DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Crown Capital Securities, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Christopher Horn | Crown Capital Securities, L.P. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2023 | Dec 7, 2023 |
| Jacob Owen Kavaya | Crown Capital Securities, L.P. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 1, 2023 |
| Joseph Dipasquale | Crown Capital Securities, L.P. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 5, 2023 |
| Gary Lee Williams | Crown Capital Securities, L.P. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2023 | Dec 4, 2023 |
| Scott Michael Lehigh | Crown Capital Securities, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 29, 2023 |
| Sharon Kaye Adams | Crown Capital Securities, L.P. BD affiliated | L.M. Kohn & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2023 | Nov 20, 2023 |
| John Danh Nguyen | Crown Capital Securities, L.P. BD affiliated | Fit Strategic Advisors LLC unclassified | Other | Nov 28, 2023 | Jan 25, 2019 |
| Randall Carlisle Newton | Crown Capital Securities, L.P. BD affiliated | Eagle Wealth Management Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2023 | Jul 7, 2024 (230 d) |
| Shane Patrick Snively | Crown Capital Securities, L.P. BD affiliated | Eagle Wealth Management Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 20, 2023 | Oct 30, 2023 |
| Jared Paul Audette | Crown Capital Securities, L.P. BD affiliated | Eagle Wealth Management Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 20, 2023 | Oct 30, 2023 |
| Stephen Laurence Shloss | Crown Capital Securities, L.P. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 8, 2023 |
| Joel Sheldon | Crown Capital Securities, L.P. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 8, 2023 |
| Shawn Michael Zell | Crown Capital Securities, L.P. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2023 | Nov 13, 2023 |
| Karen Jeanne Maurer | Crown Capital Securities, L.P. BD affiliated | Krilogy independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | Oct 31, 2023 |
| George Joseph Martell | Crown Capital Securities, L.P. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 13, 2023 |
| James Thomas Riner | Crown Capital Securities, L.P. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 13, 2023 |
| Douglas Ray Eagle | Crown Capital Securities, L.P. BD affiliated | Eagle Wealth Management Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 12, 2023 | Jul 27, 2023 |
| Jordan Douglas Eagle | Crown Capital Securities, L.P. BD affiliated | Eagle Wealth Management Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2023 | Jan 1, 2025 (447 d) |
| Mark John Gieser | Crown Capital Securities, L.P. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 5, 2023 |
| Joseph Michael Gieser | Crown Capital Securities, L.P. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 6, 2023 |
| Alan Grant Morris | Crown Capital Securities, L.P. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Sep 28, 2023 |
| Darrell Edward Stoner | Crown Capital Securities, L.P. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Sep 21, 2023 |
| Robert W. Stoner | Crown Capital Securities, L.P. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Sep 21, 2023 |
| Edward Daniel Haro | Crown Capital Securities, L.P. BD affiliated | Edward Haro Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 21, 2023 | Sep 25, 2023 |
| Jacob D Heskett | Crown Capital Securities, L.P. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2023 | Sep 21, 2023 |
| Jesus Quezada | Crown Capital Securities, L.P. BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 1, 2025 (732 d) |
| Mary Theresa Gibson | Crown Capital Securities, L.P. BD affiliated | Newport Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2022 | Dec 5, 2022 |
| Vito Antonio Francone | Crown Capital Securities, L.P. BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Oct 31, 2022 |
| Kamron Nahavandi | Crown Capital Securities, L.P. BD affiliated | Fit Strategic Advisors LLC unclassified | Other | Oct 11, 2022 | Apr 10, 2019 |
| Noah Lazaro | Crown Capital Securities, L.P. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | May 31, 2024 (668 d) |
| Stephen William Connolly | Crown Capital Securities, L.P. BD affiliated | The Retirement Planning Center state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 26, 2022 | Jun 18, 2018 |
| James Ronald King | Crown Capital Securities, L.P. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | May 25, 2022 |
| Jana Lea Lockhart | Crown Capital Securities, L.P. BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2022 | May 12, 2022 |
| Richard Charles Ponce | Crown Capital Securities, L.P. BD affiliated | Stone & Newhouse Wealth Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2021 | Aug 9, 2024 (952 d) |
| Brandon L Rivera | Crown Capital Securities, L.P. BD affiliated | Fit Strategic Advisors LLC unclassified | Other | Nov 23, 2021 | May 1, 2019 |
| Eric Kurt Hite | Crown Capital Securities, L.P. BD affiliated | Consortium Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2021 | Jun 12, 2026 (1704 d) |
| Keith Russell Trezek | Crown Capital Securities, L.P. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2021 | Aug 16, 2021 |
| Patrick Scott Wilson | Crown Capital Securities, L.P. BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Jul 12, 2021 |
| Ashlee E Vingle Howard | Crown Capital Securities, L.P. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2021 | Sep 6, 2024 (1178 d) |
| Patrick Heewoong Kim | Crown Capital Securities, L.P. BD affiliated | Ameritas Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | May 4, 2021 |
| Barbara G. Meyers | Crown Capital Securities, L.P. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 12, 2021 |
| David Yoder | Crown Capital Securities, L.P. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2020 | Jan 4, 2021 |
| Daniel J Robertson | Crown Capital Securities, L.P. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 12, 2020 | Feb 9, 2022 (454 d) |
| Gregory Carl Barson | Crown Capital Securities, L.P. BD affiliated | Ipi Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 17, 2020 |
| Terrell Stauffer | Crown Capital Securities, L.P. BD affiliated | Carroll Financial Associates Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2020 | Jul 16, 2020 |
| Kenneth Michael Kladouris | Crown Capital Securities, L.P. independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2020 | Dec 19, 2023 (1379 d) |
| Justin Charles Lowy | Crown Capital Securities, L.P. independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2020 | Dec 19, 2023 (1380 d) |
| David William Anton | Crown Capital Securities, L.P. independent RIA | Tucker Asset Management LLC independent RIA | RIA to RIA | Dec 31, 2019 | Feb 3, 2020 (34 d) |
| Phillip Joseph Randazzo | Crown Capital Securities, L.P. independent RIA | Surevest Wealth Management independent RIA | RIA to RIA | Dec 31, 2019 | Sep 14, 2012 |
| Matthew Ames | Crown Capital Securities, L.P. independent RIA | Unity Wealth Partners independent RIA | RIA to RIA | Dec 31, 2019 | Dec 1, 2021 (701 d) |
| Franklin Parrish Sparkman | Crown Capital Securities, L.P. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 17, 2019 | Jun 20, 2019 |
| Scott Terrence Munro | Crown Capital Securities, L.P. independent RIA | Bfc Planning, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2019 | Apr 26, 2019 |
| Matthew Crowe | Crown Capital Securities, L.P. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Mar 22, 2019 | Mar 27, 2019 |
| Stephen Andrew Young | Crown Capital Securities, L.P. independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Dec 31, 2018 | Mar 9, 2021 (799 d) |
| Jason Allen Groth | Crown Capital Securities, L.P. independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Aug 6, 2018 | Nov 28, 2018 (114 d) |
| Jeffrey S Ballek | Crown Capital Securities, L.P. independent RIA | Bmo Harris Financial Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 24, 2018 | Jul 25, 2018 |
| Lacey Anne Diekmann | Crown Capital Securities, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 22, 2018 | Aug 30, 2018 (161 d) |
| Larry James Miranda | Crown Capital Securities, L.P. other | Pruco Securities, LLC BD affiliated | Other | Feb 13, 2018 | Mar 13, 2018 |
| Maryann Irene Vognild | Crown Capital Securities, L.P. other | Greencourse Financial Advisors, LLC no RAUM | Other | Dec 18, 2017 | Dec 19, 2017 |
| Brian Kenneth Marshburn | Crown Capital Securities, L.P. other | Anthem Wealth Management, LLC unclassified | Other | Nov 13, 2017 | Nov 10, 2017 |
168 moves match.