DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wintrust Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly K Hacker | Wintrust Investments mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 28, 2025 | Feb 14, 2025 |
| Brian Grant Craig | Wintrust Investments mixed wealth | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 18, 2024 | Dec 13, 2024 |
| James John Rapp | Wintrust Investments mixed wealth | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Jan 17, 2025 (37 d) |
| Justin Michael Klestinski | Wintrust Investments mixed wealth | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Jan 10, 2025 |
| June Kathleen Dinardo | Wintrust Investments mixed wealth | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Dec 9, 2024 |
| Alexander R. Marmitt | Wintrust Investments mixed wealth | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Dec 2, 2024 |
| Juan Miguel Del Cid Pineda | Wintrust Investments mixed wealth | Wells Fargo Advisors wirehouse | RIA to wirehouse | Dec 9, 2024 | Dec 17, 2024 |
| Kevin M Sullivan | Wintrust Investments mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2024 | Oct 28, 2024 |
| Kyle John Sheets | Wintrust Investments mixed wealth | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2024 | Sep 23, 2024 |
| Jeffrey William Wangard | Wintrust Investments mixed wealth | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 19, 2024 | Sep 17, 2024 |
| Jean Theresa Wangard | Wintrust Investments mixed wealth | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 19, 2024 | Sep 18, 2024 |
| Jonathan Eugene Patterson | Wintrust Investments mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2024 | May 14, 2024 |
| Daniel Joseph Peluse | Wintrust Investments mixed wealth | Onedigital institutional | Other | May 2, 2024 | Apr 16, 2024 |
| Emily Maureen Everett | Wintrust Investments mixed wealth | Onedigital institutional | Other | May 2, 2024 | May 17, 2024 |
| Justin Levonyak | Wintrust Investments mixed wealth | Onedigital institutional | Other | May 2, 2024 | Apr 11, 2024 |
| Patty Battista Delmedico | Wintrust Investments mixed wealth | Onedigital institutional | Other | May 2, 2024 | May 14, 2024 |
| Peter Gerard Koleske | Wintrust Investments mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Jun 11, 2025 (528 d) |
| Stefan Cefali | Wintrust Investments mixed wealth | First Trust Advisors LP asset manager | Other | Oct 10, 2023 | Oct 12, 2023 |
| Jean Paul Lacour | Wintrust Investments mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 7, 2023 | Jun 2, 2023 |
| James Ballor | Wintrust Investments mixed wealth | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | May 3, 2023 | May 18, 2023 |
| Allen Michael White | Wintrust Investments mixed wealth | Equity Investment Corp independent RIA | RIA to RIA | Dec 12, 2022 | Jan 3, 2023 |
| Louis Michael Ressler | Wintrust Investments mixed wealth | Fiducient Advisors LLC mixed wealth | RIA to RIA | Nov 30, 2022 | Jan 17, 2023 (48 d) |
| Philip Scott Park | Wintrust Investments mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 14, 2022 | Sep 14, 2022 |
| Aimee E Morrin | Wintrust Investments mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 14, 2022 | Sep 14, 2022 |
| Phillip Livio Faso | Wintrust Investments mixed wealth | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2022 | May 16, 2022 |
| Lorraine Geraldine Hutchinson | Wintrust Investments mixed wealth | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2022 | Jan 14, 2022 |
| Kelly Marie Manchac | Wintrust Investments mixed wealth | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2022 | Jan 14, 2022 |
| Michael Thomas Miller | Wintrust Investments mixed wealth | Brookstone Capital Management LLC independent RIA | RIA to RIA | Jul 15, 2021 | Jul 20, 2021 |
| Todd Alan Bessey | Wintrust Investments mixed wealth | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 20, 2021 | Apr 16, 2021 |
| Sharon Marie Santopadre | Wintrust Investments mixed wealth | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 20, 2021 | Apr 27, 2021 |
| Chloe Lauha Ott | Wintrust Investments mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Sep 11, 2020 | Sep 4, 2020 |
| Adria Lee Schmidtke | Wintrust Investments mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Nov 11, 2019 | Nov 15, 2019 |
| Shaun Alzate | Wintrust Investments mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Dec 18, 2018 | Jan 4, 2019 |
| Mark John Stofan | Wintrust Investments mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Sep 28, 2018 | Sep 28, 2018 |
| Carroll Jean Klotz | Wintrust Investments mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Sep 28, 2018 | Sep 28, 2018 |
| Marie Susan Knorr | Wintrust Investments mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Sep 28, 2018 | Sep 28, 2018 |
| John Dewald | Wintrust Investments mixed wealth | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 24, 2018 | Sep 19, 2018 |
| Bruce Arnold Sturgeon | Wintrust Investments mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 27, 2018 | Apr 27, 2018 |
| Fred D Hancock | Wintrust Investments mixed wealth | Wells Fargo Advisors wirehouse | RIA to wirehouse | Apr 20, 2018 | Jul 27, 2026 (3020 d) |
| Tate Thomas Jones | Wintrust Investments mixed wealth | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2018 | Apr 20, 2018 |
| Grove Newhard Mower | Wintrust Investments other | Hightower Advisors, LLC BD affiliated | Other | Mar 13, 2018 | Feb 16, 2018 |
| Ryan Jeffrey Ross | Wintrust Investments other | Hightower Advisors, LLC BD affiliated | Other | Mar 13, 2018 | Feb 16, 2018 |
| Michael David Kordas | Wintrust Investments other | Ssn Advisory, Inc. BD affiliated | Other | Feb 15, 2018 | Feb 16, 2018 |
| Ann Marie Rowan | Wintrust Investments other | Edward Jones national BD | Other | Nov 27, 2017 | Dec 7, 2017 |
| David Eric Zaycek | Wintrust Investments other | Strategic Advisers LLC national BD | Other | Nov 24, 2017 | Dec 19, 2017 |
| Kenneth Edward Cady | Wintrust Investments other | Lion Street Advisors, LLC other | Other | Aug 7, 2017 | Aug 7, 2017 |
| Ryan Robert Alvarez | Wintrust Investments other | Lion Street Advisors, LLC other | Other | Aug 4, 2017 | Aug 22, 2017 |
| Jerry Roy Yockey | Wintrust Investments other | Black Watch Investment Managers, L.L.P. unclassified | Other | May 1, 2017 | Jul 10, 2006 |
| Jeannette Ann Adcock | Wintrust Investments other | Sanctuary Advisors, LLC other | Other | Apr 21, 2017 | May 26, 2017 (35 d) |
| Ashley Elizabeth Schott | Wintrust Investments other | Robin Capital Group LLC state registered | Other | Mar 10, 2017 | May 12, 2026 (3350 d) |
| Vincent Rico Cione | Wintrust Investments other | T2 Asset Management, LLC independent RIA | Other | Jan 19, 2017 | Jan 6, 2017 |
| Kevin Matthew Zawodniak | Wintrust Investments other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Nov 10, 2016 | Dec 16, 2016 (36 d) |
| Ryan Richard Ruffcorn | Wintrust Investments other | Nations Financial Group, Inc. other | Other | Oct 11, 2016 | Oct 11, 2016 |
| Kyle David Winter | Wintrust Investments other | Nations Financial Group, Inc. other | Other | Oct 11, 2016 | Oct 11, 2016 |
| William Ralph Fleming | Wintrust Investments other | Investment Advisors Corp other | Other | Aug 31, 2016 | Sep 2, 2016 |
| Joshua M Kopec | Wintrust Investments other | Global Retirement Partners LLC other | Other | Aug 31, 2016 | Sep 24, 2016 |
| Paul Desmond Landers | Wintrust Investments other | LPL Financial LLC other | Other | Jun 3, 2016 | Jul 29, 2016 (56 d) |
| Michael C Brennan | Wintrust Investments other | John D. Dovich & Associates, LLC other | Other | May 20, 2016 | Jun 27, 2016 (38 d) |
| Patrick Charles Rule | Wintrust Investments other | William Blair & Company L.L.C. other | Other | Mar 24, 2016 | Apr 4, 2016 |
| Christopher Daniels | Wintrust Investments other | LPL Financial LLC other | Other | Jun 15, 2015 | Jun 16, 2015 |
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84 moves match.