DFX Intelligence
Advisor moves
Departures from LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle J Funkhouser | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jul 21, 2025 |
| Jacob Stout | LPL Enterprise, LLC BD affiliated | First Trust Advisors LP asset manager | Other | Jun 17, 2025 | May 16, 2025 |
| Nathaniel Forrest Liebe | LPL Enterprise, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jun 13, 2025 |
| Carlos Emanuel Del Rio-Madero | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2025 | Jun 10, 2025 |
| Julian Anthony Morrison | LPL Enterprise, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jun 17, 2025 |
| Christian Gotzman | LPL Enterprise, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jul 1, 2025 |
| Ethan Smith | LPL Enterprise, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jul 3, 2025 |
| Justin D Bastian | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2025 | Feb 17, 2026 (250 d) |
| Jonathan Dicent | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2025 | Sep 17, 2025 (100 d) |
| Christian Edwards-Saliu | LPL Enterprise, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jul 8, 2025 |
| Corbin Holder | LPL Enterprise, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Aug 28, 2025 (80 d) |
| Christopher Marcum | LPL Enterprise, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 27, 2025 |
| Thomas John Mcdonald | LPL Enterprise, LLC BD affiliated | Sandy Morris Financial & Estate Planning Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2025 | Oct 28, 2025 (144 d) |
| Gregory Blaine Vanmeter | LPL Enterprise, LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Jun 5, 2025 | Jun 20, 2025 |
| Sarah Rose Zawistowski | LPL Enterprise, LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Jun 5, 2025 | Jun 26, 2025 |
| Jennifer M Dixon | LPL Enterprise, LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Jun 5, 2025 | Jun 24, 2025 |
| Jeffrey John Sugiyama | LPL Enterprise, LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Jun 5, 2025 | Jul 2, 2025 |
| Erik Ramnauth | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | May 6, 2025 |
| Brent A Pinkerton | LPL Enterprise, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | May 21, 2025 |
| Nathaniel Jan Collier | LPL Enterprise, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jul 3, 2025 (31 d) |
| Jacob Lloyd Miller | LPL Enterprise, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jul 9, 2025 (37 d) |
| Michael Bobilya | LPL Enterprise, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | May 22, 2025 |
| Cameron Tomassone | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2025 | May 29, 2025 |
| Cesar A. Cortes | LPL Enterprise, LLC BD affiliated | Sumus Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 28, 2025 | May 15, 2026 (352 d) |
| Kathryn Bierschwale | LPL Enterprise, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 19, 2025 |
| Matthew Lott | LPL Enterprise, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 19, 2025 |
| Josh Bruce | LPL Enterprise, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 22, 2025 | Jun 8, 2025 |
| Andrew Jacob Schmidt | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | May 9, 2025 |
| Nicholas Antony Caradonna | LPL Enterprise, LLC BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2025 | Oct 31, 2025 (164 d) |
| Jared Scott Crawford | LPL Enterprise, LLC BD affiliated | Rigden Capital Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | May 19, 2025 |
| Tanner J Hamilton | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2025 | Jun 16, 2025 |
| Emmett Derome | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | May 22, 2025 |
| Patrick Wade Sheridan | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Aug 1, 2025 (74 d) |
| David Michael Horine | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | May 2, 2025 |
| Kevin Ozbay | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2025 | May 21, 2025 |
| Cory Andrew Gelvin | LPL Enterprise, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | May 19, 2025 |
| John Wilder Spears | LPL Enterprise, LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | May 21, 2025 |
| Michael Armin Towhidi | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 9, 2025 | Feb 2, 2026 (269 d) |
| Xinyu Feng | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2025 | Jun 2, 2025 |
| Matthew Rosenberger | LPL Enterprise, LLC BD affiliated | Redhawk Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2025 | May 6, 2025 |
| Gayle Lynn Good | LPL Enterprise, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | May 19, 2025 |
| Scott Loney | LPL Enterprise, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | May 7, 2025 |
| Chui Shan Rosetta Li | LPL Enterprise, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 20, 2025 |
| Wesley Lenart | LPL Enterprise, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 12, 2025 |
| Robert Melle | LPL Enterprise, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | May 2, 2025 |
| Alice Desdemona Rha | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Apr 30, 2025 |
| Michael Anthony Cappiello | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 21, 2025 |
| Alexandre F Gomes | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2025 | Apr 16, 2025 |
| Shown Kumar | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2025 | Apr 4, 2025 |
| Janet Louise Morris | LPL Enterprise, LLC BD affiliated | Wesbanco Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | May 2, 2025 |
| Lesego Mzwinila | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Apr 25, 2025 | May 8, 2025 |
| Lauren Jean Mcnally O'Connell | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 4, 2025 |
| David Yurman | LPL Enterprise, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2025 | Dec 12, 2025 (232 d) |
| Justin Eric Green | LPL Enterprise, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 24, 2025 | May 31, 2025 (37 d) |
| Joshua Anthony Edwards | LPL Enterprise, LLC BD affiliated | Intrua Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2025 | Jul 31, 2025 (98 d) |
| Clifford Kangsuk Kim | LPL Enterprise, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Jun 26, 2026 (429 d) |
| Anthony Arya Daneshyar | LPL Enterprise, LLC BD affiliated | Measured Path Capital, LLC. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 21, 2025 | Mar 26, 2026 (339 d) |
| Christopher Michael Sheeler | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 14, 2025 |
| Anton Panov | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2025 | Apr 14, 2025 |
| George Stephen Epitropakis | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2025 | Apr 10, 2025 |
545 moves match.