| Theodore Scott Alexander | Cuso Financial Services, L.P. other | Fifth Third Securities, Inc. other | Other | Jun 3, 2016 | Jun 21, 2016 |
| Jennifer Alice Harris | Cuso Financial Services, L.P. other | Investment Professionals, Inc. other | Other | May 25, 2016 | May 31, 2016 |
| Aaron James Haugland | Cuso Financial Services, L.P. other | Personal Capital Advisors Corporation other | Other | May 6, 2016 | May 10, 2016 |
| James Patrick Flynn | Cuso Financial Services, L.P. other | Santander Securities other | Other | May 3, 2016 | May 17, 2016 |
| Adriana Genoveffa Guez | Cuso Financial Services, L.P. other | Pnc Managed Account Solutions, Inc. other | Other | May 2, 2016 | Apr 5, 2017 (338 d) |
| Carlos Menicucci | Cuso Financial Services, L.P. other | Td Ameritrade Investment Management, LLC other | Other | May 2, 2016 | Jan 19, 2017 (262 d) |
| Douglas Charles Robb | Cuso Financial Services, L.P. other | Abc Wealth Inc state registered | Other | Apr 29, 2016 | Apr 1, 2021 (1798 d) |
| Matthew Anthony Tarantino | Cuso Financial Services, L.P. other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Apr 28, 2016 | Feb 7, 2019 (1015 d) |
| Ashley Elizabeth Curiel | Cuso Financial Services, L.P. other | Golden State Wealth Management, LLC other | Other | Apr 26, 2016 | Feb 15, 2017 (295 d) |
| Gregory Allen Gulick | Cuso Financial Services, L.P. other | Ic Advisory Services, Inc. other | Other | Apr 15, 2016 | Apr 15, 2016 |
| Patrick Thor | Cuso Financial Services, L.P. other | Pfg Advisors other | Other | Apr 14, 2016 | Apr 20, 2016 |
| Denis Ingalls | Cuso Financial Services, L.P. other | Edward Jones national BD | Other | Apr 5, 2016 | Apr 13, 2017 (373 d) |
| Jonathan Clinton Campbell | Cuso Financial Services, L.P. other | Schwab Wealth Advisory, Inc. other | Other | Apr 4, 2016 | Apr 11, 2016 |
| Brandy Alexander Ariza | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Mar 1, 2016 | Feb 25, 2016 |
| Curtis G Malone | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Mar 1, 2016 | Mar 18, 2016 |
| Matthew Earle Russell | Cuso Financial Services, L.P. other | Securities America Advisors, Inc. other | Other | Feb 25, 2016 | Feb 26, 2016 |
| Nathaniel James Anthony | Cuso Financial Services, L.P. other | Raymond James & Associates, Inc. national BD | Other | Feb 25, 2016 | Feb 22, 2016 |
| Levi Adam Thomas | Cuso Financial Services, L.P. other | U.S. Bancorp Investments, Inc. other | Other | Feb 10, 2016 | Mar 7, 2016 |
| Jeff Olbina | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Feb 9, 2016 | Feb 12, 2016 |
| Matthew Edward Gaffey | Cuso Financial Services, L.P. other | Suntrust Investment Services, Inc. other | Other | Jan 26, 2016 | Jan 21, 2016 |
| Elishah Mcdaniel | Cuso Financial Services, L.P. other | Wells Fargo Advisors wirehouse | Other | Jan 8, 2016 | Feb 17, 2016 (40 d) |
| Song Bo Shim | Cuso Financial Services, L.P. other | Cetera Investment Advisers LLC other | Other | Jan 8, 2016 | Feb 1, 2016 |
| Antonio Carter | Cuso Financial Services, L.P. other | Sorrento Pacific Financial, LLC other | Other | Dec 7, 2015 | Oct 2, 2015 |
| Brian Zachary Jones | Cuso Financial Services, L.P. other | Strategic Financial Concepts, LLC other | Other | Dec 7, 2015 | Dec 8, 2015 |
| Thomas W Huddleston | Cuso Financial Services, L.P. other | Osaic Institutions, Inc. other | Other | Dec 1, 2015 | Jan 11, 2016 (41 d) |
| Eric Laurin Johnson | Cuso Financial Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 1, 2015 | Jan 4, 2016 (34 d) |
| Nicholas Frank Nauta | Cuso Financial Services, L.P. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 6, 2015 | Nov 10, 2015 |
| Mary Kay Vanderweyst | Cuso Financial Services, L.P. other | Cetera Investment Advisers LLC other | Other | Nov 4, 2015 | Nov 25, 2015 |
| Michael Brescione | Cuso Financial Services, L.P. other | Wescom Financial Services, LLC independent RIA | Other | Nov 4, 2015 | Nov 5, 2015 |
| Mark Musallam | Cuso Financial Services, L.P. other | Eagle Strategies LLC other | Other | Oct 27, 2015 | Apr 20, 2016 (176 d) |
| Jonas Turand Champion | Cuso Financial Services, L.P. other | Net Income LLC state registered | Other | Sep 30, 2015 | Jan 6, 2016 (98 d) |
| Douglas Ried Daniels | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Sep 21, 2015 | Sep 22, 2015 |
| Ryan Jan Turner | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Sep 21, 2015 | Sep 22, 2015 |
| Bruce Allen Joseph | Cuso Financial Services, L.P. other | Msi Financial Services, Inc. other | Other | Sep 21, 2015 | Sep 21, 2015 |
| Jessica Elisabeth Beck | Cuso Financial Services, L.P. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Sep 21, 2015 | Feb 22, 2016 (154 d) |
| Patrick Edward Huey | Cuso Financial Services, L.P. other | Raymond James Financial Services Advisors, Inc other | Other | Aug 27, 2015 | Sep 28, 2015 (32 d) |
| Roberto Ricardo Rizza | Cuso Financial Services, L.P. other | Citizens Securities, Inc. other | Other | Aug 21, 2015 | Sep 11, 2015 |
| Eric Orlando Rivera Bonilla | Cuso Financial Services, L.P. other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 3, 2015 | Aug 5, 2015 |
| Daniel Bennett Goldman Levine | Cuso Financial Services, L.P. other | Td Ameritrade Investment Management, LLC other | Other | Jul 30, 2015 | Aug 5, 2015 |
| Robert Dwane Pencil | Cuso Financial Services, L.P. other | Conceptual Financial Advisors, LLC independent RIA | Other | Jul 10, 2015 | Jul 20, 2015 |
| Carolynn Bridget Bridges | Cuso Financial Services, L.P. other | Woodbury Financial Services, Inc. other | Other | Jul 6, 2015 | Sep 16, 2015 (72 d) |
| Kevin Dean Hemme | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Jun 19, 2015 | Jun 26, 2015 |
| Mark Anthony Sanchez | Cuso Financial Services, L.P. other | Sorrento Pacific Financial, LLC other | Other | Jun 19, 2015 | Feb 9, 2012 |
| Bradley Keith Hill | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Jun 2, 2015 | May 28, 2015 |
| Victor Sang Tawn | Cuso Financial Services, L.P. other | Nationwide Investment Advisors, LLC other | Other | Jun 2, 2015 | Jan 29, 2016 (241 d) |
| Adam E Hartzell | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Apr 20, 2015 | Apr 17, 2015 |
| Stephen Theodore Clark | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Apr 20, 2015 | Apr 17, 2015 |
| Stephen John Gerek | Cuso Financial Services, L.P. other | Suntrust Investment Services, Inc. other | Other | Apr 13, 2015 | Nov 12, 2015 (213 d) |
| Steven Lee Barnes | Cuso Financial Services, L.P. other | H. Beck, Inc. other | Other | Apr 13, 2015 | Apr 20, 2015 |
| Jason Douglas Mccarthy | Cuso Financial Services, L.P. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 2, 2015 | Apr 6, 2015 |
| Stephen Lo | Cuso Financial Services, L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Apr 1, 2015 | Apr 3, 2015 |
| Scott Rossiter Perrone | Cuso Financial Services, L.P. other | Invest Financial Corporation other | Other | Mar 20, 2015 | Mar 4, 2015 |
| Charmaine Brown | Cuso Financial Services, L.P. other | Wells Fargo Advisors wirehouse | Other | Mar 13, 2015 | Mar 17, 2015 |
| Timothy Alexander Quigley | Cuso Financial Services, L.P. other | Sorrento Pacific Financial, LLC other | Other | Mar 6, 2015 | Mar 17, 2014 |
| Jennifer Michelle Hipkiss | Cuso Financial Services, L.P. other | Thrivent Investment Management Inc. other | Other | Mar 6, 2015 | Feb 23, 2017 (720 d) |
| Merry Lisa Scala | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Feb 25, 2015 | Mar 12, 2015 |
| Don Hosea Williams | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Feb 25, 2015 | Feb 23, 2015 |
| Sean J Badgett | Cuso Financial Services, L.P. other | Next Financial Group, Inc. other | Other | Feb 6, 2015 | Aug 5, 2015 (180 d) |
| Jonathan Edward Peirson | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Jan 13, 2015 | Jan 12, 2015 |
| Ruben Rivera | Cuso Financial Services, L.P. other | Ameriprise Financial Services, LLC national BD | Other | Jan 13, 2015 | Jan 22, 2015 |