| Charles Wilkes Smith | Fsc Securities Corporation other | Associated Securities Corp. unclassified | Other | Nov 25, 2008 | Nov 24, 2008 |
| Benjamin Robert Kobrin | Fsc Securities Corporation other | Associated Securities Corp. unclassified | Other | Nov 25, 2008 | Nov 24, 2008 |
| Gale Ann Brodie | Fsc Securities Corporation other | Associated Securities Corp. unclassified | Other | Nov 18, 2008 | Nov 18, 2008 |
| Pamela Sue Marshall | Fsc Securities Corporation other | Associated Securities Corp. unclassified | Other | Nov 18, 2008 | Nov 17, 2008 |
| Neil Howard Pettes | Fsc Securities Corporation other | LPL Financial LLC other | Other | Nov 13, 2008 | Nov 11, 2008 |
| Bruce Webb Woods | Fsc Securities Corporation other | Associated Securities Corp. unclassified | Other | Nov 4, 2008 | Nov 7, 2008 |
| Gary Lee Mandell | Fsc Securities Corporation other | LPL Financial LLC BD affiliated | Other | Nov 4, 2008 | Dec 6, 2019 (4049 d) |
| Clement Curtis Brandenburg | Fsc Securities Corporation other | Tuttle Wealth Management, LLC other | Other | Nov 3, 2008 | Dec 1, 2008 |
| Travis Wayne Giffey | Fsc Securities Corporation other | Compass Efficient Model Portfolios, LLC other | Other | Oct 30, 2008 | Mar 28, 2007 |
| Joshua Matteo | Fsc Securities Corporation other | Wells Fargo Advisors wirehouse | Other | Oct 27, 2008 | Oct 22, 2008 |
| Craig Michael Doyon | Fsc Securities Corporation other | Vanguard Advisers, Inc. other | Other | Oct 21, 2008 | Aug 3, 2017 (3208 d) |
| Richard Mark Braverman | Fsc Securities Corporation other | Geneos Wealth Management, Inc. other | Other | Oct 10, 2008 | Oct 1, 2008 |
| William Charles Herr | Fsc Securities Corporation other | Herr Capital Management LLC state registered | Other | Oct 10, 2008 | Jan 2, 2002 |
| Brigid Mulroy | Fsc Securities Corporation other | Vsr Advisory Services other | Other | Oct 10, 2008 | Sep 30, 2008 |
| James Asher Jackson | Fsc Securities Corporation other | Wamu Investments, Inc. unclassified | Other | Oct 9, 2008 | Oct 17, 2008 |
| Michael Anson Herman | Fsc Securities Corporation other | Strategic Wealth Advisors Group other | Other | Oct 8, 2008 | Sep 5, 2006 |
| Carson Wade Stephens | Fsc Securities Corporation other | Eagle Strategies LLC other | Other | Oct 1, 2008 | Dec 10, 2008 (70 d) |
| Nicolas Longpre | Fsc Securities Corporation other | Signator Investors, Inc. other | Other | Aug 26, 2008 | Sep 5, 2008 |
| Barton Thomas Evans | Fsc Securities Corporation other | Evans Investment Advisors, L.L.C. other | Other | Aug 14, 2008 | Jan 20, 2010 (524 d) |
| Jeffery Carl Mckay | Fsc Securities Corporation other | Butler Associates Financial Planners, Inc. unclassified | Other | Aug 12, 2008 | Sep 19, 2008 (38 d) |
| Gregory Wade Evans | Fsc Securities Corporation other | Evans Investment Advisors, L.L.C. other | Other | Aug 11, 2008 | Aug 8, 2008 |
| Cathryn A Cato | Fsc Securities Corporation other | Maryland Financial Group, Inc. other | Other | Jul 30, 2008 | Aug 4, 2008 |
| Shawn Dwayne Peschke | Fsc Securities Corporation other | Chase Investment Services Corp. other | Other | Jul 30, 2008 | Sep 17, 2008 (49 d) |
| Lee Stanley Martin | Fsc Securities Corporation other | Allstate Financial Advisors, LLC no RAUM | Other | Jul 24, 2008 | Jul 22, 2008 |
| Andrew Edwin Watkins | Fsc Securities Corporation other | Sii Investments, Inc. other | Other | Jul 23, 2008 | Feb 17, 2009 (209 d) |
| Luiz Henrique Moreira Boscardin | Fsc Securities Corporation other | Signator Investors, Inc. other | Other | Jul 2, 2008 | Jul 3, 2008 |
| Daniel Dinkins | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 25, 2008 | Sep 17, 2008 (84 d) |
| Richard Lee Cox | Fsc Securities Corporation other | Cox Wealth Management, LLC other | Other | Jun 17, 2008 | Jan 28, 2004 |
| Jared Christopher Siegel | Fsc Securities Corporation other | Strategic Wealth Advisors Group other | Other | Jun 17, 2008 | Apr 1, 2008 |
| Robert William Toth | Fsc Securities Corporation other | American Portfolios Advisors, Inc other | Other | Jun 9, 2008 | May 30, 2008 |
| Alan M Kirschenbaum | Fsc Securities Corporation other | American Portfolios Advisors, Inc other | Other | Jun 9, 2008 | May 29, 2008 |
| Jason Benito Ibarra | Fsc Securities Corporation other | John Hancock Investment Management LLC other | Other | Jun 9, 2008 | Dec 23, 2008 (197 d) |
| Thomas William Behlke | Fsc Securities Corporation other | Behlke Financial state registered | Other | May 22, 2008 | Jun 14, 2011 (1118 d) |
| Michelle Lee Palmer | Fsc Securities Corporation other | Wells Fargo Advisors wirehouse | Other | Apr 9, 2008 | May 19, 2008 (40 d) |
| Philip Gregory O'Quin | Fsc Securities Corporation other | LPL Financial LLC other | Other | Apr 9, 2008 | Nov 21, 2012 (1687 d) |
| Marika Somorjai | Fsc Securities Corporation other | Woodbury Financial Services, Inc. other | Other | Mar 25, 2008 | Mar 24, 2008 |
| Hannon E Fayard | Fsc Securities Corporation other | Securities Network LLC unclassified | Other | Mar 17, 2008 | May 20, 2009 (429 d) |
| Sheri Eddings Robinson | Fsc Securities Corporation other | Pnc Managed Account Solutions, Inc. other | Other | Feb 29, 2008 | Feb 25, 2008 |
| Melissa Ausman Barkley | Fsc Securities Corporation other | Pnc Managed Account Solutions, Inc. other | Other | Feb 29, 2008 | Feb 29, 2008 |
| Evan Finnell Cole | Fsc Securities Corporation other | Financial West Group other | Other | Jan 28, 2008 | Sep 30, 2008 (246 d) |
| Robert Anthony Patti | Fsc Securities Corporation other | Zacks Investment Management, Inc. other | Other | Jan 18, 2008 | Jan 29, 2008 |
| John Sugg Nau | Fsc Securities Corporation other | The Legacy Collaborative, Inc. state registered | Other | Jan 15, 2008 | Jan 8, 2003 |
| Lyman Hood Jackson | Fsc Securities Corporation other | Jackson Financial Advisors, Inc. unclassified | Other | Jan 2, 2008 | Jan 30, 2006 |
| Roland Gregory Bergman | Fsc Securities Corporation other | Woodbury Financial Services, Inc. other | Other | Nov 30, 2007 | Nov 30, 2007 |
| Lucinda A Salinas | Fsc Securities Corporation other | Woodbury Financial Services, Inc. other | Other | Nov 20, 2007 | Nov 29, 2007 |
| Pleshetta Juanita Loftin | Fsc Securities Corporation other | Pnc Managed Account Solutions, Inc. other | Other | Nov 2, 2007 | Nov 16, 2007 |
| Mitchell Paul Mcabee | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Oct 31, 2007 | Nov 2, 2007 |
| Christina June Brown | Fsc Securities Corporation other | Andrews Advisory Associates, LLC independent RIA | Other | Oct 15, 2007 | Dec 18, 2025 (6639 d) |
| Clifford William Shirah | Fsc Securities Corporation other | Concourse Financial Group Advisors other | Other | Sep 17, 2007 | Sep 18, 2007 |
| Michael Craig Waldow | Fsc Securities Corporation other | Associated Securities Corp. unclassified | Other | Sep 6, 2007 | Sep 11, 2007 |
| Kenneth John Kramer | Fsc Securities Corporation other | Sii Investments, Inc. other | Other | Aug 31, 2007 | Mar 26, 2014 (2399 d) |
| David Joseph Ptacek | Fsc Securities Corporation other | Ta-Check Financial Ltd. state registered | Other | Aug 28, 2007 | Oct 31, 2002 |
| Rajesh C Jyotishi | Fsc Securities Corporation other | Sii Investments, Inc. other | Other | Aug 27, 2007 | Sep 6, 2007 |
| Mary Jo Gilligan | Fsc Securities Corporation other | Sii Investments, Inc. other | Other | Aug 17, 2007 | Aug 20, 2007 |
| Murray Floyd Kosmin | Fsc Securities Corporation other | Sii Investments, Inc. other | Other | Aug 13, 2007 | Aug 28, 2007 |
| Anthony John Mercuri | Fsc Securities Corporation other | Ta-Check Financial Ltd. state registered | Other | Aug 9, 2007 | Oct 31, 2002 |
| Jason Robert Yuhas | Fsc Securities Corporation other | Sii Investments, Inc. other | Other | Aug 9, 2007 | Aug 7, 2007 |
| Matthew Allen Ridler | Fsc Securities Corporation other | Sii Investments, Inc. other | Other | Aug 8, 2007 | Aug 15, 2007 |
| Sean Alan Sargent | Fsc Securities Corporation other | Sii Investments, Inc. other | Other | Aug 8, 2007 | Aug 7, 2007 |
| Shane Edward Westhoelter | Fsc Securities Corporation other | Strategic Wealth Advisors Group other | Other | Aug 3, 2007 | Sep 8, 2006 |