DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Equitable Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Noah Cook | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Jan 16, 2026 (141 d) |
| Kelly Zitting | Equitable Advisors, LLC national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Aug 29, 2025 |
| Lorin Elizalde | Equitable Advisors, LLC national BD | Capital Client Group, Inc. no RAUM | Other | Aug 27, 2025 | Oct 15, 2025 (49 d) |
| Shawn J Gibbons | Equitable Advisors, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2025 | Oct 22, 2025 (57 d) |
| Bryce Mcmichael | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Sep 17, 2025 |
| Julian Guerra | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2025 | Sep 12, 2025 |
| Isaac Cho | Equitable Advisors, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2025 | May 28, 2026 (279 d) |
| David Dai Ping | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 21, 2025 |
| Edward Charles Busch | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Oct 3, 2025 (44 d) |
| Zachary Oconnor | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2025 | Sep 30, 2025 (41 d) |
| Julien Stabile | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2025 | Sep 18, 2025 |
| Avery John Tannenbaum | Equitable Advisors, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Jan 27, 2026 (160 d) |
| Matthew James Lodato | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2025 | Sep 25, 2025 (36 d) |
| Barry M Weinstein | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Sep 4, 2025 |
| Joshua Kincaid | Equitable Advisors, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 25, 2025 |
| Kristen Paterno | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2025 | Aug 18, 2025 |
| Nathan Houle | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2025 | Sep 16, 2025 |
| Alvariana Anai Gonzalez | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Sep 11, 2025 |
| Miles Ensign O'Neill | Equitable Advisors, LLC national BD | Ghp Investment Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Oct 12, 2025 (54 d) |
| Jack Puder | Equitable Advisors, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Mary Adele Johnson | Equitable Advisors, LLC national BD | Neuberger Berman Bd LLC no RAUM | Other | Aug 18, 2025 | Sep 3, 2025 |
| Justin Quick | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Sep 17, 2026 (398 d) |
| Caprice Michelle Kalvelage | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Sep 25, 2025 (41 d) |
| Nathan D. Bilotta | Equitable Advisors, LLC national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Oct 20, 2025 (67 d) |
| Elias Morales | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Sep 1, 2026 (384 d) |
| Tyler Kuhn | Equitable Advisors, LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 28, 2025 |
| Lee Ann Hertzfeldt | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 13, 2025 | Jan 14, 2026 (154 d) |
| Henry Thomas Fessler | Equitable Advisors, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 8, 2025 |
| Noah Jonathan Woods | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Nov 22, 2025 (101 d) |
| Joseph Lanier Shortt | Equitable Advisors, LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Oct 1, 2025 (50 d) |
| Helen Scott Ching | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2025 | Aug 20, 2025 |
| Mark Donald Verity | Equitable Advisors, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Aug 7, 2025 |
| Samuel Thomas Wade | Equitable Advisors, LLC national BD | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2025 | Oct 1, 2025 (54 d) |
| Danny Kim | Equitable Advisors, LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Oct 10, 2025 (64 d) |
| Andrew Miller | Equitable Advisors, LLC national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Aug 13, 2025 |
| Miya Spinella | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Jan 20, 2026 (166 d) |
| Abdul Aziz Awan | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Oct 23, 2025 (77 d) |
| Ali Emir Gumus | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Oct 9, 2025 (64 d) |
| Case Alexander Lawhon | Equitable Advisors, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Aug 5, 2025 |
| Walker James Albrecht | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Aug 21, 2025 |
| Ryan Laschinger | Equitable Advisors, LLC national BD | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Oct 8, 2025 (63 d) |
| Puja Gowda | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Dec 11, 2025 (127 d) |
| Alexander Leland Marsh | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Aug 7, 2025 |
| Ford Orem | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Sep 16, 2025 (43 d) |
| Cynthia Howells | Equitable Advisors, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 1, 2025 | Sep 8, 2025 (38 d) |
| Zachary Arno Greenman | Equitable Advisors, LLC national BD | Waldron Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | Jul 31, 2025 |
| Jimmy Leong | Equitable Advisors, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Jul 25, 2025 |
| Savannah Crowther | Equitable Advisors, LLC national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Aug 22, 2025 |
| Jack Michael Payne | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 1, 2025 |
| Jacob Edward Daubenmire | Equitable Advisors, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Oct 29, 2025 (92 d) |
| Davidson Douglas Carroll | Equitable Advisors, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2025 | Sep 16, 2025 (49 d) |
| Joseph Bascunan Hughes | Equitable Advisors, LLC national BD | State Farm Investment Management Corp. asset manager | Other | Jul 29, 2025 | Jan 9, 2026 (164 d) |
| Jeffrey Lindsey | Equitable Advisors, LLC national BD | Trunorth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2025 | Jul 21, 2025 |
| Destiney Deschaines | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Aug 26, 2025 |
| Michael James Reilly | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 14, 2025 |
| Nicholas Ryan Chavez | Equitable Advisors, LLC national BD | Confluent Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 25, 2025 | Aug 1, 2025 |
| Daniel Roland | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2025 | Aug 19, 2025 |
| Ryan Appelhans | Equitable Advisors, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2025 | Aug 8, 2025 |
| Jonathan Evans Varelas | Equitable Advisors, LLC national BD | Sterling Legacy Advisors Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 24, 2025 | Feb 6, 2026 (197 d) |
| Samuel John Levine | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2025 | Jan 8, 2026 (168 d) |
6,259 moves match.