| John Mossa | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Aug 21, 2006 | Sep 21, 2006 (31 d) |
| Christopher Eugene Dini | Valic Financial Advisors, Inc. other | Avantax Advisory Services other | Other | Aug 16, 2006 | Dec 11, 2006 (117 d) |
| Aaron Matthew Gagnier | Valic Financial Advisors, Inc. other | Lincoln Investment other | Other | Aug 10, 2006 | Aug 2, 2016 (3645 d) |
| Anne Maleva Chamberlain | Valic Financial Advisors, Inc. other | American General Securities Incorporated unclassified | Other | Aug 10, 2006 | Nov 6, 2006 (88 d) |
| Michelle Kaymeiers Letch | Valic Financial Advisors, Inc. other | Financial Dimensions Group, Inc. other | Other | Aug 8, 2006 | Dec 19, 2013 (2690 d) |
| Austin Park | Valic Financial Advisors, Inc. other | Citigroup Global Markets Inc. other | Other | Aug 1, 2006 | Jul 14, 2006 |
| Randy Allen Sharp | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jul 28, 2006 | Aug 14, 2006 |
| Robert Maurice Surprenant | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Jul 6, 2006 | Apr 13, 2007 (281 d) |
| Wayne A. Watts | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Jul 3, 2006 | Nov 19, 2007 (504 d) |
| Patricia Diane Powell | Valic Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Jun 28, 2006 | Jun 8, 2006 |
| Joe Anthony Ramon | Valic Financial Advisors, Inc. other | Raymond James Financial Services, Inc. unclassified | Other | Jun 28, 2006 | Jun 20, 2006 |
| Jason Robert Dittfurth | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jun 28, 2006 | Dec 13, 2006 (168 d) |
| Jonathan Lane Blakelock | Valic Financial Advisors, Inc. other | Citigroup Global Markets Inc. other | Other | Jun 26, 2006 | Jul 19, 2006 |
| Noemi Lopez Ortega | Valic Financial Advisors, Inc. other | Wamu Investments, Inc. unclassified | Other | Jun 22, 2006 | Jun 12, 2006 |
| Frank Jefferies Held | Valic Financial Advisors, Inc. other | Investacorp Advisory Services Inc other | Other | Jun 6, 2006 | Jan 4, 2007 (212 d) |
| Walter Lloyd D'Souza | Valic Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | May 31, 2006 | Apr 25, 2022 (5808 d) |
| Eric Michael Barr | Valic Financial Advisors, Inc. other | Globalbridge other | Other | May 26, 2006 | Dec 16, 2013 (2761 d) |
| Melvin Harvey Lawrence | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | May 17, 2006 | May 5, 2006 |
| Jack Lee Fugate | Valic Financial Advisors, Inc. other | J. W. Cole Advisors, Inc. BD affiliated | Other | May 12, 2006 | Jan 1, 2025 (6809 d) |
| Benjamin Aaron Tyson | Valic Financial Advisors, Inc. other | Next Financial Group, Inc. other | Other | May 12, 2006 | May 9, 2006 |
| Richard George Gankofskie | Valic Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | May 8, 2006 | May 16, 2006 |
| Frederick Minot | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Apr 28, 2006 | Jun 1, 2006 (34 d) |
| Stephanie Nichols Marcello | Valic Financial Advisors, Inc. other | Raymond James Financial Services, Inc. unclassified | Other | Apr 24, 2006 | Dec 12, 2006 (232 d) |
| William Robert Joiner | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 10, 2006 | Mar 23, 2006 |
| David Andrew Knierim | Valic Financial Advisors, Inc. other | Investacorp Advisory Services Inc other | Other | Apr 3, 2006 | Mar 8, 2006 |
| Susan Hollahan Mccarthy | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Mar 27, 2006 | Mar 14, 2006 |
| Bryan John Nelson | Valic Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Mar 23, 2006 | Mar 8, 2006 |
| Luis Alfonso Almendarez | Valic Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Mar 15, 2006 | Sep 13, 2006 (182 d) |
| Randall Owen Norris | Valic Financial Advisors, Inc. other | Smith, Brown & Groover Inc. D/B/A Sbg Wealth Management independent RIA | Other | Mar 14, 2006 | Apr 11, 2006 |
| Grover C. Henson | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 10, 2006 | Feb 21, 2006 |
| Brett Canarelli | Valic Financial Advisors, Inc. other | Osaic Institutions, Inc. other | Other | Feb 24, 2006 | Feb 15, 2006 |
| Rosalinda Castro Roberts | Valic Financial Advisors, Inc. other | American General Financial Advisors, Inc. unclassified | Other | Feb 3, 2006 | Aug 6, 2002 |
| Eric Alan Brown | Valic Financial Advisors, Inc. other | The Mutual Fund Store other | Other | Jan 25, 2006 | Feb 14, 2006 |
| Joan L Check | Valic Financial Advisors, Inc. other | Citigroup Global Markets Inc. other | Other | Jan 17, 2006 | Mar 7, 2006 (49 d) |
| Michael John Felton | Valic Financial Advisors, Inc. other | Brecek & Young Advisors, Inc. other | Other | Jan 13, 2006 | Jan 4, 2006 |
| Gordon Burke Ward | Valic Financial Advisors, Inc. other | Lenox Advisors, Inc. unclassified | Other | Jan 13, 2006 | Oct 25, 2006 (285 d) |
| Marcus Chadale Kincaid | Valic Financial Advisors, Inc. other | Ballew Advisors Inc other | Other | Jan 13, 2006 | Jan 9, 2006 |
| Melvin Dale Brooks | Valic Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Jan 5, 2006 | Dec 11, 2008 (1071 d) |
| Larry Gene Mcclanahan | Valic Financial Advisors, Inc. other | Kms Financial Services, Inc other | Other | Jan 5, 2006 | Jan 5, 2006 |
| Brian Keith Moon | Valic Financial Advisors, Inc. other | Institutional Securities Corporation other | Other | Jan 4, 2006 | Jan 3, 2006 |
| Randall Armin Neis | Valic Financial Advisors, Inc. other | Missionsquare Retirement other | Other | Jan 4, 2006 | Jun 25, 2007 (537 d) |
| Richard Keith Allison | Valic Financial Advisors, Inc. other | American General Financial Advisors, Inc. unclassified | Other | Dec 21, 2005 | Mar 21, 2003 |
| Darin Gaffin Kaylor | Valic Financial Advisors, Inc. other | Brecek & Young Advisors, Inc. other | Other | Dec 21, 2005 | Dec 19, 2005 |
| Brian Matthew Rees | Valic Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Dec 19, 2005 | Feb 8, 2006 (51 d) |
| Shane Bueno | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 14, 2005 | Jul 19, 2012 (2409 d) |
| Brian J Forneris | Valic Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Dec 8, 2005 | Jan 13, 2006 (36 d) |
| Charles Carl Scrattish | Valic Financial Advisors, Inc. other | Invest Financial Corporation other | Other | Nov 23, 2005 | Dec 5, 2005 |
| Robert Raymond Boucher | Valic Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | Nov 16, 2005 | Jan 16, 2014 (2983 d) |
| Gregory Thomas Larson | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Nov 9, 2005 | Jul 14, 2006 (247 d) |
| Sheryl Ann Templeton | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | Nov 3, 2005 | Jun 20, 2007 (594 d) |
| Glenn Richard Lewis | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Nov 2, 2005 | Oct 26, 2005 |
| Linda Joyce Wisniewski | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Nov 2, 2005 | Jan 4, 2006 (63 d) |
| Scott Wesley Foster | Valic Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Nov 2, 2005 | Nov 9, 2005 |
| Michael J Kulinski | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Nov 2, 2005 | Nov 11, 2005 |
| Rick Dana Boynton | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 25, 2005 | Mar 23, 2007 (514 d) |
| Richard Allan Moen | Valic Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Oct 25, 2005 | Jan 19, 2006 (86 d) |
| Wendy Michelle Conner | Valic Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Oct 11, 2005 | Sep 25, 2007 (714 d) |
| David James Seibel | Valic Financial Advisors, Inc. other | Next Financial Group, Inc. other | Other | Oct 7, 2005 | Mar 1, 2007 (510 d) |
| Susan A Mason | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Oct 4, 2005 | Feb 22, 2010 (1602 d) |
| Kevin Arthur Rhodes | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Sep 16, 2005 | Oct 6, 2006 (385 d) |