DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Joseph Donaruma | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 16, 2019 |
| Stephanie Lynn Delacruz | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 16, 2019 |
| Michael Charles Hulett | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 16, 2019 |
| Kevin W Byrne | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Dec 6, 2019 |
| Richard Matthew Decker | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Jan 13, 2020 (33 d) |
| Anthony Wayne Miller | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 9, 2019 | Dec 4, 2019 |
| Derek Scott Radulski | Raymond James & Associates, Inc. national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2019 | Jan 5, 2021 (393 d) |
| Stephanie A Mushenheim | Raymond James & Associates, Inc. national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2019 | Jan 10, 2020 (32 d) |
| James Macaulay | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2019 | Jan 21, 2020 (43 d) |
| Ryan James Cook | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2019 | Feb 13, 2020 (70 d) |
| Laura M Rosenzweig | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 18, 2019 | Nov 22, 2019 |
| Christine M Mantich | Raymond James & Associates, Inc. national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2019 | Nov 26, 2019 |
| Lori Jordan | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2019 | Nov 22, 2019 |
| Ilise Greenstein | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2019 | Nov 15, 2019 |
| Brandon Lee Corvin | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Dec 4, 2019 |
| James Ryan Fisher | Raymond James & Associates, Inc. national BD | The Aranda Group Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 7, 2019 | Nov 1, 2019 |
| Steven A Rosenberg | Raymond James & Associates, Inc. national BD | The Aranda Group Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2019 | Nov 1, 2019 |
| James Clyde Davis | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Nov 27, 2019 |
| Pamela Jo Franklin | Raymond James & Associates, Inc. national BD | Mag Cap independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2019 | Nov 18, 2019 |
| Mark Thomas Colaco | Raymond James & Associates, Inc. national BD | Dimensional Fund Advisors LP asset manager | Other | Nov 1, 2019 | Dec 3, 2019 (32 d) |
| Rosalie Schlaen | Raymond James & Associates, Inc. national BD | Pinnacle Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2019 | Dec 26, 2019 (58 d) |
| Jeffrey Shover | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Nov 25, 2019 (32 d) |
| Sandra Lee Healey | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2019 | Nov 11, 2019 |
| Morgan Lemaitre | Raymond James & Associates, Inc. national BD | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2019 | Oct 17, 2019 |
| Gregg William Whelan | Raymond James & Associates, Inc. national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2019 | Sep 27, 2019 |
| Bradley Scott Mills | Raymond James & Associates, Inc. national BD | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 4, 2019 |
| Alexander Simon | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 7, 2019 |
| Jason Michael Mccarthy | Raymond James & Associates, Inc. national BD | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2019 | Oct 15, 2019 |
| Shirley Ellen Washam | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Sep 23, 2019 |
| Kyle David Hutter | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Nov 7, 2019 (35 d) |
| Luciano Manuel Cuneo | Raymond James & Associates, Inc. national BD | Kovack International Advisors Inc. no RAUM | Other | Oct 2, 2019 | Jan 2, 2020 (92 d) |
| Michael David Charles | Raymond James & Associates, Inc. national BD | Live Oak Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2019 | Oct 29, 2020 (394 d) |
| Michael Richard Hostick | Raymond James & Associates, Inc. national BD | Live Oak Investment Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2019 | Jul 2, 2019 |
| Nathaniel James Anthony | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2019 | Oct 1, 2019 |
| John-Peter Curcio | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Oct 18, 2019 |
| Michael Jacob Dijak | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2019 | Sep 23, 2019 |
| Allison Marie Gruesbeck | Raymond James & Associates, Inc. national BD | Strategic Wealth Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2019 | Oct 2, 2019 |
| Bryce Holloway Alley | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2019 | Sep 25, 2019 |
| Mamie H Lai | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2019 | Sep 18, 2019 |
| Lareesa Haynes | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2019 | Oct 21, 2019 (31 d) |
| Edwin Gabriel Waingart | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Sep 3, 2019 |
| Bradley S Lay | Raymond James & Associates, Inc. national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Sep 11, 2019 |
| Joshua P Schuette | Raymond James & Associates, Inc. national BD | Dynasty Wealth Management, LLC asset manager | Other | Sep 12, 2019 | Jul 22, 2020 (314 d) |
| Tonja Godfrey Rutsey | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Sep 26, 2019 |
| Lawrence Parker Watts | Raymond James & Associates, Inc. national BD | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2019 | Aug 23, 2019 |
| David Christian Luke | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 3, 2019 |
| George A Koutsioukis | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 3, 2019 |
| Jose Carlos Zuniga Becerra | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2019 | Aug 19, 2019 |
| Stacey Lynn Crawford | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2019 | Oct 28, 2019 (48 d) |
| Kathleen M Berne | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Jul 14, 2020 (312 d) |
| Donald R Laurence | Raymond James & Associates, Inc. national BD | Stone Oak Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Aug 30, 2019 |
| Gregory Edward Brushett | Raymond James & Associates, Inc. national BD | New Age Alpha independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Jul 10, 2020 (310 d) |
| Andrew James Stout | Raymond James & Associates, Inc. national BD | Tactivest, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2019 | Sep 13, 2019 |
| Jacob Michael Vinson | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Sep 6, 2019 |
| Nancy Joeann Tush | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2019 | Aug 22, 2019 |
| Matthew Edward Dahlgren Daigneault | Raymond James & Associates, Inc. national BD | Broad Cove Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 21, 2019 | Sep 10, 2019 |
| Lurdes Coats | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 21, 2019 | Feb 5, 2021 (534 d) |
| William T Perry | Raymond James & Associates, Inc. national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2019 | Aug 30, 2019 |
| Joe Lee | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 15, 2019 | Apr 16, 2020 (245 d) |
| Nathaniel E Jarrett | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 12, 2019 |