DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Andrew Schick | Ameriprise Financial Services, LLC national BD | Umb Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2026 | Jun 3, 2026 |
| Debbra M Gorczycki | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | May 29, 2026 |
| Andrei Weber | Ameriprise Financial Services, LLC national BD | Umb Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2026 | Jun 3, 2026 |
| Tyler D Manner | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2026 | Jul 9, 2026 (34 d) |
| Romeo Mortera | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 24, 2026 |
| Michael R. Stuart | Ameriprise Financial Services, LLC national BD | Cbiz Investment Advisory Services, LLC institutional | Other | Jun 4, 2026 | Jun 2, 2026 |
| Justin Tyler Wagner | Ameriprise Financial Services, LLC national BD | Titleist Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jun 2, 2026 |
| Abigail R Smith | Ameriprise Financial Services, LLC national BD | Rkl Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jul 8, 2026 (34 d) |
| Thomas Alfred Hughes | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2026 | May 29, 2026 |
| Brian James Coleman | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | May 28, 2026 |
| Jacob Donald Adams | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2026 | Jul 1, 2026 |
| John Gross | Ameriprise Financial Services, LLC national BD | Coldstream Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jun 1, 2026 |
| William Michael Steele | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2026 | May 29, 2026 |
| Veronica Cadena | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2026 | May 26, 2026 |
| Sariguli Tuersun | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2026 | Jun 10, 2026 |
| Farzana Clara Sultana | Ameriprise Financial Services, LLC national BD | Crescent Meridian Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 29, 2026 | Jun 2, 2026 |
| Joshua Wilkes Windham | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 29, 2026 | Aug 26, 2026 (89 d) |
| Kyle Appling | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2026 | May 15, 2026 |
| Christopher Allen Noel | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | May 1, 2026 |
| Emily A Landerholm | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2026 | May 15, 2026 |
| Christian B Bean | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | Aug 3, 2026 (68 d) |
| Timothy Patrick Rizzuti | Ameriprise Financial Services, LLC national BD | Bakeravenue independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2026 | Jun 4, 2026 |
| Joann Joice Shytle | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 26, 2026 | May 15, 2026 |
| Echo Ranell Mcneill | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 26, 2026 | Aug 19, 2026 (85 d) |
| Kathryn J Jay | Ameriprise Financial Services, LLC national BD | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2026 | Aug 11, 2026 (77 d) |
| Harmony Smith | Ameriprise Financial Services, LLC national BD | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2026 | Jun 8, 2026 |
| Kelly Sarson Hudak | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2026 | May 7, 2026 |
| Isaac Walter | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 5, 2026 |
| Brandon Bergeron | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 27, 2026 |
| Kelli Annette Miller | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 7, 2026 |
| Martin Sohovich | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2026 | May 15, 2026 |
| Michael Cullinane | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 15, 2026 |
| Kenton Chadwick | Ameriprise Financial Services, LLC national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2026 | May 14, 2026 |
| Chad Michael Wright | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Jun 15, 2026 |
| Cade Nathaniel Bishop | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Aug 17, 2026 (89 d) |
| John Mark Willson | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2026 | May 1, 2026 |
| H Curtis Ittner | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2026 | May 1, 2026 |
| Jack Arduin | Ameriprise Financial Services, LLC national BD | Byrne Financial Freedom, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | Jun 4, 2026 |
| Thomas James Madden | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 1, 2026 |
| Kevin Patrick Connors | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 7, 2026 |
| Sammy Hassan Amine | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 19, 2026 | May 1, 2026 |
| Tia Jay Mcnamara | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 7, 2026 |
| Matthew P Antonellis | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 7, 2026 |
| Julio Mendez | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2026 | May 4, 2026 |
| Matthew George Clifford | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 1, 2026 |
| Shannon E Curtis | Ameriprise Financial Services, LLC national BD | Cmg Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2026 | Aug 6, 2026 (79 d) |
| Kyle Hamilton Milfeld | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2026 | May 1, 2026 |
| Robert J Pearl | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 7, 2026 |
| Darren Eugene Pracht | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 18, 2026 | May 1, 2026 |
| Joshua David Wright | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 18, 2026 | May 1, 2026 |
| David Wilson Crow | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 18, 2026 | May 1, 2026 |
| Eric Dean Cunningham | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 18, 2026 | May 1, 2026 |
| Michael J Keys | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 1, 2026 |
| Paul Stack | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 1, 2026 |
| Scott Cornett | Ameriprise Financial Services, LLC national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | May 15, 2026 |
| James Emory Keys | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 1, 2026 |
| Robert Jean Luna | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 18, 2026 |
| John Benjamin Nelson | Ameriprise Financial Services, LLC national BD | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 6, 2026 |
| Thomas Edward Stricker | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 1, 2026 |
| Cynthia Marie Van Dien | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 1, 2026 |
9,382 moves match.