DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nations Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick HardieNations Financial Group, Inc. independent RIABip Wealth, LLC independent RIARIA to RIAJul 30, 2026Jul 29, 2026
Douglas Duane BennettNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 21, 2026
Van Michael SchafferNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 21, 2026
Brent Herman HoffmanNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 21, 2026
Malcom OngNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 22, 2026
Douglas Lyle StephensNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 21, 2026
Jennifer GreerNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 21, 2026
Nicholas BennettNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 21, 2026
Lucas Scott GrayNations Financial Group, Inc. independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 12, 2025Dec 16, 2025
Patrick Arthur TrimpNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 24, 2025Mar 24, 2025
Jack Dillon TrimpNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 24, 2025Mar 24, 2025
Matthew Arthur TariniNations Financial Group, Inc. independent RIAFocused Alpha, LLC independent RIARIA to RIAOct 22, 2024Oct 30, 2024
Jon Kenneth WychNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 11, 2024Oct 14, 2024
Jeffrey R LashleyNations Financial Group, Inc. independent RIALashley Wealth Management no RAUMRIA to a newly registered adviserNov 8, 2023Oct 17, 2023
Paula Dee PorschNations Financial Group, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 17, 2023Mar 21, 2024 (248 d)
Cassidy J MoultonNations Financial Group, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2023Jun 20, 2023
Nicholas James DaleidenNations Financial Group, Inc. independent RIADaleiden Wealth Advisors state registeredRIA to a state-registered adviserDec 31, 2022Feb 2, 2023 (33 d)
Robert A. SchutziusNations Financial Group, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 16, 2022Dec 7, 2022 (113 d)
Anthony Vito BerardiNations Financial Group, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankApr 12, 2022May 10, 2022
Matthew Donald ShannahanNations Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2022Mar 1, 2022
John Douglas ClagettNations Financial Group, Inc. independent RIAOne Capital Management, LLC independent RIARIA to RIAOct 13, 2021Oct 13, 2021
Carl Edward MuellerNations Financial Group, Inc. independent RIAOne Capital Management, LLC independent RIARIA to RIAMay 21, 2021Dec 7, 2022 (565 d)
Daniel J CohenNations Financial Group, Inc. independent RIAThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2020Nov 27, 2020 (127 d)
James Weber WachendorfNations Financial Group, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 28, 2019Oct 28, 2019
James Clarence WachendorfNations Financial Group, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 28, 2019Oct 28, 2019
Anne E BrownNations Financial Group, Inc. independent RIATransamerica Retirement Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 19, 2019Oct 9, 2019
Bruce Grosvenor AllenNations Financial Group, Inc. otherBruce G. Allen Investments, LLC no RAUMOtherOct 12, 2017Sep 29, 2017
Anne Jawetz SechlerNations Financial Group, Inc. otherBruce G. Allen Investments, LLC no RAUMOtherSep 12, 2017Oct 5, 2017
Michael P. TraxlerNations Financial Group, Inc. otherMichael Traxler Wealth Management, LLC independent RIAOtherJan 23, 2017Mar 14, 2019 (780 d)
Douglas Fosdick CarterNations Financial Group, Inc. otherMoloney Securities Asset Management LLC no RAUMOtherMay 2, 2016May 10, 2016
Adrian Lee ZilvettiNations Financial Group, Inc. otherFreedom Wealth Alliance otherOtherSep 30, 2014Sep 30, 2014
Darren Joel LiberskiNations Financial Group, Inc. otherFreedom Wealth Alliance otherOtherSep 30, 2014Sep 30, 2014
Jean Marie BaunNations Financial Group, Inc. otherTriumph Wealth Advisors, Inc. otherOtherAug 1, 2014Aug 5, 2014
James Anthony JohnsonNations Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherJun 2, 2014Jun 2, 2014
Jeffrey Scott DonovanNations Financial Group, Inc. otherBtc Financial Management Co. state registeredOtherDec 31, 2013May 1, 2014 (121 d)
Mark Thomas HemryNations Financial Group, Inc. otherBtc Financial Management Co. state registeredOtherDec 31, 2013May 1, 2014 (121 d)
Jeanna Lynn SteckleinNations Financial Group, Inc. otherBerthel Fisher & Company Financial Services, Inc. otherOtherDec 21, 2012Jan 11, 2013
Douglas Fosdick CarterNations Financial Group, Inc. otherMoloney Securities Co., Inc. otherOtherMay 4, 2012Apr 3, 2012
Susan Linda FrenkelNations Financial Group, Inc. otherJ P Turner & Company Capital Management, LLC otherOtherDec 23, 2011Dec 19, 2011
Michael J MelvinNations Financial Group, Inc. otherAllstate Financial Advisors, LLC BD affiliatedOtherDec 2, 2011Jan 31, 2023 (4078 d)
Jon William AndersonNations Financial Group, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherDec 1, 2011Jan 2, 2014 (763 d)
Jere Wade ElbakriNations Financial Group, Inc. otherGlobal Retirement Partners LLC otherOtherNov 21, 2011Nov 15, 2017 (2186 d)
Kyle James CarterNations Financial Group, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 5, 2011Aug 8, 2011
Jason Bradley SchwiederNations Financial Group, Inc. otherIpi Wealth Management, Inc. BD affiliatedOtherMay 11, 2011Apr 4, 2019 (2885 d)
Carmen Diane BohlkeNations Financial Group, Inc. otherGeneos Wealth Management, Inc. otherOtherMar 1, 2011Mar 18, 2011
Bruce Daniel BarronNations Financial Group, Inc. otherUBS Financial Services Inc. wirehouseOtherDec 1, 2010Dec 16, 2010
Traci Jeanine BrysonNations Financial Group, Inc. otherResource Horizons Investment Advisory, Inc. otherOtherApr 6, 2010Apr 15, 2010
Carla Voss GenellyNations Financial Group, Inc. otherVmf Capital LLC unclassifiedOtherApr 9, 2009Jan 19, 1999
Richard Gordon TarbellNations Financial Group, Inc. otherAmeriprise Advisor Services, Inc. unclassifiedOtherDec 23, 2008Jan 7, 2009
Wesley Ted JensenNations Financial Group, Inc. otherAbg Consultants otherOtherNov 14, 2008Dec 3, 2008
Katherine Cannon ZamoraNations Financial Group, Inc. otherPer Stirling Capital Management, LLC otherOtherAug 1, 2008May 28, 2013 (1761 d)
Thomas Patrick EveslageNations Financial Group, Inc. otherB.B. Graham & Company, Inc. otherOtherAug 1, 2008Jul 31, 2008
Michael Wayne WilliamsNations Financial Group, Inc. otherGenesis Asset Management, LLC otherOtherJun 26, 2007Jun 26, 2012 (1827 d)
Kevin Joseph WeluNations Financial Group, Inc. otherVmf Capital LLC unclassifiedOtherFeb 27, 2006May 14, 2001
Nicholas Allen NeffNations Financial Group, Inc. otherValic Financial Advisors, Inc. otherOtherDec 8, 2005Feb 21, 2007 (440 d)
Paul Adrien BruleNations Financial Group, Inc. otherMartin Financial Advisors unclassifiedOtherDec 31, 2004Feb 10, 2005 (41 d)
David Albert BodenNations Financial Group, Inc. otherIntelliwealth Financial Advisors, Ltd state registeredOtherOct 5, 2004Nov 22, 2004 (48 d)
William James ClementsNations Financial Group, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherApr 1, 2004Apr 6, 2004
David Scott RaudmanNations Financial Group, Inc. otherAmerican Portfolios Advisors, Inc otherOtherAug 1, 2002Oct 18, 2005 (1174 d)
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59 moves match.