DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oneamerica Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Margaret Omarra Maruzo | Oneamerica Securities, Inc. BD affiliated | Principle Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2019 | Sep 23, 2019 |
| Thomas Edward O'Brien | Oneamerica Securities, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2019 | Nov 8, 2019 (53 d) |
| Kimberly Vickers Johnson | Oneamerica Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Jan 2, 2020 (114 d) |
| Jennifer Rebecca Rocci | Oneamerica Securities, Inc. BD affiliated | Capital Client Group, Inc. no RAUM | Other | Aug 29, 2019 | Jan 26, 2026 (2342 d) |
| Michael Jason Sacher | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2019 | Aug 20, 2020 (391 d) |
| Evan Charles Gates | Oneamerica Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Jul 28, 2020 (383 d) |
| Andrew John Mcdonnell | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2019 | Mar 21, 2024 (1731 d) |
| Logan Bradley Smith | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2019 | Jul 26, 2019 (38 d) |
| Dane William Colberg | Oneamerica Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2019 | Jun 17, 2019 |
| Kent P Von Der Vellen | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2019 | Mar 21, 2024 (1744 d) |
| David Anthony Walters | Oneamerica Securities, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Jun 3, 2019 |
| Adam Jude Corwin | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jun 13, 2019 |
| Donald Craig Rogers | Oneamerica Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | May 14, 2019 |
| Michael T Cleary | Oneamerica Securities, Inc. BD affiliated | Private Client Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 16, 2019 | Feb 3, 2020 (263 d) |
| Bryan Eugene Donaugh | Oneamerica Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2019 | Feb 11, 2020 (308 d) |
| Donna Jean Stolper Gonzalez | Oneamerica Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 29, 2019 | Apr 25, 2019 |
| William Richard Ellis | Oneamerica Securities, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2019 | Apr 9, 2019 |
| Jill A Dailey | Oneamerica Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2019 | Mar 12, 2019 |
| Kate Wright | Oneamerica Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2019 | Mar 25, 2019 |
| Michele Phillippi | Oneamerica Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2019 | Jan 15, 2019 |
| Don Howard Hart | Oneamerica Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Dec 20, 2018 |
| Byron Dcharles Freeman | Oneamerica Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2018 | Dec 12, 2018 |
| Martin Owen Mccann | Oneamerica Securities, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2018 | Nov 16, 2018 |
| Nicholas David Mccleary | Oneamerica Securities, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2018 | Nov 1, 2021 (1085 d) |
| Harvinder S Sahni | Oneamerica Securities, Inc. BD affiliated | Foresters Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Feb 7, 2019 (93 d) |
| Zachary P Laake | Oneamerica Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Oct 29, 2018 |
| Brooke Stephens | Oneamerica Securities, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 11, 2018 | Oct 8, 2018 |
| Heather Rose Nicholas | Oneamerica Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 10, 2018 | Oct 3, 2018 |
| Lucas Alan Thouvenin | Oneamerica Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 8, 2018 | Sep 28, 2018 |
| Ron Greenfield | Oneamerica Securities, Inc. BD affiliated | Secure Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2018 | Oct 17, 2018 |
| Trent Lynn Harris | Oneamerica Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Oct 10, 2018 |
| Karin R Stewart | Oneamerica Securities, Inc. BD affiliated | Questar Asset Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2018 | Sep 28, 2018 |
| Jimmy Ray Nash | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2018 | Aug 27, 2018 |
| Donald W Talbert | Oneamerica Securities, Inc. BD affiliated | Latitude Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2018 | Nov 3, 2023 (1921 d) |
| Bart P Reese | Oneamerica Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Aug 29, 2018 |
| Tyler Erikson | Oneamerica Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Jul 25, 2018 |
| Joseph Muniz | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2018 | Mar 21, 2024 (2079 d) |
| Randall Bernard Richardson | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2018 | Jul 13, 2018 |
| Kevin Bernard Richardson | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2018 | Jul 5, 2018 |
| Benjamin Latroy Robinson | Oneamerica Securities, Inc. BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2018 | Jun 19, 2018 |
| James Edward Eastwood | Oneamerica Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | Oct 21, 2019 (496 d) |
| Thomas C Block | Oneamerica Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 12, 2018 | Mar 6, 2019 (267 d) |
| Debby P Pan | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2018 | Jul 30, 2018 (60 d) |
| Davina Jean Merrell | Oneamerica Securities, Inc. BD affiliated | Capital Client Group, Inc. no RAUM | Other | May 22, 2018 | Jan 9, 2024 (2058 d) |
| Frank William Marra | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2018 | Jul 27, 2018 (66 d) |
| Kenneth Alan Wessels | Oneamerica Securities, Inc. BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2018 | Apr 26, 2018 |
| Amy Jo Rice | Oneamerica Securities, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Jul 30, 2018 (112 d) |
| Danielle Marie Webster | Oneamerica Securities, Inc. other | Empower Advisory Group, LLC institutional | Other | Mar 22, 2018 | Apr 30, 2019 (404 d) |
| Brian Thomas Schoonover | Oneamerica Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Mar 22, 2018 | Jun 15, 2018 (85 d) |
| Daniel Colvin | Oneamerica Securities, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 22, 2018 | Apr 9, 2018 |
| Bonnita L Hughes | Oneamerica Securities, Inc. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 21, 2018 | Apr 6, 2026 (2938 d) |
| Adam Keith Mckell | Oneamerica Securities, Inc. other | Townsquare Capital, LLC mixed wealth | Other | Mar 6, 2018 | Feb 26, 2018 |
| Dennis Michael Tender | Oneamerica Securities, Inc. other | MML Investors Services, LLC other | Other | Feb 26, 2018 | Mar 23, 2018 |
| Gregg A Hews | Oneamerica Securities, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Feb 7, 2018 | May 8, 2018 (90 d) |
| Cindy Larue Crossett | Oneamerica Securities, Inc. other | J. W. Cole Advisors, Inc. other | Other | Feb 7, 2018 | Feb 6, 2018 |
| Brian Hazen Wilde | Oneamerica Securities, Inc. other | Financial Insight Center other | Other | Feb 1, 2018 | Jan 26, 2018 |
| Christopher Herter Ekstrom | Oneamerica Securities, Inc. other | Fifth Third Securities, Inc. BD affiliated | Other | Jan 22, 2018 | Apr 2, 2019 (435 d) |
| William Joseph Demarco | Oneamerica Securities, Inc. other | Regal Investment Advisors LLC other | Other | Jan 17, 2018 | Mar 9, 2018 (51 d) |
| Sichen Li | Oneamerica Securities, Inc. other | Transglobal Advisory, LLC independent RIA | Other | Jan 17, 2018 | Mar 19, 2018 (61 d) |
| Amy W Yost | Oneamerica Securities, Inc. other | Global View Capital Management LLC other | Other | Jan 9, 2018 | Feb 23, 2018 (45 d) |
560 moves match.