DFX Intelligence
Advisor moves
Departures from Commonwealth Financial NetworkWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Toby Scott Harris | Commonwealth Financial Network national BD | Eq Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 13, 2022 | Nov 10, 2022 |
| Patrick Seamus Hutchinson | Commonwealth Financial Network national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2022 | Dec 9, 2022 |
| David Eugene Lewis | Commonwealth Financial Network national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2022 | Dec 6, 2022 |
| Steven Dominguez Paredes | Commonwealth Financial Network national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Nov 30, 2023 (359 d) |
| George William Pikounis | Commonwealth Financial Network national BD | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Jan 20, 2023 (51 d) |
| Steven Karnig Johnian | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2022 | Jun 28, 2023 (219 d) |
| Michelle Rinker Mahoney | Commonwealth Financial Network national BD | Captrust institutional | Other | Nov 17, 2022 | Nov 22, 2022 |
| Julie Ann Fuller | Commonwealth Financial Network national BD | Captrust institutional | Other | Nov 17, 2022 | Nov 22, 2022 |
| Jarrod Dean Hart | Commonwealth Financial Network national BD | Rea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2022 | Sep 12, 2021 |
| Caradoc Crandall | Commonwealth Financial Network national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2022 | Jul 27, 2023 (261 d) |
| Richard William Wasson | Commonwealth Financial Network national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2022 | Nov 7, 2022 |
| Chancelor R Strickland | Commonwealth Financial Network national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2022 | Jan 2, 2023 (63 d) |
| Maria Giampietro | Commonwealth Financial Network national BD | Clark Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2022 | Jul 7, 2023 (253 d) |
| John Gregory Foligno | Commonwealth Financial Network national BD | Grand Life Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 17, 2022 | Oct 21, 2022 |
| Walter Thomas Wandall | Commonwealth Financial Network national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Oct 4, 2022 |
| Britt Megan Myszka | Commonwealth Financial Network national BD | Hill Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Oct 31, 2022 |
| Cameron David Waters | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2022 | Nov 23, 2022 (49 d) |
| Melissa Marin | Commonwealth Financial Network national BD | Manning Wealth Management, Inc. unclassified | Other | Oct 4, 2022 | Dec 22, 2020 |
| Joseph Daniel Frissora | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Sep 30, 2022 |
| Jay Michael Douglas | Commonwealth Financial Network national BD | Wealthspring no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2022 | Sep 29, 2022 |
| Theodore Michael Athans | Commonwealth Financial Network national BD | Wealthspring no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2022 | Sep 29, 2022 |
| Andrew James Davies | Commonwealth Financial Network national BD | Davies Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | May 8, 2006 |
| Peter Millard Manning | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Sep 30, 2022 |
| Justin Simmons | Commonwealth Financial Network national BD | Davies Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Sep 28, 2022 |
| Ashley Camille Boone | Commonwealth Financial Network national BD | Wealthspring no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2022 | Sep 29, 2022 |
| Tracy Ann Miu | Commonwealth Financial Network national BD | Wealthspring no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2022 | Sep 30, 2022 |
| Muqing Yue | Commonwealth Financial Network national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Oct 4, 2022 |
| John Wu Jr | Commonwealth Financial Network national BD | Davies Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Sep 28, 2022 |
| Charles Frederick Warren | Commonwealth Financial Network national BD | Multnomah Group, Inc. other | Other | Sep 30, 2022 | Oct 25, 2022 |
| Joseph Edward Fleischmann | Commonwealth Financial Network national BD | Multnomah Group, Inc. other | Other | Sep 30, 2022 | Oct 25, 2022 |
| Lee A Fuller | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Oct 3, 2022 |
| Lucas Joseph Hemling | Commonwealth Financial Network national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2022 | Oct 21, 2022 |
| Thomas P. Ryan | Commonwealth Financial Network national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2022 | Apr 28, 2023 (214 d) |
| Noah Bylsma | Commonwealth Financial Network national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Oct 10, 2022 |
| John Patrick O'Connor | Commonwealth Financial Network national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2022 | Sep 15, 2022 |
| Joseph Valenza | Commonwealth Financial Network national BD | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2022 | Sep 1, 2022 |
| Joseph Lee England | Commonwealth Financial Network national BD | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2022 | Sep 1, 2022 |
| Brian D Bohnsack | Commonwealth Financial Network national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2022 | Oct 4, 2022 |
| Catherine Gill | Commonwealth Financial Network national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2022 | Sep 26, 2022 |
| Hal Joel Michels | Commonwealth Financial Network national BD | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2022 | Sep 1, 2022 |
| John Louis Wonneberger | Commonwealth Financial Network national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Jan 2, 2024 (482 d) |
| William Paul St.Clair | Commonwealth Financial Network national BD | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 1, 2022 |
| Alan Bruce Gubernick | Commonwealth Financial Network national BD | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 1, 2022 |
| Ryan Dennis Tyrell | Commonwealth Financial Network national BD | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Dec 21, 2022 (106 d) |
| Thomas Hellmuth | Commonwealth Financial Network national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Nov 22, 2022 (81 d) |
| Bruce Anthony Cramer | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Jun 29, 2023 (301 d) |
| Dawn Marie Cramer | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Jun 29, 2023 (301 d) |
| Antonio Carter | Commonwealth Financial Network national BD | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2022 | Sep 9, 2022 |
| Matthew Siegel | Commonwealth Financial Network national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2022 | Dec 19, 2022 (116 d) |
| Brad Michael Melsa | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2022 | Aug 16, 2022 |
| Richard Michael Decker | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 16, 2022 |
| Christopher Gerald Anderson | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 16, 2022 |
| Heather Louise Rivers | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 16, 2022 |
| John Langer | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 16, 2022 |
| Stephen Todd Gentzler | Commonwealth Financial Network national BD | Abound Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Jan 5, 2024 (513 d) |
| Steven Angelo Vessa | Commonwealth Financial Network national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Oct 20, 2022 (71 d) |
| Brandy Clements-Corder | Commonwealth Financial Network national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2022 | Aug 12, 2022 |
| Bryan Jeffrey Kramer | Commonwealth Financial Network national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2022 | Jul 13, 2022 |
| Taylor King | Commonwealth Financial Network national BD | Connecticut Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2022 | Aug 11, 2022 |
| Kevin Dunford | Commonwealth Financial Network national BD | Switchpoint Financial Planning LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2022 | Aug 4, 2022 |