DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Stephanie Rae Flynn-Schofield	Signator Investors, Inc. other	John Hancock Personal Financial Services, LLC other	Other	Jun 30, 2016	Jul 27, 2016
Douglas William Atkinson	Signator Investors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 27, 2016	Jul 6, 2016
David Lee Tepp	Signator Investors, Inc. other	Tepp Wealth Management independent RIA	Other	Jun 27, 2016	Jun 2, 2016
Wendall Alan Kennedy	Signator Investors, Inc. other	On Investment Management Co other	Other	Jun 20, 2016	Jun 10, 2016
Meredith Rae Kitson	Signator Investors, Inc. other	Edelman Financial Services, LLC BD affiliated	Other	Jun 17, 2016	Jan 9, 2018 (571 d)
Nathan Charles Goodwin	Signator Investors, Inc. other	Citizens Securities, Inc. other	Other	Jun 16, 2016	Jun 9, 2016
Mark Edward Read	Signator Investors, Inc. other	Santander Securities other	Other	Jun 10, 2016	Sep 27, 2016 (109 d)
Jack Donald Roland	Signator Investors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 9, 2016	May 17, 2016
Shawn William Nelson	Signator Investors, Inc. other	Tlg Advisors, Inc. other	Other	Jun 8, 2016	May 20, 2016
Jerry Scott Swiney	Signator Investors, Inc. other	Fsc Securities Corporation other	Other	May 26, 2016	May 24, 2016
Jeffrey Lowell Camps	Signator Investors, Inc. other	M Holdings Securities, Inc. BD affiliated	Other	May 16, 2016	Mar 3, 2020 (1387 d)
June Menguita Falales	Signator Investors, Inc. other	Pruco Securities, LLC other	Other	Apr 7, 2016	Feb 6, 2017 (305 d)
Kevin Marc Sokolow	Signator Investors, Inc. other	Lincoln Investment other	Other	Mar 15, 2016	Mar 14, 2016
Michael Paul Leatzow	Signator Investors, Inc. other	Lincoln Investment other	Other	Mar 15, 2016	Mar 14, 2016
Aaron Michael Cheesman	Signator Investors, Inc. other	Lincoln Investment other	Other	Mar 15, 2016	Mar 14, 2016
Deborah Edelle James	Signator Investors, Inc. other	Lincoln Investment other	Other	Mar 14, 2016	Mar 14, 2016
Larry Fredrik Sokolow	Signator Investors, Inc. other	Lincoln Investment other	Other	Mar 14, 2016	Mar 14, 2016
Tuyen Le Pham	Signator Investors, Inc. other	World Investment Advisors, LLC other	Other	Feb 25, 2016	Feb 4, 2016
Feisal Ahmed Khan Malik	Signator Investors, Inc. other	Bestvest Investments, Ltd. unclassified	Other	Feb 3, 2016	Jul 5, 2017 (518 d)
Dennis Shane Mcmillan	Signator Investors, Inc. other	Oak Lane Advisors other	Other	Jan 27, 2016	Jan 28, 2016
Jedd Daniel Nicolas	Signator Investors, Inc. other	Wipfli Financial Advisors, LLC other	Other	Jan 20, 2016	Jan 14, 2016
Osvaldo Cruz Cintron	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Jan 13, 2016	Feb 22, 2016 (40 d)
Ricardo A Cruz Emmanuelli	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Jan 13, 2016	Feb 22, 2016 (40 d)
Scott K Tobey	Signator Investors, Inc. other	Morgan Stanley wirehouse	Other	Jan 11, 2016	Jul 24, 2024 (3117 d)
David Justin Askew	Signator Investors, Inc. other	Mercer Global Advisors Inc. other	Other	Jan 5, 2016	Jan 19, 2016
Richard Hughes Von Hurst	Signator Investors, Inc. other	Foresters Equity Services, Inc. other	Other	Jan 4, 2016	Feb 2, 2017 (395 d)
John Wade Elliott	Signator Investors, Inc. other	Creative Financial Designs, Inc. other	Other	Dec 31, 2015	Jan 4, 2016
Patrick Hojan	Signator Investors, Inc. other	Invest Financial Corporation other	Other	Dec 31, 2015	Jan 6, 2016
Jose R Alicea-Cruz	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Dec 31, 2015	Mar 9, 2016 (69 d)
Samuel Hawks Goodhue	Signator Investors, Inc. other	Msi Financial Services, Inc. other	Other	Nov 18, 2015	Nov 16, 2015
Allison Powell Sharpe	Signator Investors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 17, 2015	Dec 2, 2015
David Gregory Meschel	Signator Investors, Inc. other	The Retirement Group, LLC other	Other	Nov 17, 2015	Nov 18, 2015
Michael Mccann	Signator Investors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 16, 2015	Apr 3, 2018 (869 d)
Ruth Roberts Petty	Signator Investors, Inc. other	Securities America Advisors, Inc. other	Other	Oct 22, 2015	Oct 9, 2015
David Allen Ramirez	Signator Investors, Inc. other	Empower Advisory Group, LLC other	Other	Oct 16, 2015	Mar 7, 2017 (508 d)
Philip David Poole	Signator Investors, Inc. other	Morgan Stanley wirehouse	Other	Oct 6, 2015	Oct 2, 2015
Shane Michael Landis	Signator Investors, Inc. other	Concourse Financial Group Advisors other	Other	Oct 5, 2015	Jun 23, 2017 (627 d)
Shaun D Sullivan	Signator Investors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 21, 2015	Sep 16, 2015
Jonathan G Rissler	Signator Investors, Inc. other	Edward Jones national BD	Other	Sep 15, 2015	Sep 1, 2015
Brian E Kadan	Signator Investors, Inc. other	Edelman Financial Engines independent RIA	Other	Sep 15, 2015	May 13, 2026 (3893 d)
William Joshua Lee	Signator Investors, Inc. other	MML Investors Services, LLC BD affiliated	Other	Aug 31, 2015	Jul 11, 2023 (2871 d)
Mark Monkarsh	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Aug 27, 2015	Aug 10, 2015
Anca Garcia	Signator Investors, Inc. other	Advice And Planning Services other	Other	Aug 27, 2015	Oct 13, 2015 (47 d)
Andrew Robert Shea	Signator Investors, Inc. other	Coston, Mcisaac & Shea Financial Advisors other	Other	Aug 4, 2015	Aug 21, 2015
Sean Michael Cummings	Signator Investors, Inc. other	Strategic Advisers LLC national BD	Other	Aug 3, 2015	Aug 25, 2015
Kenneth Jerome Lemoine	Signator Investors, Inc. other	Level Four Advisory Services other	Other	Jul 9, 2015	Jul 9, 2015
Kent Edmund Sipe	Signator Investors, Inc. other	Pruco Securities, LLC other	Other	Jul 9, 2015	Aug 4, 2015
Sara Kahlene Hemmings	Signator Investors, Inc. other	Morgan Stanley wirehouse	Other	Jul 1, 2015	Sep 30, 2015 (91 d)
Paul Geyman	Signator Investors, Inc. other	Msi Financial Services, Inc. other	Other	Jun 2, 2015	Jun 23, 2015
Kevin O'Connell	Signator Investors, Inc. other	Columbia Management Investment Advisers, LLC other	Other	May 28, 2015	Jun 16, 2015
Scott Richard Solod	Signator Investors, Inc. other	Santander Securities other	Other	May 27, 2015	Jun 8, 2015
David James Dominici	Signator Investors, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 22, 2015	Jun 2, 2015
Jacqueline P Zapicchi-Cloughsey	Signator Investors, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 22, 2015	May 15, 2015
Stuart Ian Mears	Signator Investors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 14, 2015	May 27, 2015
Bradley Gatewood Geise	Signator Investors, Inc. other	Aegis Capital Corp. other	Other	May 11, 2015	May 28, 2015
Daniel James Dubois	Signator Investors, Inc. other	Oneamerica Securities, Inc. other	Other	Apr 14, 2015	May 11, 2015
Eric Scott Dunner	Signator Investors, Inc. other	Glassman Wealth Services, LLC other	Other	Mar 30, 2015	Apr 14, 2015
Paul Nicholas Donas	Signator Investors, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Feb 10, 2015	Feb 13, 2015
Richard Warren Hart	Signator Investors, Inc. other	Msi Financial Services, Inc. other	Other	Feb 6, 2015	Jun 17, 2015 (131 d)
Andrew David Kamensky	Signator Investors, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Feb 6, 2015	Mar 24, 2015 (46 d)

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688 moves match.