| Christopher Scott Mcneil | Waddell & Reed other | LPL Financial LLC other | Other | Feb 21, 2012 | Feb 8, 2012 |
| Jimmy Ray Turner | Waddell & Reed other | Fortune Financial Advisors, LLC other | Other | Feb 17, 2012 | May 9, 2012 (82 d) |
| John Rohrs | Waddell & Reed other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Feb 17, 2012 | Feb 5, 2014 (719 d) |
| Conor Francis Delaney | Waddell & Reed other | Private Advisor Group, LLC other | Other | Feb 15, 2012 | Feb 7, 2012 |
| Jared Dennis Deboer | Waddell & Reed other | Principal Securities, Inc. other | Other | Feb 10, 2012 | Apr 3, 2012 (53 d) |
| David Christopher Edelman | Waddell & Reed other | Cetera Investment Advisers LLC BD affiliated | Other | Feb 10, 2012 | Jun 29, 2023 (4157 d) |
| Richard Lowell Bateman | Waddell & Reed other | Next Financial Group, Inc. BD affiliated | Other | Feb 10, 2012 | Jul 20, 2020 (3083 d) |
| Robert Hamilton Ellsworth | Waddell & Reed other | New England Securities Corporation other | Other | Feb 9, 2012 | Aug 19, 2013 (557 d) |
| Lisa Dionne Ford | Waddell & Reed other | Great Nation Investment Corporation unclassified | Other | Feb 9, 2012 | Feb 22, 2012 |
| Jimmy J Suh | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 3, 2012 | Feb 22, 2012 |
| Bailey Lynn Bynum | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Jan 31, 2012 | Feb 8, 2012 |
| Brian C. Mccullough | Waddell & Reed other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Jan 26, 2012 | Aug 18, 2021 (3492 d) |
| Leslie Karen Chatty | Waddell & Reed other | Vanguard Advisers, Inc. other | Other | Jan 25, 2012 | Oct 4, 2016 (1714 d) |
| Lori Delynn Russell | Waddell & Reed other | Morgan Stanley wirehouse | Other | Jan 24, 2012 | Aug 3, 2012 (192 d) |
| Erick Scott Conway | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Jan 19, 2012 | Jan 13, 2012 |
| Victoria Shen | Waddell & Reed other | Morgan Stanley wirehouse | Other | Jan 13, 2012 | Mar 12, 2012 (59 d) |
| Ronn Stephen Christensen | Waddell & Reed other | North Pointe Financial Advisors, Inc state registered | Other | Jan 9, 2012 | Apr 19, 2012 (101 d) |
| Charles Edward Forrest | Waddell & Reed other | Allstate Financial Advisors, LLC no RAUM | Other | Dec 31, 2011 | Aug 28, 2012 (241 d) |
| Kimberly Ann Hogue | Waddell & Reed other | New Life Financial LLC unclassified | Other | Dec 31, 2011 | Jan 30, 2013 (396 d) |
| Ami Vastupal Shah | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 31, 2011 | Apr 4, 2019 (2651 d) |
| Robert Banish | Waddell & Reed other | First Citizens Asset Management, Inc other | Other | Dec 22, 2011 | Dec 20, 2011 |
| Tyler Andrew Morris | Waddell & Reed other | Personal Capital Advisors Corporation other | Other | Dec 21, 2011 | Feb 25, 2014 (797 d) |
| Troy Wayne Bender | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Dec 20, 2011 | Dec 12, 2011 |
| James Russell Wright | Waddell & Reed other | Hufford Advisors, LLC other | Other | Dec 20, 2011 | Jan 13, 2012 |
| Krista Scott | Waddell & Reed other | Pnc Wealth Management other | Other | Dec 20, 2011 | Dec 21, 2011 |
| Carol Ann Bowe | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 13, 2011 | Feb 15, 2012 (64 d) |
| Adam Frank Cmejla | Waddell & Reed other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 13, 2011 | Dec 1, 2011 |
| Earl Julius Johnson | Waddell & Reed other | Evergreen Capital Management Inc state registered | Other | Dec 8, 2011 | Jan 25, 2012 (48 d) |
| Paul Joseph Jacobs | Waddell & Reed other | Veritrust Financial, LLC other | Other | Dec 7, 2011 | Dec 9, 2011 |
| Rey Deborja | Waddell & Reed other | Ameritas Advisory Services other | Other | Dec 6, 2011 | Sep 16, 2013 (650 d) |
| Christopher Micheal Abbott | Waddell & Reed other | 1035 Capital Management LLC state registered | Other | Dec 6, 2011 | Jan 21, 2020 (2968 d) |
| Roger Howard Weller | Waddell & Reed other | Jr Snell Capital Management, LLC state registered | Other | Dec 1, 2011 | Apr 1, 2015 (1217 d) |
| Tierney Jolyn Gorham | Waddell & Reed other | Drawbridge Capital independent RIA | Other | Nov 28, 2011 | Mar 14, 2022 (3759 d) |
| Charles Richard Leapley | Waddell & Reed other | Fsc Securities Corporation other | Other | Nov 22, 2011 | Nov 29, 2011 |
| Brian John Kage | Waddell & Reed other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 22, 2011 | May 22, 2024 (4565 d) |
| Edward Benjamin Harris | Waddell & Reed other | J.P. Morgan Securities LLC wirehouse | Other | Nov 15, 2011 | Nov 9, 2012 (360 d) |
| Miguel Rodriguez | Waddell & Reed other | Chase Investment Services Corp. other | Other | Nov 14, 2011 | Nov 28, 2011 |
| Elizabeth Pilar Rogers | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 11, 2011 | Dec 21, 2011 (40 d) |
| Robert Joseph Diaz | Waddell & Reed other | Edward Jones national BD | Other | Nov 10, 2011 | Nov 7, 2011 |
| Judith Wallace | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 10, 2011 | Nov 18, 2011 |
| Christopher Douglas Risher | Waddell & Reed other | Private Client Services, LLC other | Other | Nov 9, 2011 | Jul 18, 2012 (252 d) |
| David Maxwell | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Nov 7, 2011 | Jun 7, 2012 (213 d) |
| Daniel Aaron Doan | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Nov 7, 2011 | Sep 1, 2017 (2125 d) |
| Caroline Elaine Beuning | Waddell & Reed other | Cri Securities, LLC BD affiliated | Other | Nov 4, 2011 | May 31, 2018 (2400 d) |
| Jason Lee Cale | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Oct 25, 2011 | Jul 12, 2012 (261 d) |
| Robert R Baker | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 21, 2011 | Oct 13, 2011 |
| Nicholas Allen Kaplenski | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 21, 2011 | Nov 4, 2011 |
| Gregory J. Szelung | Waddell & Reed other | L.M. Kohn & Company independent RIA | Other | Oct 14, 2011 | Jul 15, 2021 (3562 d) |
| Venansia Ekawati Tuineag | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 12, 2011 | Mar 15, 2012 (155 d) |
| David Joseph Goldstone | Waddell & Reed other | First National Capital Markets, Inc. other | Other | Oct 12, 2011 | Sep 23, 2013 (712 d) |
| Aleksandr Slyusarev | Waddell & Reed other | Edward Jones national BD | Other | Oct 11, 2011 | Nov 7, 2011 |
| Marc Edward Bowman | Waddell & Reed other | LPL Financial LLC other | Other | Oct 6, 2011 | Sep 26, 2011 |
| Steven Jay Silver | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | Oct 3, 2011 | Feb 6, 2012 (126 d) |
| Matthew Scott Mohnsen | Waddell & Reed other | First National Capital Markets, Inc. other | Other | Oct 3, 2011 | Nov 1, 2011 |
| Matthew Michael Melendez | Waddell & Reed other | Oneamerica Securities, Inc. other | Other | Sep 27, 2011 | Nov 3, 2011 (37 d) |
| Richard C Lopresti | Waddell & Reed other | Bakeravenue other | Other | Sep 21, 2011 | May 15, 2013 (602 d) |
| Matthew Blair Burk | Waddell & Reed other | Sii Investments, Inc. other | Other | Sep 16, 2011 | Apr 10, 2013 (572 d) |
| James Erling Shafer | Waddell & Reed other | Momentum Independent Network Inc. other | Other | Sep 12, 2011 | Sep 2, 2011 |
| Michael Ryan Hughes | Waddell & Reed other | Edward Jones national BD | Other | Sep 7, 2011 | Jun 15, 2012 (282 d) |
| Timothy R Wagenknecht | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 7, 2011 | Aug 26, 2011 |