DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Santander Securities
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Fleming | Santander Securities BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Jul 11, 2024 (310 d) |
| Denise Biederman Rayve | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Aug 22, 2023 |
| Ricardo A Molina | Santander Securities BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2023 | Aug 9, 2023 |
| Joseph Lagner | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 29, 2023 |
| Candice Travis | Santander Securities BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2023 | Aug 14, 2023 |
| Ayinde J Shepherd | Santander Securities BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 27, 2023 |
| Alenette Acuesta Opena | Santander Securities BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2023 | Jul 18, 2023 |
| Justin Jones | Santander Securities BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2023 | Aug 22, 2023 (41 d) |
| Leena Srinivas | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jul 11, 2023 |
| Lawrence Chodash | Santander Securities BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | Apr 20, 2023 |
| Joseph John Baganski | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 4, 2023 |
| Omar M Olivieri | Santander Securities BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2023 | May 3, 2023 |
| Jerry Celentano | Santander Securities BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Apr 17, 2023 |
| Brian T Sullivan | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2023 | Mar 30, 2023 |
| Carmela Patricia Michaels | Santander Securities BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2023 | Feb 16, 2023 |
| Fabio Ruggiero Cristino | Santander Securities BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2023 | Feb 8, 2023 |
| Gordon Pealock | Santander Securities BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Jan 4, 2023 |
| William Hagerty | Santander Securities BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2022 | Jan 17, 2023 (50 d) |
| Leonard F Lye | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2022 | Oct 17, 2022 |
| Steven Andrew Fuerbacher | Santander Securities BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Sep 30, 2022 |
| Jonathon Torres | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Sep 26, 2022 |
| Inezjustine Refugio Aznar | Santander Securities BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Nov 9, 2022 (84 d) |
| Bradford C Corbett | Santander Securities BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2022 | Jan 1, 2026 (1234 d) |
| Randolph Kendall Feliz | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Jul 14, 2022 |
| Peter Coutracos | Santander Securities BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Aug 23, 2022 |
| Marzana Zaman | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Aug 4, 2022 |
| James H Mooney | Santander Securities BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 29, 2022 |
| Daniel J. Ferreira | Santander Securities BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2022 | Aug 19, 2022 |
| Pablo Cardoso | Santander Securities BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2022 | Sep 30, 2022 (85 d) |
| Melissa Jane Howard | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2022 | Sep 21, 2022 (76 d) |
| Daniel Fitzmaurice | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jul 12, 2022 |
| Breno Costa Vilete | Santander Securities BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2022 | Jul 5, 2022 |
| Mariano Joaquin Pagano | Santander Securities BD affiliated | Puente Asesoramiento De Inversiones, LLC no RAUM | Other | Jun 15, 2022 | Feb 1, 2023 (231 d) |
| Shawn Theodore Curry | Santander Securities BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2022 | Jul 20, 2023 (402 d) |
| Nicholas Jason Exias | Santander Securities BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Nov 2, 2023 (511 d) |
| Paula Jean Ciotti | Santander Securities BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Mar 26, 2025 (1022 d) |
| Shawn Neice | Santander Securities BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | May 11, 2022 |
| Eliud Parada | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 17, 2022 |
| David Dougherty | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Apr 4, 2022 |
| Chris Talpas | Santander Securities BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | May 5, 2022 |
| William Gerard Jacques | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | Jan 3, 2023 (270 d) |
| Richard Louis Trotta | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | May 20, 2022 (42 d) |
| Steven John Barsolona | Santander Securities BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2022 | Mar 18, 2022 |
| Michael Jason Oliveri | Santander Securities BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2022 | Mar 4, 2022 |
| Austin T Kline | Santander Securities BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Apr 25, 2022 (52 d) |
| Robert R Vallee | Santander Securities BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Mar 31, 2022 (34 d) |
| Christopher Uliano | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2022 | Feb 10, 2022 |
| Michael Richard Tormey | Santander Securities BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Feb 8, 2022 |
| Joseph F Varga | Santander Securities BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2022 | Feb 4, 2022 |
| Fradjihaidavid Zeitoun | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Apr 5, 2022 (77 d) |
| Jan S Zambrano | Santander Securities BD affiliated | Activest Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Jan 11, 2022 |
| Claudia Ripper | Santander Securities BD affiliated | Xp Advisory US, Inc. other | Other | Jan 7, 2022 | Aug 31, 2022 (236 d) |
| James M Glass | Santander Securities BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 7, 2022 | Jan 6, 2022 |
| Jeffrey Unger | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Jan 7, 2022 |
| Tatiana Sigalova | Santander Securities BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 3, 2022 | Feb 22, 2022 (50 d) |
| Angelo Giovanni Gallo | Santander Securities BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Feb 28, 2022 (56 d) |
| Roger Dean Heidlebaugh | Santander Securities BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Nov 18, 2021 |
| Richard Knuth | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 24, 2021 |
| Christopher Antonelli | Santander Securities BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Aug 18, 2022 (328 d) |
| Inas Alawam | Santander Securities BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Sep 24, 2021 |
500 moves match.