DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Francis KloeckerMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherJan 26, 2005Jan 2, 2009 (1437 d)
James D LoftinMorgan Keegan & Company, LLC otherRaymond James Financial Services, Inc. unclassifiedOtherJan 26, 2005Jan 14, 2005
Mark Douglas LeimbergerMorgan Keegan & Company, LLC otherFerris, Baker Watts, LLC unclassifiedOtherJan 19, 2005Jan 14, 2005
Kevin Ray HatfieldMorgan Keegan & Company, LLC otherEdward Jones national BDOtherJan 7, 2005Jul 30, 2008 (1300 d)
Michael Dewayne BrownMorgan Keegan & Company, LLC otherBerkeley Capital Partners, LLC otherOtherDec 31, 2004Oct 25, 2016 (4316 d)
Michael Hayes HamiltonMorgan Keegan & Company, LLC otherB Riley Wealth Management otherOtherDec 15, 2004Jan 26, 2006 (407 d)
Charles Bradford BoothMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherDec 14, 2004Jan 12, 2005
Mitchell Clark HodgkissMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherDec 9, 2004Dec 13, 2004
James Morris SmithMorgan Keegan & Company, LLC otherFifth Third Securities, Inc. otherOtherDec 2, 2004Feb 24, 2005 (84 d)
Jessica L CadenMorgan Keegan & Company, LLC otherEmerald Spectrum Advisory, Inc. unclassifiedOtherDec 2, 2004Nov 28, 2005 (361 d)
James HarrisMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 23, 2004Nov 19, 2004
Paul Murry MargravesMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 19, 2004Aug 17, 2005 (271 d)
Thomas Michael UdovichMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherNov 5, 2004Apr 21, 2005 (167 d)
Bryant Charles NorthMorgan Keegan & Company, LLC otherRaymond James Financial Services, Inc. unclassifiedOtherOct 21, 2004Mar 29, 2005 (159 d)
Gail Lynn TencerMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 13, 2004Dec 9, 2004 (57 d)
Kenneth Vincent NelsonMorgan Keegan & Company, LLC otherInvestors Capital Advisory otherOtherOct 5, 2004Apr 24, 2007 (931 d)
Gilbert J RiojasMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherSep 30, 2004Sep 24, 2004
Lisa Jane NelsonMorgan Keegan & Company, LLC otherInvestors Capital Advisory otherOtherSep 30, 2004Mar 27, 2007 (908 d)
Adam Wesley StaplesMorgan Keegan & Company, LLC otherState Farm Investment Management Corp. asset managerOtherSep 30, 2004Oct 17, 2018 (5130 d)
Elizabeth R KnightMorgan Keegan & Company, LLC otherFirst Horizon Advisors, Inc otherOtherSep 7, 2004Oct 15, 2004 (38 d)
Randall Wade HammondMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherAug 27, 2004Sep 17, 2004
Linda Carol HealyMorgan Keegan & Company, LLC otherMorgan Stanley Dw Inc. unclassifiedOtherAug 26, 2004Jul 18, 2006 (691 d)
James Patrick MausMorgan Keegan & Company, LLC otherMorgan Stanley Dw Inc. unclassifiedOtherAug 6, 2004Aug 3, 2004
Lisa Marie PalmisanoMorgan Keegan & Company, LLC otherOsaic Fa, Inc. otherOtherAug 6, 2004Aug 9, 2004
Christopher Norman FisherMorgan Keegan & Company, LLC otherMorgan Stanley Dw Inc. unclassifiedOtherAug 6, 2004Feb 24, 2005 (202 d)
David Wilkins LoftonMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherAug 6, 2004Aug 19, 2004
James Keith WilkinsMorgan Keegan & Company, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherAug 6, 2004Jul 19, 2004
Martin Eugene PospicilMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherAug 6, 2004Jan 2, 2009 (1610 d)
Terrence Lee MartiMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherAug 6, 2004Jan 2, 2009 (1610 d)
James Douglas HarrisMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherJun 21, 2004May 28, 2009 (1802 d)
Charles E FischesserMorgan Keegan & Company, LLC otherPark Avenue Securities LLC otherOtherMay 19, 2004Mar 8, 2005 (293 d)
Robert Lee BarnettMorgan Keegan & Company, LLC otherPalmer & Cay Investment Services Inc unclassifiedOtherMay 13, 2004Jun 23, 2004 (41 d)
Julia R SchapMorgan Keegan & Company, LLC otherMercury Investment Group independent RIAOtherApr 7, 2004Apr 21, 2004
Marc Charles KesnerMorgan Keegan & Company, LLC otherTd Ameritrade, Inc. no RAUMOtherApr 2, 2004Jun 7, 2005 (431 d)
Robert Anderson MccommonMorgan Keegan & Company, LLC otherB Riley Wealth Management otherOtherMar 29, 2004Feb 28, 2014 (3623 d)
Leslie S RionMorgan Keegan & Company, LLC otherLexington Investment Company, Inc. unclassifiedOtherMar 25, 2004Mar 23, 2006 (728 d)
Matthew Lawrence StockhamMorgan Keegan & Company, LLC otherLexington Investment Company, Inc. unclassifiedOtherMar 25, 2004Mar 23, 2006 (728 d)
Abraham Louis KawajaMorgan Keegan & Company, LLC otherLexington Investment Company, Inc. unclassifiedOtherMar 25, 2004Mar 23, 2006 (728 d)
Robert Burdick WarnockMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherMar 24, 2004Apr 8, 2004
Grant Merrill BoucekMorgan Keegan & Company, LLC otherFirst Horizon Advisors, Inc otherOtherMar 24, 2004Jul 18, 2011 (2672 d)
David Scott SteinfeldMorgan Keegan & Company, LLC otherRaymond James Financial Services, Inc. unclassifiedOtherFeb 4, 2004Feb 12, 2004
Robert L BandyMorgan Keegan & Company, LLC otherWilbanks Securities Advisory otherOtherJan 7, 2004Jan 23, 2004
Patricia Ann HaytonMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 5, 2003Dec 4, 2003
Robert P ColettaMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherNov 18, 2003Nov 14, 2003
Edward Martin RosenbergMorgan Keegan & Company, LLC otherTransamerica Financial Advisors, LLC otherOtherSep 24, 2003Sep 29, 2003
James Winston FaulknerMorgan Keegan & Company, LLC otherCrews & Associates, Inc. independent RIAOtherSep 9, 2003Aug 25, 2006 (1081 d)
Kevin Andrew CarswellMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherSep 3, 2003Aug 29, 2003
Brete Ballard GarlandMorgan Keegan & Company, LLC otherStephens BD affiliatedOtherAug 27, 2003Sep 16, 2019 (5864 d)
Tonya Gay FulcherMorgan Keegan & Company, LLC other1st Global Advisors Inc otherOtherAug 27, 2003Sep 17, 2003
Edward Boyd StephensMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 26, 2003Nov 18, 2004 (450 d)
James Todd NewtonMorgan Keegan & Company, LLC otherSterne, Agee & Leach, Inc. unclassifiedOtherJun 24, 2003Oct 8, 2003 (106 d)
Robert Wayne MartinMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherJun 20, 2003Mar 15, 2005 (634 d)
William Richard McleanMorgan Keegan & Company, LLC otherMclean Capital Management state registeredOtherApr 30, 2003Feb 12, 2008 (1749 d)
Troy Wood BeckettMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherApr 23, 2003Apr 29, 2003
Charles Glenn NelsonMorgan Keegan & Company, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherApr 17, 2003May 15, 2006 (1124 d)
Terry Lee WhitneyMorgan Keegan & Company, LLC otherIntrua Financial otherOtherMar 31, 2003Feb 12, 2016 (4701 d)
George Henry ArnoldMorgan Keegan & Company, LLC otherStanford Group Company unclassifiedOtherMar 19, 2003Mar 21, 2003
Sumeet Kaur RaiMorgan Keegan & Company, LLC otherStanford Group Company unclassifiedOtherMar 19, 2003Mar 14, 2003
Michael Eric StewartMorgan Keegan & Company, LLC otherAmerican Portfolios Advisors, Inc otherOtherMar 19, 2003Oct 21, 2003 (216 d)
Barry HillMorgan Keegan & Company, LLC otherRaymond James Financial Services, Inc. unclassifiedOtherFeb 4, 2003Feb 12, 2003
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608 moves match.