DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle Joshua Bross | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2023 | Jun 7, 2023 |
| Andreas Deoliveira | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jun 22, 2023 |
| John Roy Edmonds | Raymond James & Associates, Inc. national BD | Lightsquare Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 6, 2023 | Jun 1, 2023 |
| Thomas Christopher Roe | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 14, 2023 |
| Brianna M Harris | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Feb 23, 2026 (997 d) |
| Andrew Toma Gillis | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Dec 13, 2024 (562 d) |
| Caroline Doherty Coggins | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 6, 2023 |
| Penny Rae Haataja | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | Nov 6, 2023 (166 d) |
| Rose Joyce | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | Apr 20, 2023 |
| Terrence Henry Lee | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 23, 2023 | May 12, 2023 |
| James Graham | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2023 | May 16, 2023 |
| Brianna Christine Perry | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2023 | Jul 6, 2023 (45 d) |
| Stephen Joseph Mclaughlin | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2023 | Oct 29, 2024 (526 d) |
| Philip Michael | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2023 | Apr 28, 2023 |
| Jack R Mitchell | Raymond James & Associates, Inc. national BD | Slagle Financial, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2023 | May 22, 2023 |
| Patrick Mcgovern | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 17, 2023 | Jun 12, 2025 (757 d) |
| Andrews Thomas Barker | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | May 12, 2023 |
| Kathleen Marie Hobart | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2023 | May 5, 2023 |
| Timothy James Havern | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 10, 2023 | Nov 15, 2023 (189 d) |
| Gina Franco-Calderon | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2023 | May 10, 2023 |
| Marcus Arakelian | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2023 | May 10, 2023 |
| Neal John Fiore | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2023 | Apr 28, 2023 |
| Gregory Charles Downey | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | May 2, 2023 |
| Christopher John Willerer | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 1, 2023 |
| Rogelio Torres | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2023 | Apr 24, 2023 |
| Kevin Francis Crook | Raymond James & Associates, Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | May 9, 2023 |
| Nathanael Ray Gregor | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | May 3, 2023 |
| Samantha Viola Trudell | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 27, 2023 | Apr 26, 2023 |
| Cheryl Denise Richardson | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | May 19, 2023 |
| Jeffrey Ulit | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2023 | Apr 21, 2023 |
| Anita Ravani | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2023 | Jun 12, 2023 (46 d) |
| Timothy Victor Ludlum | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 27, 2023 | Apr 3, 2023 |
| James Berg, Jr. | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2023 | Mar 27, 2023 |
| Renato T Jamett | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Mar 23, 2023 |
| Kenneth Joseph Dow | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Apr 21, 2023 |
| Caitlin Marie Heery | Raymond James & Associates, Inc. national BD | Modera Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Apr 19, 2023 |
| James Denis Sheehan | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 13, 2023 |
| Shawn Raymond Tighe | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 12, 2023 |
| Matthew Scott Jeter | Raymond James & Associates, Inc. national BD | Gilliland Jeter Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 18, 2023 | Apr 10, 2023 |
| Michael Neal Rosenthal | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Apr 5, 2023 |
| John Hughes Scott | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 17, 2023 | May 19, 2023 (32 d) |
| Alex Michael Robinette | Raymond James & Associates, Inc. national BD | Tandem Investment Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2023 | Jul 19, 2023 (93 d) |
| Christian Salas | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Apr 3, 2023 |
| Guyla Walker | Raymond James & Associates, Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2023 | Aug 14, 2024 (488 d) |
| Joseph Clayton Gilliland | Raymond James & Associates, Inc. national BD | Gilliland Jeter Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 13, 2023 | Apr 3, 2023 |
| Kaveeta Rani Derosa | Raymond James & Associates, Inc. national BD | Sgkd Advisory Services LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 13, 2023 | Jan 1, 2026 (994 d) |
| Joshua Francis Carroll | Raymond James & Associates, Inc. national BD | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2023 | Apr 10, 2023 |
| Philip Michael Mondeau | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 13, 2023 | Mar 7, 2025 (694 d) |
| John Melville Davis | Raymond James & Associates, Inc. national BD | Gilliland Jeter Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 13, 2023 | Apr 3, 2023 |
| Lawrence Beville | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2023 | May 17, 2023 (35 d) |
| James Berg | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2023 | Mar 28, 2023 |
| Mack Wayne Bryson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Mar 31, 2023 |
| Tom Laskaris | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Mar 23, 2023 |
| Renato Dominic Jamett | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Mar 23, 2023 |
| Philip Brent Spoljarick | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 3, 2023 |
| Jeffrey Glenn Tennyson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 3, 2023 |
| Thomas Kirtley Phillips | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 3, 2023 |
| Tina Kozuch | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Apr 3, 2023 |
| Kristen Beth Murphy | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Apr 17, 2023 |
| Aaron Neil Michaelson | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 28, 2023 |
2,770 moves match.