DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Independent Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dalton Grant Engle | Independent Financial Group, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2023 | Apr 18, 2023 |
| Walter Francisco Pardo | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 27, 2023 |
| Ashley E Pedersen | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 23, 2023 |
| Jaylene Denise Pysnik | Independent Financial Group, LLC BD affiliated | Pysnik Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 22, 2023 | Mar 21, 2023 |
| Michael Ryan Carmona Pysnik | Independent Financial Group, LLC BD affiliated | Pysnik Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 22, 2023 | Mar 21, 2023 |
| Zhihua Tang | Independent Financial Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | May 18, 2023 (62 d) |
| Robert Heitz | Independent Financial Group, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | May 15, 2023 (59 d) |
| Andrea Ruth Klipfel | Independent Financial Group, LLC BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2023 | Mar 7, 2023 |
| Kevin John Klipfel | Independent Financial Group, LLC BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2023 | Mar 7, 2023 |
| Sergio Fernandez | Independent Financial Group, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Feb 17, 2023 |
| Trevor S Crane | Independent Financial Group, LLC BD affiliated | X Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2023 | Jul 11, 2022 |
| Christine M Martinez | Independent Financial Group, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Jan 11, 2023 |
| Timothy Frank Mcfall | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2022 | Nov 7, 2022 |
| Jack Thomas | Independent Financial Group, LLC BD affiliated | Clear Creek Financial Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Nov 1, 2022 |
| Benjamin Ray Garrett | Independent Financial Group, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Nov 22, 2022 |
| Austin Park | Independent Financial Group, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2022 | Oct 25, 2022 |
| Alan Lee Shorr | Independent Financial Group, LLC BD affiliated | Quantitative Strategies, Inc. other | Other | Oct 18, 2022 | Feb 8, 2010 |
| Sarah J Hunt | Independent Financial Group, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Nov 21, 2022 (35 d) |
| Justin K Mcintyre | Independent Financial Group, LLC BD affiliated | Financial Network Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Dec 14, 2022 (62 d) |
| Ben Thomas Mccollum | Independent Financial Group, LLC BD affiliated | X Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2022 | Mar 23, 2023 (169 d) |
| Michael Patrick Killeen | Independent Financial Group, LLC BD affiliated | Burr Financial Services, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2022 | Sep 29, 2022 |
| Brent Gaylon Burr | Independent Financial Group, LLC BD affiliated | Burr Financial Services, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2022 | Sep 30, 2022 |
| Kenneth S Hamada | Independent Financial Group, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Sep 30, 2022 |
| Ryan Gregory Wood | Independent Financial Group, LLC BD affiliated | Burr Financial Services, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2022 | Sep 29, 2022 |
| John Patrick Rice | Independent Financial Group, LLC BD affiliated | Fourstar Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Oct 21, 2022 |
| Michael Dwaine Watson | Independent Financial Group, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Mar 17, 2023 (197 d) |
| Brian Forrest Stokes | Independent Financial Group, LLC BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Jan 1, 2025 (862 d) |
| James Paul Ball | Independent Financial Group, LLC BD affiliated | Accurate Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2022 | Aug 22, 2022 |
| Cesar E Fierro | Independent Financial Group, LLC BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jul 7, 2022 | Jul 22, 2022 |
| Chase Randolph Rohrer | Independent Financial Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jun 29, 2022 |
| Jason Berve | Independent Financial Group, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2022 | Jul 25, 2022 (40 d) |
| Shiow-Yun Claudia Wu | Independent Financial Group, LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2022 | Jul 13, 2022 |
| Michael Scott Lincoln | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Jun 29, 2023 (407 d) |
| Robin Donahue Bechtel | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Jun 29, 2023 (407 d) |
| Dominic I Myers | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Jun 29, 2023 (407 d) |
| Dushyanth K Reddy | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Jun 29, 2023 (407 d) |
| Adelaide Leslie Grimm | Independent Financial Group, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2022 | Jun 8, 2022 |
| Darren Allen James | Independent Financial Group, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2022 | May 12, 2022 |
| Christopher Michael Weber | Independent Financial Group, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | Jun 3, 2022 |
| Victoria Ann Wilk | Independent Financial Group, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2022 | Jan 8, 2026 (1358 d) |
| Terri Z Buechner | Independent Financial Group, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Aug 22, 2022 (133 d) |
| Tiffany Quach Lay Lao | Independent Financial Group, LLC BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2022 | Mar 16, 2022 |
| Megan L Mcmillan | Independent Financial Group, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2022 | Mar 4, 2022 |
| Scott Karl Wetherbee | Independent Financial Group, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Feb 9, 2022 |
| Rodney Thomas Wendt | Independent Financial Group, LLC BD affiliated | Cornerstone Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Jan 9, 2026 (1445 d) |
| Brett Kusske | Independent Financial Group, LLC BD affiliated | Kusske Financial, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2022 | Jan 16, 2020 |
| Patrick Thomas Radachi | Independent Financial Group, LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 11, 2022 |
| David L Ediger | Independent Financial Group, LLC BD affiliated | Main Street Advisors, LLC other | Other | Jan 3, 2022 | Dec 24, 2019 |
| Jennifer Cerra Vawter | Independent Financial Group, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Jan 4, 2022 (34 d) |
| Patricia Osuna Flores | Independent Financial Group, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | May 25, 2022 (208 d) |
| John Michael Hanten | Independent Financial Group, LLC BD affiliated | Marks Group Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Jan 21, 2022 (84 d) |
| Damon F Friedman | Independent Financial Group, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Oct 19, 2021 |
| John Vinson Hogin | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Oct 5, 2021 |
| Glen Fredrick Colwell | Independent Financial Group, LLC BD affiliated | Anew Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Jul 27, 2026 (1760 d) |
| Nicholas John Schneider | Independent Financial Group, LLC BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Oct 1, 2021 | Feb 27, 2018 |
| Stephanni R Sharp | Independent Financial Group, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Oct 8, 2021 |
| Stephen Harvey Geribo | Independent Financial Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Sep 17, 2021 |
| Jessica Maureen Champion | Independent Financial Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2021 | Sep 1, 2021 |
| Michael Powell | Independent Financial Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Jul 19, 2021 |
| Armando G. Roman | Independent Financial Group, LLC BD affiliated | Axiom Founders Family Office state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2021 | May 26, 2021 |
431 moves match.