank John Rosala | Citizens Securities, Inc. other | Ast Investment Services, Inc. other | Other | Sep 30, 2015 | Sep 30, 2015 |
| Dejha Lee Krajcar | Citizens Securities, Inc. other | Fifth Third Securities, Inc. other | Other | Sep 23, 2015 | Oct 1, 2015 |
| Michael Leslie | Citizens Securities, Inc. other | Voya Financial Advisors, Inc. BD affiliated | Other | Sep 23, 2015 | Jul 10, 2025 (3578 d) |
| Randy Edward Ball | Citizens Securities, Inc. other | Santander Securities other | Other | Sep 23, 2015 | Nov 5, 2015 (43 d) |