DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexandria Zendell Pon | LPL Enterprise, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Mar 24, 2026 |
| Lydia Teeple | LPL Enterprise, LLC BD affiliated | Uhy Wealth Management Ria LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Mar 16, 2026 |
| Kenneth E O'Connor | LPL Enterprise, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 2, 2026 |
| Christopher Andrew Maniscalco | LPL Enterprise, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Jul 8, 2026 (97 d) |
| Melody Nekourouh | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2026 | May 21, 2026 (49 d) |
| Felicity Di Pisa | LPL Enterprise, LLC BD affiliated | Uhy Wealth Management Ria LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Apr 20, 2026 |
| Amal Hagisufi | LPL Enterprise, LLC BD affiliated | Uhy Wealth Management Ria LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Apr 20, 2026 |
| Maryam Kayvani | LPL Enterprise, LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Jul 8, 2026 (98 d) |
| Orlando Orengo | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Mar 27, 2026 |
| Shaun Edusada | LPL Enterprise, LLC BD affiliated | Uhy Wealth Management Ria LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Apr 20, 2026 |
| Andis Madani | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2026 | Apr 1, 2026 |
| Rachel F Lilley | LPL Enterprise, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | May 13, 2026 (43 d) |
| Michael Joseph Gibbons | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 16, 2026 |
| Darryl Jerome Fyall | LPL Enterprise, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Mar 21, 2026 |
| Mahmoud Abdelrahman | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 25, 2026 | May 19, 2026 (55 d) |
| Andrew Thomas Simpson | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | Mar 20, 2026 |
| Shawn Clay Riley | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2026 | Mar 12, 2026 |
| Brandon Joseph Leboon | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Mar 13, 2026 |
| Gavin Faulkner | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2026 | Mar 9, 2026 |
| Mohammad Zeeshan | LPL Enterprise, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Apr 16, 2026 |
| Colton Campbell | LPL Enterprise, LLC BD affiliated | Beam Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Mar 4, 2026 |
| Ryan Walker Martin | LPL Enterprise, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 19, 2026 |
| Derek Scott Mccready | LPL Enterprise, LLC BD affiliated | The Oak Ridge Financial Services Group, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | Mar 2, 2026 |
| Jorge Alberto Diaz-Galarza | LPL Enterprise, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 6, 2026 |
| Joshua Rodriguez | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2026 | Aug 7, 2026 (154 d) |
| Benjamin Littlefield | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 2, 2026 |
| Patrick Daniel Conroy | LPL Enterprise, LLC BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Mar 5, 2026 |
| Karuna Tejpaul | LPL Enterprise, LLC BD affiliated | First Foundation Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Feb 26, 2026 |
| Alexander C Bridges | LPL Enterprise, LLC BD affiliated | Tiverton Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 2, 2026 | Feb 19, 2026 |
| Matthew James Debianchi | LPL Enterprise, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 12, 2026 |
| Andrea Kenner | LPL Enterprise, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 6, 2026 |
| Salvatore Michael Fortunato | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2026 | Apr 17, 2026 (46 d) |
| Benjamin Oles | LPL Enterprise, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 2, 2026 | Aug 3, 2026 (154 d) |
| Charles David Roberts | LPL Enterprise, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | Feb 20, 2026 |
| Justin Peterkin | LPL Enterprise, LLC BD affiliated | Commerce Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | May 5, 2026 (67 d) |
| Chandler Cornelius Edwards | LPL Enterprise, LLC BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Aug 31, 2026 (185 d) |
| Kevin Blake Plain | LPL Enterprise, LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Feb 23, 2026 |
| Jonathan William Kelly | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2026 | Mar 6, 2026 |
| Andrew Kamees | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 20, 2026 | Feb 26, 2026 |
| Edward Lamont Thomas | LPL Enterprise, LLC BD affiliated | Onitus Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2026 | Mar 4, 2026 |
| Peter Mars | LPL Enterprise, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Mar 23, 2026 (32 d) |
| Zion Diamond Chaflawee | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 17, 2026 |
| Jesse Rathier | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 9, 2026 |
| Nicholas Alexander Matt | LPL Enterprise, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Jul 7, 2026 (138 d) |
| Clyde Woodrow Wint | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2026 | Feb 6, 2026 |
| Tyler St. Clair Ayres | LPL Enterprise, LLC BD affiliated | Kld Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 18, 2026 | Mar 10, 2026 |
| Madeline Rae Fauss | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2026 | Feb 19, 2026 |
| Brian Patrick Twohig | LPL Enterprise, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | May 12, 2026 (88 d) |
| Anita Suzanne Pring | LPL Enterprise, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Jun 22, 2026 (129 d) |
| Mark Matthew Martiak | LPL Enterprise, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Feb 14, 2026 |
| Theodore Katelas | LPL Enterprise, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Jun 24, 2026 (131 d) |
| Rusty Ullery | LPL Enterprise, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2026 | Feb 2, 2026 |
| Jeanette Galoumian | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2026 | Feb 11, 2026 |
| Danielle Armstrong | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2026 | Feb 2, 2026 |
| Darrius Davis | LPL Enterprise, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Feb 2, 2026 |
| Cole Ronald Mcilroy | LPL Enterprise, LLC BD affiliated | Madison Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2026 | Feb 3, 2026 |
| Elias Mendoza | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Jan 27, 2026 |
| Sung P Kim | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2026 | Apr 23, 2026 (78 d) |
| Eli Durgham | LPL Enterprise, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 22, 2026 |
| Joseph Hamoui | LPL Enterprise, LLC BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2026 | Jan 16, 2026 |
543 moves match.