DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tammy L PierceRobert W. Baird & Co. Incorporated otherUBS Financial Services Inc. wirehouseOtherOct 30, 2014Nov 3, 2014
Shawn Joseph BarthRobert W. Baird & Co. Incorporated otherCurian Capital, LLC otherOtherOct 23, 2014Nov 12, 2014
Michael Zachariah GrimesRobert W. Baird & Co. Incorporated otherReinhart Partners, LLC otherOtherOct 14, 2014Oct 16, 2014
Andrew Thomas FlisRobert W. Baird & Co. Incorporated otherWilliam Blair & Company L.L.C. otherOtherOct 14, 2014Oct 15, 2014
Ryan Keith NelsonRobert W. Baird & Co. Incorporated otherRedtree Investment Group no RAUMOtherSep 17, 2014Jul 16, 2014
Jennifer Carey TrowbridgeRobert W. Baird & Co. Incorporated otherRedtree Investment Group no RAUMOtherSep 17, 2014Jul 16, 2014
Eileen Jean StanicRobert W. Baird & Co. Incorporated otherRedtree Investment Group no RAUMOtherSep 17, 2014Sep 12, 2014
Leslie Marie OzmunRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 5, 2014Jan 15, 2015 (132 d)
David J KochRobert W. Baird & Co. Incorporated otherSpc otherOtherAug 22, 2014Aug 18, 2014
Kim Annette Nash-WalkerRobert W. Baird & Co. Incorporated otherAmeriprise Financial Services, LLC national BDOtherAug 8, 2014Aug 20, 2015 (377 d)
Christopher Vail Maxtone-GrahamRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherJul 17, 2014Jul 11, 2014
Stephanie JohnstonRobert W. Baird & Co. Incorporated otherRaymond James Financial Services Advisors, Inc otherOtherJul 11, 2014Sep 3, 2014 (54 d)
Ronald Leslie DunkRobert W. Baird & Co. Incorporated otherSsn Advisory, Inc. otherOtherJul 9, 2014Jul 2, 2014
Larry Michael RubensteinRobert W. Baird & Co. Incorporated otherSsn Advisory, Inc. otherOtherJul 9, 2014Jul 2, 2014
David Jay GoldenbergRobert W. Baird & Co. Incorporated otherFeltl Advisors otherOtherJul 9, 2014Jul 31, 2014
Michelle Lynn GochanourRobert W. Baird & Co. Incorporated otherUBS Financial Services Inc. wirehouseOtherJul 1, 2014Jul 11, 2014
Sean Joseph DooleyRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherJun 6, 2014Apr 21, 2015 (319 d)
Victor Enrique RodriguezRobert W. Baird & Co. Incorporated otherIsthmus Partners, LLC no RAUMOtherJun 5, 2014Jun 26, 2014
David A HackworthyRobert W. Baird & Co. Incorporated otherIsthmus Partners, LLC independent RIAOtherJun 5, 2014Sep 26, 2023 (3400 d)
Joel Carter McneilRobert W. Baird & Co. Incorporated otherIsthmus Partners, LLC no RAUMOtherJun 5, 2014Jun 26, 2014
Frank Joseph GambinoRobert W. Baird & Co. Incorporated otherIsthmus Partners, LLC independent RIAOtherJun 5, 2014Jan 21, 2025 (3883 d)
Peter LisnicRobert W. Baird & Co. Incorporated otherHunter Capital Management independent RIAOtherJun 4, 2014Apr 20, 2021 (2512 d)
Gary Lynn NoordamRobert W. Baird & Co. Incorporated otherRBC Capital Markets, LLC national BDOtherMay 28, 2014May 22, 2014
Jodi Lynn HarrisonRobert W. Baird & Co. Incorporated otherRaymond James & Associates, Inc. national BDOtherMay 7, 2014May 19, 2014
Lesley Parrish ReinhartRobert W. Baird & Co. Incorporated otherRussell Investments otherOtherMar 24, 2014Mar 27, 2014
David Allen TurnerRobert W. Baird & Co. Incorporated otherNfp Advisor Services, LLC otherOtherMar 13, 2014Apr 24, 2014 (42 d)
Lisa Ostigin CowgerRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherFeb 5, 2014Feb 6, 2014
Matthew Michael PalmRobert W. Baird & Co. Incorporated otherUBS Financial Services Inc. wirehouseOtherFeb 5, 2014Mar 5, 2014
Christine Depiante LutzRobert W. Baird & Co. Incorporated otherLPL Financial LLC otherOtherJan 31, 2014Mar 17, 2014 (45 d)
Colleen M BowarRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 29, 2014Feb 5, 2014
Kimberly Christine ChurchRobert W. Baird & Co. Incorporated otherBenjamin F. Edwards & Company, Incorporated BD affiliatedOtherJan 21, 2014May 24, 2019 (1949 d)
Mark Richard SchrederRobert W. Baird & Co. Incorporated otherUBS Financial Services Inc. wirehouseOtherJan 17, 2014Jan 3, 2014
Brian James McgrathRobert W. Baird & Co. Incorporated other1914 Advisors otherOtherDec 18, 2013Dec 17, 2013
David Scott WeinbachRobert W. Baird & Co. Incorporated otherAdvisornet Wealth Partners otherOtherNov 21, 2013Jan 3, 2014 (43 d)
Linda H. SuraciRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherNov 6, 2013Dec 20, 2013 (44 d)
Dale Williams WhitmerRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherNov 6, 2013Jan 31, 2014 (86 d)
Adam Joseph GouldRobert W. Baird & Co. Incorporated otherDogpatch Wealth state registeredOtherNov 6, 2013Jan 1, 2026 (4439 d)
Christopher BrewsterRobert W. Baird & Co. Incorporated otherCommonwealth Financial Network national BDOtherOct 18, 2013May 18, 2023 (3499 d)
Kathleen Anne BreenRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherSep 18, 2013Sep 23, 2013
Paul Alan HancockRobert W. Baird & Co. Incorporated otherGenesis Wealth Planning, LLC state registeredOtherSep 11, 2013Feb 13, 2014 (155 d)
Stephanie ZavosRobert W. Baird & Co. Incorporated otherStrategic Advisers LLC national BDOtherSep 6, 2013Jun 27, 2014 (294 d)
R Christie SiddowayRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherAug 26, 2013Jun 10, 2014 (288 d)
Shane David PhillipsRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 22, 2013Dec 6, 2013 (106 d)
Joshua Aaron WeilandRobert W. Baird & Co. Incorporated otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 21, 2013Aug 19, 2013
William Haslett SewellRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherAug 6, 2013Aug 1, 2013
William John SutherlandRobert W. Baird & Co. Incorporated otherMML Investors Services, LLC otherOtherJul 15, 2013Jul 12, 2013
Betty Jane Wellhoefer HillRobert W. Baird & Co. Incorporated otherLPL Financial LLC otherOtherJun 5, 2013May 30, 2013
Patricia Michelle VegaRobert W. Baird & Co. Incorporated otherFeltl Advisors otherOtherJun 5, 2013Jan 21, 2015 (595 d)
Luke Henry HallidayRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherJun 5, 2013Jul 10, 2013 (35 d)
Summer Mckenzie LemmonRobert W. Baird & Co. Incorporated otherCharles Schwab & Co., Inc. national BDOtherMay 16, 2013Jun 11, 2013
Robert Alan LucasRobert W. Baird & Co. Incorporated otherStifel, Nicolaus & Company, Incorporated national BDOtherApr 26, 2013Apr 24, 2013
Gary Alan CarpenterRobert W. Baird & Co. Incorporated otherPnc Wealth Management otherOtherApr 23, 2013May 6, 2013
Michael Dean WagnerRobert W. Baird & Co. Incorporated otherRaymond James & Associates, Inc. national BDOtherApr 22, 2013Apr 19, 2013
Russell Patrick HuebschleRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherApr 1, 2013Mar 18, 2013
Cynthia Elaine TouchtonRobert W. Baird & Co. Incorporated otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 26, 2013Mar 22, 2013
Russell Gerard NielandRobert W. Baird & Co. Incorporated otherPrivate Advisor Group, LLC otherOtherMar 12, 2013Mar 1, 2013
Kandace Lynette GordyRobert W. Baird & Co. Incorporated otherPrivate Advisor Group, LLC otherOtherMar 12, 2013Mar 1, 2013
Brian Michael WalshRobert W. Baird & Co. Incorporated otherAdvice And Planning Services otherOtherMar 7, 2013Jan 27, 2015 (691 d)
Gerard John KellyRobert W. Baird & Co. Incorporated otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 6, 2013Mar 1, 2013
Jonathan MeinholzRobert W. Baird & Co. Incorporated otherCliftonlarsonallen Wealth Advisors, LLC otherOtherFeb 27, 2013Mar 19, 2013
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799 moves match.