DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paula M Feinberg | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2020 | Jun 2, 2020 |
| Gustavo Carlo Sanchez Nazario | Raymond James & Associates, Inc. national BD | Select Advisory Group Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 2, 2020 | Jul 21, 2020 (49 d) |
| Samuel D Frankfort | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | May 22, 2020 |
| Penny Lee Di Giovanna | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | Jun 29, 2020 (33 d) |
| Sanjay George | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | May 22, 2020 |
| Mark Anthony Zywiol | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | Jun 23, 2020 |
| Ashley Elizabeth Liddell | Raymond James & Associates, Inc. national BD | Dimensional Fund Advisors LP asset manager | Other | May 12, 2020 | Sep 8, 2021 (484 d) |
| Andrew Ryan Judd | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2020 | Jan 20, 2021 (253 d) |
| Matthew Ryan Stucke | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2020 | May 18, 2020 |
| Tuan Manh Nguyen | Raymond James & Associates, Inc. national BD | Huntleigh Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2020 | May 6, 2020 |
| Elizabeth Evette Mock-Hernandez | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2020 | Jun 8, 2020 (32 d) |
| Jason Michael Goode | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 4, 2020 | May 11, 2020 |
| Derrick Dale Mosley | Raymond James & Associates, Inc. national BD | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2020 | Apr 27, 2020 |
| Michael Glen Bailey | Raymond James & Associates, Inc. national BD | Mgb Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 15, 2020 | Apr 6, 2020 |
| Eric F Eisenhard | Raymond James & Associates, Inc. national BD | Xo Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2020 | Apr 28, 2020 |
| Philip Jeffrey Brooks | Raymond James & Associates, Inc. national BD | Xo Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2020 | Apr 28, 2020 |
| Robert Alan Apple | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2020 | Apr 7, 2020 |
| Evan Radman | Raymond James & Associates, Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | May 11, 2020 (40 d) |
| Mark Clayton Christenson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2020 | Mar 30, 2020 |
| Richard Hardy Dawkins | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2020 | Mar 30, 2020 |
| Rachel Ann Smith | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2020 | Mar 26, 2020 |
| David Thomas Shaw | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2020 | Mar 25, 2020 |
| Matthew Todd Fosnow | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Mar 25, 2020 |
| Michelle R Dowling | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2020 | Jan 12, 2021 (299 d) |
| William Andrew Cochran | Raymond James & Associates, Inc. national BD | Tvamp, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2020 | Mar 17, 2020 |
| Robert Mark Steinman | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Mar 12, 2020 |
| Thompson Gress Lemaistre | Raymond James & Associates, Inc. national BD | Maryland Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2020 | Mar 20, 2020 |
| Tyler Gary Brass | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Apr 2, 2025 (1850 d) |
| Thomas Edward Seger | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2020 | Mar 3, 2020 |
| John Davenport Beaty | Raymond James & Associates, Inc. national BD | Gill Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2020 | Dec 5, 2024 (1736 d) |
| Christine J. Godlewski | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2020 | Dec 9, 2020 (282 d) |
| Timothy Casimer Crane | Raymond James & Associates, Inc. national BD | Neuberger Berman Bd LLC no RAUM | Other | Feb 27, 2020 | Feb 15, 2022 (719 d) |
| Brian Thomas Dover | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 26, 2020 | Feb 25, 2020 |
| Marsha Vaughan | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2020 | Mar 11, 2020 |
| Leonard Andrew Segal | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 20, 2020 | Mar 3, 2020 |
| John Edward Harris | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Feb 3, 2020 |
| Anna Elizabeth Schoor | Raymond James & Associates, Inc. national BD | Eudaimonia Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2020 | Mar 6, 2020 |
| David Wieseneck | Raymond James & Associates, Inc. national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2020 | Jan 28, 2020 |
| David Matthew Palumbo | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2020 | Mar 16, 2020 (41 d) |
| Keely Su Butrum | Raymond James & Associates, Inc. national BD | Lion Quest LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2020 | Feb 3, 2020 |
| Justin Thaddeus Ranger | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 4, 2020 | Jan 31, 2020 |
| Lindsay Fitzgerald Mcleod | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2020 | Jan 29, 2020 |
| Geoffrey Cameron West | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2020 | Jan 23, 2020 |
| Melody Vuicich Kump | Raymond James & Associates, Inc. national BD | Live Oak Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2020 | Jan 2, 2020 |
| Beverly Ann Ainsley | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2020 | May 29, 2024 (1605 d) |
| Daniel Scott Forrester | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 17, 2020 |
| Ceferino Rodriguez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Feb 7, 2020 (38 d) |
| Jennifer Fanee Thigpen | Raymond James & Associates, Inc. national BD | Singularity Financial Services LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2019 | Jan 16, 2020 |
| Alberto Magliozzi | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jun 1, 2018 |
| Jason G Young | Raymond James & Associates, Inc. national BD | Singularity Financial Services LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2019 | Dec 18, 2019 |
| Jana Adele Kearns | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 26, 2019 | Jan 15, 2020 |
| Dilda Deepak Dalvi | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Mar 31, 2020 (99 d) |
| David Elroy Roberson | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2019 | Dec 20, 2019 |
| Cynthia Garcia | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2019 | Dec 11, 2019 |
| Sharon Lynn Campbell | Raymond James & Associates, Inc. national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Sep 24, 2020 (282 d) |
| Susan Elizabeth Schieding | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 16, 2019 |
| Britton Hue Trimmer | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2019 | Jan 3, 2020 |
| Spencer Redmond Williams | Raymond James & Associates, Inc. national BD | Invesco Advisers, Inc. asset manager | Other | Dec 17, 2019 | Dec 19, 2019 |
| John David Smith | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 16, 2019 |
| Katherine O'Neill | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 16, 2019 |