DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Td Ameritrade, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stuart Scott LempertTd Ameritrade, Inc. no RAUMLandmark Wealth Management, LLC independent RIAOtherOct 14, 2022Jun 1, 2025 (961 d)
Kristen Leanne O'BrienTd Ameritrade, Inc. no RAUMMercer Global Advisors Inc. independent RIAOtherOct 14, 2022Jul 31, 2023 (290 d)
Dennis Delaney ParlanteTd Ameritrade, Inc. no RAUMMorgan Stanley wirehouseOtherOct 14, 2022Jan 22, 2025 (831 d)
Richard Arthur MunnekeTd Ameritrade, Inc. no RAUMMercer Global Advisors Inc. independent RIAOtherOct 14, 2022Oct 15, 2024 (732 d)
Stephanie KingTd Ameritrade, Inc. no RAUMMorgan Stanley wirehouseOtherOct 14, 2022Feb 12, 2025 (852 d)
Eric WojciechowskiTd Ameritrade, Inc. no RAUMRaymond James & Associates, Inc. national BDOtherOct 14, 2022Dec 4, 2025 (1147 d)
Courtney RowleyTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherOct 14, 2022Feb 29, 2024 (503 d)
Guy Andre BeaudoinTd Ameritrade, Inc. no RAUMEdward Jones national BDOtherOct 14, 2022Apr 24, 2025 (923 d)
Michael Christopher HallTd Ameritrade, Inc. no RAUMSaltmarsh Financial Advisors, LLC independent RIAOtherOct 14, 2022Aug 8, 2024 (664 d)
Brandon Perry VanmeterTd Ameritrade, Inc. no RAUMEdward Jones national BDOtherOct 14, 2022Mar 28, 2025 (896 d)
Tess BuenaventuraTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherOct 14, 2022Apr 17, 2024 (551 d)
Kristin BorkeTd Ameritrade, Inc. no RAUMEmpower Advisory Group, LLC BD affiliatedOtherOct 14, 2022Jun 8, 2023 (237 d)
Joscelyn Joseph WorrellTd Ameritrade, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherOct 14, 2022Dec 11, 2025 (1154 d)
Juliana RamirezTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherOct 14, 2022Apr 3, 2023 (171 d)
Taryn L KestersonTd Ameritrade, Inc. no RAUMEdward Jones national BDOtherOct 14, 2022Jun 7, 2024 (602 d)
Darrah La Vonne LayTd Ameritrade, Inc. no RAUMAvantax Advisory Services BD affiliatedOtherOct 14, 2022Nov 25, 2022 (42 d)
Scott MillerTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherOct 14, 2022Apr 20, 2023 (188 d)
Christopher Joseph SimchoTd Ameritrade, Inc. no RAUMMorgan Stanley wirehouseOtherOct 14, 2022Oct 7, 2024 (724 d)
Alireza KandiTd Ameritrade, Inc. no RAUM3edge Asset Management, LP independent RIAOtherOct 14, 2022Jun 30, 2023 (259 d)
Steven Joseph PantusoTd Ameritrade, Inc. no RAUMRaymond James & Associates, Inc. national BDOtherOct 14, 2022Oct 15, 2024 (732 d)
Monica SharmaTd Ameritrade, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherOct 7, 2022Jan 31, 2022
Ramsey Abu-ShairTd Ameritrade, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherOct 4, 2022Jan 26, 2022
Robert Scott WilsonTd Ameritrade, Inc. no RAUMLifeplan Group independent RIAOtherSep 27, 2022Oct 5, 2022
Hunter James BremerTd Ameritrade, Inc. no RAUMAxos Invest, Inc independent RIAOtherSep 10, 2022Jun 5, 2023 (268 d)
Gerson LopezTd Ameritrade, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 1, 2022Sep 21, 2022
Megan Rae LandonTd Ameritrade, Inc. no RAUMUBS Financial Services Inc. wirehouseOtherSep 1, 2022Sep 30, 2022
Joseph Lee MosesTd Ameritrade, Inc. no RAUMRothschild Wealth LLC independent RIAOtherAug 10, 2022Sep 9, 2022
Leslie Antoinette KellyTd Ameritrade, Inc. no RAUMAlly Invest Advisors independent RIAOtherAug 2, 2022Aug 26, 2022
Timothy Allen BohnettTd Ameritrade, Inc. no RAUMFarther independent RIAOtherJul 26, 2022Mar 7, 2025 (955 d)
Matt Robert WhipkeyTd Ameritrade, Inc. no RAUMCwm, LLC BD affiliatedOtherJul 8, 2022Aug 10, 2022 (33 d)
Aaron MaxeyTd Ameritrade, Inc. no RAUMAvantax Advisory Services BD affiliatedOtherJun 30, 2022Sep 8, 2022 (70 d)
David JenningsTd Ameritrade, Inc. no RAUMGradient Wealth Management BD affiliatedOtherJun 3, 2022Oct 3, 2022 (122 d)
James Blake MillerTd Ameritrade, Inc. no RAUMTd Ameritrade Investment Management, LLC independent RIAOtherMay 19, 2022Feb 8, 2022
Neal R GobyTd Ameritrade, Inc. no RAUMCitigroup Global Markets Inc. BD affiliatedOtherApr 14, 2022Apr 28, 2022
George VargasTd Ameritrade, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherApr 2, 2022Apr 28, 2022
Kenneth Edward WilesTd Ameritrade, Inc. no RAUMEdward Jones national BDOtherMar 24, 2022Dec 4, 2023 (620 d)
Michael George GarriganTd Ameritrade, Inc. no RAUMTd Ameritrade Investment Management, LLC independent RIAOtherFeb 10, 2022Sep 19, 2018
Bradley KoeselTd Ameritrade, Inc. no RAUMTd Ameritrade Investment Management, LLC otherOtherFeb 3, 2022Sep 19, 2016
Dorothy Ann SperryTd Ameritrade, Inc. no RAUMEmpower Advisory Group, LLC otherOtherFeb 2, 2022Mar 8, 2022 (34 d)
Ryan David MorrisonTd Ameritrade, Inc. no RAUMFisher Investments independent RIAOtherJan 14, 2022Jan 26, 2022
Ali PoswalTd Ameritrade, Inc. no RAUMTd Ameritrade Investment Management, LLC independent RIAOtherJan 8, 2022Jan 2, 2019
Dave Mappala ValdezTd Ameritrade, Inc. no RAUMArbor Capital Management Inc independent RIAOtherDec 7, 2021Dec 22, 2021
David AlimiTd Ameritrade, Inc. no RAUMTd Ameritrade Investment Management, LLC independent RIAOtherNov 25, 2021Apr 12, 2021
David TrejoTd Ameritrade, Inc. no RAUMValtrion Capital Management, LLC independent RIAOtherNov 25, 2021Dec 8, 2022 (378 d)
Joseph John BorrielloTd Ameritrade, Inc. no RAUMLPL Financial LLC BD affiliatedOtherNov 18, 2021Nov 18, 2021
Frank Thomas MadaloneTd Ameritrade, Inc. no RAUMRothschild Wealth LLC independent RIAOtherNov 18, 2021Jan 28, 2022 (71 d)
Ryan C MayerTd Ameritrade, Inc. no RAUMHub Investment Partners, LLC otherOtherOct 29, 2021Sep 18, 2023 (689 d)
Lance Adam TacquardTd Ameritrade, Inc. no RAUMEdelman Financial Engines mixed wealthOtherOct 15, 2021Jul 27, 2022 (285 d)
Reynaldo PajarilloTd Ameritrade, Inc. no RAUMThrivent Advisor Network, LLC BD affiliatedOtherOct 14, 2021Nov 16, 2021 (33 d)
James AllenTd Ameritrade, Inc. no RAUMTd Ameritrade Investment Management, LLC otherOtherOct 9, 2021Jun 19, 2013
Dennis KleesTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherOct 7, 2021Sep 13, 2022 (341 d)
Gale NorthropTd Ameritrade, Inc. no RAUMTd Ameritrade Investment Management, LLC otherOtherOct 7, 2021Jul 26, 2016
Matthew Allen DuncanTd Ameritrade, Inc. no RAUMFisher Investments independent RIAOtherOct 7, 2021Feb 15, 2022 (131 d)
Jeremiah ClarkTd Ameritrade, Inc. no RAUMEdward Jones national BDOtherOct 7, 2021Jan 24, 2023 (474 d)
Edward Dale SturdivantTd Ameritrade, Inc. no RAUMEdelman Financial Engines mixed wealthOtherOct 7, 2021Jun 30, 2022 (266 d)
Gary Michael DisalvoTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherOct 7, 2021Aug 25, 2022 (322 d)
Victor Jose SalinasTd Ameritrade, Inc. no RAUMU.S. Bancorp Advisors, LLC BD affiliatedOtherSep 29, 2021Oct 5, 2021
Ally MotiTd Ameritrade, Inc. no RAUMFisher Investments independent RIAOtherSep 10, 2021Sep 16, 2021
Molly Elizabeth HousandTd Ameritrade, Inc. no RAUMOrion Portfolio Solutions, LLC BD affiliatedOtherSep 2, 2021Jul 14, 2025 (1411 d)
Christopher Edward Simon-WallaceTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherAug 19, 2021Dec 8, 2021 (111 d)
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1,420 moves match.