DFX Intelligence
Advisor moves
Departures from Usaa Investment Services Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard J Dempsey | Usaa Investment Services Company BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 14, 2018 | Sep 16, 2019 (367 d) |
| Jonathan Charles Goss | Usaa Investment Services Company BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2018 | Jan 28, 2019 (137 d) |
| Lisa Renee Middleton | Usaa Investment Services Company BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Nov 15, 2018 (76 d) |
| Benjamin Whittaker Runnells | Usaa Investment Services Company BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 30, 2018 |
| Timothy Patrick Kenney | Usaa Investment Services Company BD affiliated | Seawise Financial, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 3, 2018 | Oct 11, 2018 (69 d) |
| Jeffrey Joseph Skousen | Usaa Investment Services Company BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Jul 27, 2018 |
| David L Semonian | Usaa Investment Services Company BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2018 | Oct 30, 2018 (102 d) |
| Eugene Ray Charles | Usaa Investment Services Company BD affiliated | Agw Capital Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2018 | Jul 21, 2022 (1463 d) |
| Charles Stephon Coleman | Usaa Investment Services Company BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Feb 7, 2019 (203 d) |
| Nicholas Fanning | Usaa Investment Services Company BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2018 | Nov 27, 2018 (133 d) |
| Michael Justin Zak | Usaa Investment Services Company BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2018 | Aug 25, 2023 (1866 d) |
| Bradford S Rowe | Usaa Investment Services Company BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2018 | Jul 9, 2018 |
| Phoebe Chao | Usaa Investment Services Company BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 5, 2018 | Jan 4, 2020 (548 d) |
| Christy Meyer Martinich | Usaa Investment Services Company BD affiliated | Edelman Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2018 | Jun 15, 2018 |
| Joshua Lebson | Usaa Investment Services Company BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Aug 6, 2018 (38 d) |
| Jaymon Dail Meikle | Usaa Investment Services Company BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2018 | Jul 11, 2018 |
| Eric Gomez | Usaa Investment Services Company BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2018 | Jan 28, 2019 (213 d) |
| Doris J Maule | Usaa Investment Services Company BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2018 | Oct 4, 2018 (98 d) |
| Edward Marrone | Usaa Investment Services Company BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2018 | Feb 8, 2022 (1324 d) |
| Jayson Scott Sacco | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2018 | Jul 21, 2021 (1139 d) |
| Adam Michael Millman | Usaa Investment Services Company BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2018 | Jun 15, 2018 |
| Dana Manley | Usaa Investment Services Company BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 1, 2018 | May 5, 2022 (1434 d) |
| Youree Henry Mc Bride | Usaa Investment Services Company BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2018 | May 1, 2018 |
| Adam Christopher Lozano | Usaa Investment Services Company BD affiliated | Capital Client Group, Inc. no RAUM | Other | May 23, 2018 | Oct 5, 2018 (135 d) |
| Jean Flanagan Prina | Usaa Investment Services Company BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | May 18, 2018 | Jun 21, 2018 (34 d) |
| Francesca Hope Streb | Usaa Investment Services Company BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | May 18, 2018 | Jun 18, 2020 (762 d) |
| Sarah Anne Sealey | Usaa Investment Services Company BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2018 | May 10, 2018 |
| Song Yon Yi | Usaa Investment Services Company BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 11, 2018 | Jan 10, 2021 (975 d) |
| William Charles Johnson | Usaa Investment Services Company BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 11, 2018 | Apr 3, 2018 |
| Richard Alan Poligala | Usaa Investment Services Company BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2018 | Apr 24, 2018 |
| Katelyn Diane Coutee | Usaa Investment Services Company BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2018 | May 7, 2018 |
| Geraldo Saldana Reyes | Usaa Investment Services Company BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2018 | May 1, 2018 |
| Rance Edwards | Usaa Investment Services Company BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2018 | Jul 20, 2018 (85 d) |
| Max Rodriguez | Usaa Investment Services Company BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2018 | Apr 2, 2018 |
| John Richard Lander | Usaa Investment Services Company BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2018 | Mar 26, 2018 |
| Steven Anthony Cecil | Usaa Investment Services Company BD affiliated | Mid Atlantic Financial Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2018 | Apr 23, 2018 |
| Robert Timothy Harlan | Usaa Investment Services Company BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2018 | Apr 2, 2018 |
| Taylar B Owen | Usaa Investment Services Company BD affiliated | MML Investors Services, LLC other | Other | Apr 23, 2018 | Feb 27, 2018 |
| Heidi Jai Malone | Usaa Investment Services Company BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2018 | Apr 2, 2018 |
| Brian Carl Meythaler | Usaa Investment Services Company BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2018 | Dec 1, 2023 (2052 d) |
| Ransom Howard Adams | Usaa Investment Services Company BD affiliated | U.S. Capital Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2018 | Mar 1, 2018 |
| Shawn Christjon Jensen | Usaa Investment Services Company BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2018 | Mar 20, 2018 |
| Brent L Wulbrecht | Usaa Investment Services Company BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 4, 2018 | Feb 28, 2018 |
| Gabrielle Dilese Phenix | Usaa Investment Services Company BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 29, 2018 | May 4, 2018 (36 d) |
| Bradley Bruce Patton | Usaa Investment Services Company BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2018 | Mar 20, 2018 |
| Jennifer Hollers | Usaa Investment Services Company BD affiliated | Svb Investment Services Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2018 | Mar 30, 2018 |
| Brittney Hopkins | Usaa Investment Services Company BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 9, 2018 | May 8, 2018 (60 d) |
| Tamara L Jemison | Usaa Investment Services Company BD affiliated | Cps Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2018 | Dec 20, 2018 (296 d) |
| Chad Richard Guerrero | Usaa Investment Services Company BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 16, 2018 | Jul 12, 2018 (177 d) |
| Garrick G Ruiz | Usaa Investment Services Company BD affiliated | Sendero Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2017 | May 15, 2018 (165 d) |
| Shelley Jo Echeverria | Usaa Investment Services Company other | The Wealth Consulting Group other | Other | Jun 8, 2017 | Aug 10, 2017 (63 d) |
| Kenneth J Michaud | Usaa Investment Services Company other | Broadway Wealth Solutions independent RIA | Other | Nov 23, 2016 | Mar 9, 2018 (471 d) |
| Andrew David Gray | Usaa Investment Services Company other | Maslow Wealth Advisors other | Other | Nov 6, 2013 | Nov 13, 2014 (372 d) |
| Mark Andrew Guajardo | Usaa Investment Services Company other | Deeproot Wealth Advisors, LLC unclassified | Other | Sep 20, 2013 | Mar 27, 2014 (188 d) |
| Matthew Wesley Smith | Usaa Investment Services Company other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 8, 2013 | Mar 13, 2013 |
| Agatha Christine Robinson | Usaa Investment Services Company other | Waddell & Reed other | Other | Mar 7, 2013 | Mar 21, 2013 |
| Andrea Pineda | Usaa Investment Services Company other | J.P. Morgan Securities LLC wirehouse | Other | Dec 11, 2012 | Oct 8, 2014 (666 d) |
| Vanessa M Mason | Usaa Investment Services Company other | Wells Fargo Advisors wirehouse | Other | Sep 28, 2012 | Nov 8, 2012 (41 d) |
| Robert Daniel Morales | Usaa Investment Services Company other | Hilltop Securities Inc. BD affiliated | Other | Jul 26, 2012 | Apr 28, 2021 (3198 d) |
| Nicole Susanne Mcclure | Usaa Investment Services Company other | J.P. Morgan Securities LLC wirehouse | Other | Jul 5, 2012 | Sep 30, 2013 (452 d) |
499 moves match.