| Michael Edward Ryan | Signator Investors, Inc. other | LPL Financial LLC other | Other | Nov 20, 2008 | Nov 18, 2008 |
| Jonathan Corteen | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Nov 19, 2008 | Mar 10, 2009 (111 d) |
| Dinesh O Saxena | Signator Investors, Inc. other | Pruco Securities, LLC other | Other | Nov 5, 2008 | Aug 17, 2010 (650 d) |
| Robert James Pitzer | Signator Investors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Nov 5, 2008 | Apr 19, 2010 (530 d) |
| Robert Anton Faust | Signator Investors, Inc. other | Msi Financial Services, Inc. other | Other | Oct 27, 2008 | Feb 14, 2014 (1936 d) |
| Zachary T Evans | Signator Investors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Oct 27, 2008 | Sep 21, 2010 (694 d) |
| James Marion Nelson | Signator Investors, Inc. other | Spc other | Other | Oct 17, 2008 | Jun 21, 2011 (977 d) |
| James Trent Bardash | Signator Investors, Inc. other | Equitable Advisors, LLC national BD | Other | Oct 16, 2008 | Oct 6, 2008 |
| Vincent Joseph Aimetti | Signator Investors, Inc. other | Esi Financial Advisors other | Other | Oct 15, 2008 | Aug 11, 2009 (300 d) |
| Daniel Christopher Zagata | Signator Investors, Inc. other | Securian Financial Services, Inc. other | Other | Oct 13, 2008 | Oct 27, 2008 |
| Robert Dale Barboni | Signator Investors, Inc. other | Securian Financial Services, Inc. other | Other | Oct 1, 2008 | Oct 20, 2008 |
| Brad Michael Kreiner | Signator Investors, Inc. other | Park Avenue Securities LLC other | Other | Sep 9, 2008 | Nov 20, 2009 (437 d) |
| Richard Dennis Dickinson | Signator Investors, Inc. other | LPL Financial LLC other | Other | Sep 2, 2008 | Sep 9, 2008 |
| Kurt Ryan Mass | Signator Investors, Inc. other | Msi Financial Services, Inc. other | Other | Jul 10, 2008 | Jul 11, 2008 |
| Daniel Wayne Kutzkey | Signator Investors, Inc. other | Ameritas Advisory Services other | Other | Jun 26, 2008 | Jul 22, 2008 |
| Joshua Patrick Helvie | Signator Investors, Inc. other | LPL Financial LLC other | Other | May 29, 2008 | May 23, 2008 |
| Scott Wayne Smith | Signator Investors, Inc. other | Capital Financial Services, Inc. other | Other | May 2, 2008 | Jun 2, 2008 (31 d) |
| Sean Randolph Stevens | Signator Investors, Inc. other | MML Investors Services, LLC other | Other | Apr 17, 2008 | Sep 16, 2009 (517 d) |
| David R Andrew | Signator Investors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Apr 17, 2008 | Oct 12, 2011 (1273 d) |
| David Darrell Miller | Signator Investors, Inc. other | Sunset Financial Services, Inc. other | Other | Apr 10, 2008 | Aug 1, 2008 (113 d) |
| Joseph Edward Carroll | Signator Investors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 7, 2008 | Mar 3, 2008 |
| Lillie Ann Lindsay | Signator Investors, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Feb 21, 2008 | Mar 3, 2008 |
| Gregory Jason Mclean | Signator Investors, Inc. other | Advisors Asset Management, Inc. other | Other | Feb 11, 2008 | Feb 25, 2014 (2206 d) |
| Corey Mccabe Heck | Signator Investors, Inc. other | Suntrust Investment Services, Inc. other | Other | Jan 23, 2008 | Jan 31, 2008 |
| Christopher J Krueger | Signator Investors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Jan 2, 2008 | Jan 11, 2008 |
| Christopher Samuel Oshea | Signator Investors, Inc. other | Allegiance Financial Advisors, Inc. other | Other | Dec 31, 2007 | Nov 1, 2004 |
| Robert Wilfred Foley | Signator Investors, Inc. other | Osaic Wealth, Inc. other | Other | Dec 14, 2007 | Jan 30, 2008 (47 d) |
| Paul Bradley Citarell | Signator Investors, Inc. other | John Hancock Investment Management LLC other | Other | Dec 6, 2007 | Dec 17, 2007 |
| Michael Patrick O'Keefe | Signator Investors, Inc. other | Citigroup Global Markets Inc. other | Other | Dec 4, 2007 | Nov 30, 2007 |
| Jesse Michael Tharp | Signator Investors, Inc. other | First Horizon Advisors, Inc other | Other | Nov 1, 2007 | Mar 11, 2009 (496 d) |
| Bruce Allen Corsaro | Signator Investors, Inc. other | Fifth Third Securities, Inc. other | Other | Oct 31, 2007 | Oct 31, 2007 |
| Thomas Paul Hajny | Signator Investors, Inc. other | Ameritas Advisory Services other | Other | Sep 27, 2007 | Sep 22, 2009 (726 d) |
| Luiz Henrique Moreira Boscardin | Signator Investors, Inc. other | Fsc Securities Corporation other | Other | Sep 18, 2007 | Oct 3, 2007 |
| Yoon C Chang | Signator Investors, Inc. other | Osaic Fs, Inc. other | Other | Sep 5, 2007 | Sep 24, 2007 |
| Nebojsa Subotic | Signator Investors, Inc. other | Park Avenue Securities LLC other | Other | Aug 28, 2007 | Jan 2, 2008 (127 d) |
| Michael Loren Seid | Signator Investors, Inc. other | Martin Kelly Capital Management, LLC other | Other | Aug 14, 2007 | Sep 3, 2007 |
| Eduardo Rafael Iniguez | Signator Investors, Inc. other | Osaic Fs, Inc. other | Other | Aug 13, 2007 | Aug 10, 2007 |
| Louis Nicholas Pappas | Signator Investors, Inc. other | Osaic Fa, Inc. other | Other | Jul 27, 2007 | Aug 22, 2007 |
| Matthew Mitchell Krycinski | Signator Investors, Inc. other | Citigroup Global Markets Inc. other | Other | Jul 12, 2007 | Jul 3, 2007 |
| Robert Joseph Hartigan | Signator Investors, Inc. other | John Hancock Investment Management LLC other | Other | Jun 29, 2007 | Nov 25, 2008 (515 d) |
| John Baranauskas | Signator Investors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Jun 28, 2007 | Jul 16, 2007 |
| Kathleen M Donnelly | Signator Investors, Inc. other | Financial Telesis, Inc. other | Other | Jun 21, 2007 | Nov 2, 2011 (1595 d) |
| Timothy Edward O'Donnell | Signator Investors, Inc. other | Securian Financial Services, Inc. other | Other | Jun 1, 2007 | Jun 18, 2007 |
| Melissa A Little | Signator Investors, Inc. other | LPL Financial LLC other | Other | May 29, 2007 | Jul 2, 2007 (34 d) |
| Adam Mathew Weirich | Signator Investors, Inc. other | Equitable Advisors, LLC national BD | Other | Apr 11, 2007 | Apr 5, 2007 |
| Mary Katherine Brimer | Signator Investors, Inc. other | MML Investors Services, LLC other | Other | Apr 11, 2007 | Apr 10, 2007 |
| Benjamin John Bruins | Signator Investors, Inc. other | Msi Financial Services, Inc. other | Other | Mar 15, 2007 | Feb 27, 2007 |
| Krystalynn Michele Schlegel | Signator Investors, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 8, 2007 | Sep 8, 2008 (578 d) |
| Ricardo Esteban Pertierra | Signator Investors, Inc. other | H. Beck, Inc. other | Other | Feb 5, 2007 | Apr 4, 2008 (424 d) |
| Brant Robert Hinckley | Signator Investors, Inc. other | MML Investors Services, LLC other | Other | Jan 19, 2007 | Jan 29, 2007 |
| Craig Alan Rutledge | Signator Investors, Inc. other | Visionlink Financial Advisors, Inc. unclassified | Other | Jan 3, 2007 | Feb 22, 2007 (50 d) |
| Kenneth Bruce Lundquist | Signator Investors, Inc. other | Natcity Investments, Inc. unclassified | Other | Dec 31, 2006 | Feb 5, 2007 (36 d) |
| Michael James Minton | Signator Investors, Inc. other | Gouldin & Mccarthy, LLC other | Other | Dec 31, 2006 | May 19, 2017 (3792 d) |
| Eric Clayton Pritz | Signator Investors, Inc. other | Seia other | Other | Dec 15, 2006 | Dec 20, 2006 |
| Isaac Robert Cockfield | Signator Investors, Inc. other | John Hancock Investment Management LLC other | Other | Nov 24, 2006 | Jan 22, 2007 (59 d) |
| Frederick Charles Miller | Signator Investors, Inc. other | Seia other | Other | Nov 15, 2006 | Oct 24, 2006 |
| Thomas Christopher Lambert | Signator Investors, Inc. other | Wespac Advisors, LLC unclassified | Other | Oct 13, 2006 | Jun 30, 2008 (626 d) |
| Mark Edward Taylor | Signator Investors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Oct 13, 2006 | Nov 9, 2006 |
| Leandro Nogueira | Signator Investors, Inc. other | Dawson James Asset Management, Inc. state registered | Other | Oct 9, 2006 | Apr 9, 2007 (182 d) |
| Todd Emery Guthrie | Signator Investors, Inc. other | LPL Financial LLC other | Other | Sep 5, 2006 | Sep 1, 2006 |