DFX Intelligence

RIA Intelligence

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Krystle M. SinclairJ.P. Morgan Securities LLC wirehouseCreative Planning independent RIAWirehouse to independent RIASep 19, 2025Oct 8, 2025
Kevin Richard CareyJ.P. Morgan Securities LLC wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankSep 19, 2025Sep 18, 2025
Conor Stark DugganJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 19, 2025Oct 30, 2025 (41 d)
Veronica ChanJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 19, 2025Oct 30, 2025 (41 d)
Charles Lufburrow BrownJ.P. Morgan Securities LLC wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankSep 19, 2025Sep 18, 2025
Christine LeeJ.P. Morgan Securities LLC wirehouseSofi Wealth LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 18, 2025Apr 20, 2026 (214 d)
Danielle LyonsJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 16, 2025Sep 15, 2025
Richard M ApplingJ.P. Morgan Securities LLC wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankSep 16, 2025Sep 15, 2025
Shaena McpaddenJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2025Oct 1, 2025
Adam GrossmanJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 14, 2025Sep 12, 2025
Adela CanajJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 14, 2025Oct 17, 2025 (33 d)
Kristina BaratovJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 14, 2025Sep 25, 2025
Dominic VillaniJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 14, 2025Sep 12, 2025
Cody CongemiJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 14, 2025Apr 16, 2026 (214 d)
Angelina NaulaJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 14, 2025Oct 1, 2025
Corey DaltonJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 14, 2025Sep 12, 2025
Maya NashefJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 12, 2025Sep 18, 2025
Carlton ForresterJ.P. Morgan Securities LLC wirehouseStephens BD affiliatedWirehouse to affiliated broker-dealer or bankSep 11, 2025Sep 15, 2025
Nagi Reddy NallavelliJ.P. Morgan Securities LLC wirehouseBirmingham Capital LLC state registeredWirehouse to a state-registered adviserSep 11, 2025Mar 31, 2026 (201 d)
Sean M OliveiraJ.P. Morgan Securities LLC wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 11, 2025Oct 1, 2025
David Zelos MayersJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 10, 2025Sep 9, 2025
Rebecca Lee JinJ.P. Morgan Securities LLC wirehouseArete Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2025Mar 18, 2026 (189 d)
Darrien Jamahn DeeseJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankSep 9, 2025Apr 13, 2026 (216 d)
John V RiveraJ.P. Morgan Securities LLC wirehouseHilltop Securities Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 8, 2025Sep 5, 2025
Jeremiah WiseJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 5, 2025Sep 4, 2025
Natalie GalloJ.P. Morgan Securities LLC wirehouseRegent Peak Wealth Advisors, LLC independent RIAWirehouse to independent RIASep 4, 2025Oct 16, 2025 (42 d)
Matthew P MacmichaelJ.P. Morgan Securities LLC wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankSep 3, 2025Sep 2, 2025
John EganJ.P. Morgan Securities LLC wirehouseKestra Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 3, 2025Sep 2, 2025
Kyle Ryan BriggsJ.P. Morgan Securities LLC wirehouseMariner Independent independent RIAWirehouse to independent RIASep 3, 2025Sep 2, 2025
Joseph Francis ThomasonJ.P. Morgan Securities LLC wirehouseMariner Independent independent RIAWirehouse to independent RIASep 3, 2025Sep 2, 2025
Keith GrayJ.P. Morgan Securities LLC wirehouseTotal Wealth Services, LLC independent RIAWirehouse to independent RIASep 3, 2025Sep 8, 2025
Wayne Kenji MizunoJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 3, 2025Nov 12, 2025 (70 d)
Brett HaanJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 3, 2025Oct 6, 2025 (33 d)
Youssef Habib AbdelsaidJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 3, 2025Sep 2, 2025
Tyler Hayden CraigJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 2, 2025Sep 24, 2025
Christian YoungJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 2, 2025Sep 16, 2025
Alexander HasniJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 2, 2025Aug 25, 2025
Warren Frank MasonJ.P. Morgan Securities LLC wirehouseIeq Capital, LLC independent RIAWirehouse to independent RIAAug 31, 2025Sep 2, 2025
Ivy Fai Chan WangJ.P. Morgan Securities LLC wirehouseHsbc Securities (USA) Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2025Sep 11, 2025
Stacie Lynn DuclosJ.P. Morgan Securities LLC wirehouseHuntington Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2025Sep 10, 2025
Makenna Marie SharkeyJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankAug 31, 2025Apr 2, 2026 (214 d)
Daniel Edward FilippiJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 29, 2025Sep 2, 2025
Wai Ting Priscilla FungJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankAug 29, 2025Sep 26, 2025
Grant DowisJ.P. Morgan Securities LLC wirehouseFoster Victor independent RIAWirehouse to independent RIAAug 28, 2025Sep 3, 2025
Alex KhoshnamJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 26, 2025Aug 25, 2025
Joseph PillotJ.P. Morgan Securities LLC wirehouseOsaic Institutions, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 24, 2025Sep 8, 2025
Raul GonzalezJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 24, 2025Aug 26, 2025
Stefan MadjarovJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 24, 2025Aug 22, 2025
Andrea Kiely SmithJ.P. Morgan Securities LLC wirehouseHb Wealth independent RIAWirehouse to independent RIAAug 24, 2025Aug 26, 2025
Lawrence LeeJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 24, 2025Aug 26, 2025
Geoffrey IvonnetJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 22, 2025Aug 22, 2025
Cherie CurryJ.P. Morgan Securities LLC wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankAug 22, 2025Sep 9, 2025
Brian C ForsethJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 21, 2025Aug 20, 2025
Daniel Max TenzerJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseAug 21, 2025Oct 30, 2025 (70 d)
Jose D GuerraJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherAug 21, 2025Sep 16, 2025
Evan James FleischmanJ.P. Morgan Securities LLC wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 21, 2025Aug 27, 2025
Felicia Annette BelcherJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company no RAUMOtherAug 21, 2025May 28, 2026 (280 d)
Justin MoralesJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankAug 21, 2025Aug 28, 2025
Reginald J SmithJ.P. Morgan Securities LLC wirehouseZacks Investment Management, Inc. mixed wealthWirehouse to independent RIAAug 21, 2025Aug 18, 2026 (362 d)
Jason Allen MeinerdingJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 19, 2025Aug 18, 2025
Page 12 of 117PreviousNext
6,995 moves match.