| Leonardo Irizarri | Park Avenue Securities LLC other | Wealth Transfer Advisors, LLC unclassified | Other | Jul 6, 2017 | Aug 9, 2017 (34 d) |
| Dustin Lee Baker | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Jul 5, 2017 | Jul 7, 2017 |
| Todd Joseph Wokoske | Park Avenue Securities LLC other | Commonwealth Financial Network national BD | Other | Jun 7, 2017 | May 17, 2017 |
| Dean E Fox | Park Avenue Securities LLC other | Voya Financial Advisors, Inc. other | Other | Jun 7, 2017 | May 30, 2017 |
| Samantha L Hendricks | Park Avenue Securities LLC other | Edward Jones national BD | Other | Jun 2, 2017 | Jun 27, 2017 |
| Steven Adam Sklaver | Park Avenue Securities LLC other | Td Ameritrade, Inc. no RAUM | Other | Jun 1, 2017 | Jul 19, 2022 (1874 d) |
| Paul Anthony Ciavarella | Park Avenue Securities LLC other | Securian Financial Services, Inc. other | Other | May 24, 2017 | May 30, 2017 |
| Nicholas Peter Mccormack | Park Avenue Securities LLC other | Oneamerica Securities, Inc. other | Other | May 17, 2017 | May 10, 2017 |
| Nisheet Patel | Park Avenue Securities LLC other | Morgan Stanley wirehouse | Other | May 11, 2017 | Nov 3, 2017 (176 d) |
| Bruce Scott Aken | Park Avenue Securities LLC other | Securities America Advisors, Inc. other | Other | Apr 17, 2017 | Apr 17, 2017 |
| Bruce C. Branstine | Park Avenue Securities LLC other | First Allied Advisory Services, Inc. other | Other | Apr 13, 2017 | Jun 27, 2017 (75 d) |
| Shane M Bauman | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Apr 12, 2017 | Apr 25, 2017 |
| Christopher S Maienshein | Park Avenue Securities LLC other | Pruco Securities, LLC other | Other | Mar 27, 2017 | Mar 21, 2017 |
| David George Hohl | Park Avenue Securities LLC other | Transamerica Financial Advisors, LLC BD affiliated | Other | Mar 20, 2017 | Sep 10, 2018 (539 d) |
| Derek Colby Grissett | Park Avenue Securities LLC other | Fisher Investments other | Other | Mar 16, 2017 | Jul 13, 2017 (119 d) |
| Veronica Parker Mackey | Park Avenue Securities LLC other | The Fiduciary Alliance independent RIA | Other | Mar 15, 2017 | Nov 1, 2018 (596 d) |
| Bryan Corbitt | Park Avenue Securities LLC other | Pruco Securities, LLC BD affiliated | Other | Mar 8, 2017 | Jul 15, 2021 (1590 d) |
| Michael John Smith | Park Avenue Securities LLC other | Thrivent Investment Management Inc. other | Other | Mar 6, 2017 | Mar 8, 2017 |
| Matthew Ellison Hatfield | Park Avenue Securities LLC other | Advice And Planning Services BD affiliated | Other | Mar 6, 2017 | Aug 24, 2018 (536 d) |
| Robin Michael Walsh | Park Avenue Securities LLC other | Securities America Advisors, Inc. other | Other | Mar 3, 2017 | Feb 13, 2017 |
| Wilson Munoz | Park Avenue Securities LLC other | Securities America Advisors, Inc. other | Other | Mar 3, 2017 | Feb 13, 2017 |
| Daniel V Wilson | Park Avenue Securities LLC other | Securities America Advisors, Inc. other | Other | Feb 23, 2017 | Feb 6, 2017 |
| Katherine Anne Burak | Park Avenue Securities LLC other | Vanguard Advisers, Inc. other | Other | Feb 23, 2017 | Mar 3, 2017 |
| Peter C Bisulca | Park Avenue Securities LLC other | Equitable Advisors, LLC national BD | Other | Feb 22, 2017 | Feb 14, 2017 |
| Jared Weber | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Feb 14, 2017 | Mar 9, 2017 |
| Michael Odell Mcknight | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Feb 14, 2017 | Feb 24, 2017 |
| Joanne Marie Natale | Park Avenue Securities LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Feb 10, 2017 | Feb 22, 2017 |
| Michael Kim | Park Avenue Securities LLC other | Allstate Financial Advisors, LLC no RAUM | Other | Feb 9, 2017 | Mar 6, 2017 |
| Randall E Davey | Park Avenue Securities LLC other | Guide Advisors, Inc. no RAUM | Other | Feb 8, 2017 | Apr 11, 2017 (62 d) |
| Chad Michael Curtis | Park Avenue Securities LLC other | Bankers Life Advisory Services, Inc. no RAUM | Other | Feb 8, 2017 | Mar 28, 2017 (48 d) |
| Hemant Sachdev | Park Avenue Securities LLC other | Equitable Advisors, LLC national BD | Other | Jan 30, 2017 | Mar 22, 2021 (1512 d) |
| John Frederick Stauffer | Park Avenue Securities LLC other | Financial Management Strategies, Inc. other | Other | Jan 30, 2017 | Jan 23, 2017 |
| Bruce Joseph Maginn | Park Avenue Securities LLC other | Corecap Advisors other | Other | Jan 27, 2017 | Jan 19, 2017 |
| Jeffrey Bart Perlmutter | Park Avenue Securities LLC other | Altium Wealth Management LLC other | Other | Jan 26, 2017 | Apr 3, 2017 (67 d) |
| Adam Nalewajek | Park Avenue Securities LLC other | Altium Wealth Management LLC other | Other | Jan 25, 2017 | May 10, 2017 (105 d) |
| Derek Nels Dukart | Park Avenue Securities LLC other | Lion Street Advisors, LLC other | Other | Jan 23, 2017 | Jan 23, 2017 |
| Todd Stewart Levy | Park Avenue Securities LLC other | Altium Wealth Management LLC other | Other | Jan 23, 2017 | Apr 3, 2017 (70 d) |
| Jeff Oscar Ruen | Park Avenue Securities LLC other | Principal Securities, Inc. other | Other | Jan 3, 2017 | Jan 20, 2017 |
| Steven Dung Huy Huynh | Park Avenue Securities LLC other | Eagle Strategies LLC BD affiliated | Other | Jan 3, 2017 | Nov 16, 2018 (682 d) |
| Joseph Michael Yocavitch | Park Avenue Securities LLC other | Integrity Alliance, LLC other | Other | Dec 31, 2016 | Jan 10, 2017 |
| Bryan W Keane | Park Avenue Securities LLC other | Alexandria Capital independent RIA | Other | Dec 31, 2016 | May 4, 2021 (1585 d) |
| Wesley A Brinkman | Park Avenue Securities LLC other | Ameritas Advisory Services BD affiliated | Other | Dec 31, 2016 | Dec 27, 2018 (726 d) |
| Michael Thomas Mcdaid | Park Avenue Securities LLC other | Td Ameritrade Investment Management, LLC other | Other | Dec 20, 2016 | Jan 12, 2017 |
| Ji Mi Kim | Park Avenue Securities LLC other | Creative Planning Institutional Advisors, LLC other | Other | Dec 20, 2016 | May 9, 2017 (140 d) |
| Brian R Bach | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Dec 12, 2016 | Mar 21, 2017 (99 d) |
| Lorenzo Pietro Gaudioso | Park Avenue Securities LLC other | Oppenheimer & Co. Inc. other | Other | Dec 12, 2016 | Dec 5, 2016 |
| Scott James Jacob | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Dec 12, 2016 | Mar 20, 2017 (98 d) |
| David Gene Morris | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Nov 17, 2016 | Oct 21, 2016 |
| Edmund Brett Nobles | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 16, 2016 | Nov 30, 2016 |
| Russell B Moore | Park Avenue Securities LLC other | MML Investors Services, LLC BD affiliated | Other | Nov 15, 2016 | May 13, 2020 (1275 d) |
| Nathan Wayne Davis | Park Avenue Securities LLC other | Aspen Wealth Management, LLC independent RIA | Other | Nov 14, 2016 | Jan 4, 2017 (51 d) |
| Michael Patrick Doucette | Park Avenue Securities LLC other | Securian Financial Services, Inc. other | Other | Nov 10, 2016 | Nov 16, 2016 |
| Redina E Franklin | Park Avenue Securities LLC other | Amicus Financial Advisors, LLC other | Other | Nov 9, 2016 | Apr 18, 2017 (160 d) |
| Pamela Kay Mckenzie | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Nov 9, 2016 | Nov 7, 2016 |
| Frank Rogers Jones | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Nov 7, 2016 | Feb 2, 2017 (87 d) |
| Orrodon Terrell Dinkins | Park Avenue Securities LLC other | Obn Wealth Advisors state registered | Other | Nov 3, 2016 | Feb 14, 2017 (103 d) |
| Jeremy Frank Douglas | Park Avenue Securities LLC other | Raymond James Financial Services Advisors, Inc other | Other | Oct 6, 2016 | Sep 26, 2016 |
| Lori W Meter | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 6, 2016 | Sep 26, 2016 |
| Jeremy Shane Willson | Park Avenue Securities LLC other | Investment Centers Of America, Inc. other | Other | Sep 30, 2016 | Oct 18, 2016 |
| James Terry Wiederholt | Park Avenue Securities LLC other | Ameriprise Financial Services, LLC national BD | Other | Sep 28, 2016 | Oct 24, 2016 |