Advisor moves

Arrivals at Vanguard Advisers, Inc.

1,050 moves
AdvisorFromToTypeLeftRegistered
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 30, 2021Oct 1, 2021 (32 d)
Garth Farrell StefanT. Rowe Price Advisory Services, Inc. independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2021Sep 13, 2021
Heath DowellTd Ameritrade Investment Management, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 28, 2021Sep 15, 2021
Robert WilliamsValic Financial Advisors, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 27, 2021Sep 24, 2021
Derik James SemettiMML Investors Services, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2021Oct 1, 2021 (39 d)
George MorakisFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 17, 2021Aug 20, 2021
Rong XueMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 17, 2021Sep 17, 2021 (31 d)
Jakob Joseph NinesOsaic Fa, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2021Aug 20, 2021
Jennifer HolmesWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 6, 2021Mar 3, 2022 (209 d)
Thomas Boyd DohogneEquitable Advisors, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2021Aug 30, 2021
Erik Blaine TarpleyE*Trade Capital Management, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2021Sep 9, 2021 (35 d)
Steven Erik TrevorCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2021Sep 9, 2021 (37 d)
Christopher Thomas BatastiniPruco Securities, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 30, 2021Aug 6, 2021
Nicholas DuepnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 30, 2021Sep 13, 2021 (45 d)
Alexis M ZacharyCetera Advisor Networks LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 29, 2021Aug 16, 2021
Collin Robert DeysherSecurian Financial Services, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 29, 2021Feb 3, 2022 (189 d)
Justin Chiemezie NnabuifeAmeriprise Financial Services, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2021Sep 16, 2021 (52 d)
Tyler Albert CatonPennsylvania Advisory Services, Inc. state registeredVanguard Advisers, Inc. BD affiliatedOtherJul 23, 2021Feb 6, 2025 (1294 d)
Jorge Cisneros RodriguezCitizens Securities, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 22, 2021Aug 11, 2021
Nicolas Edward LattanzioEdward Jones national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2021Sep 13, 2021 (55 d)
Michael TeedFidelity Personal And Workplace Advisors BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2021Jan 14, 2022 (189 d)
Gregory Thomas HansenUsaa Investment Services Company no RAUMVanguard Advisers, Inc. BD affiliatedOtherJul 9, 2021Oct 20, 2021 (103 d)
Kyle OstingPruco Securities, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2021Aug 17, 2021 (40 d)
Charles James HoffeckerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 1, 2021Aug 18, 2021 (48 d)
Kyle David BradleyFidelity Personal And Workplace Advisors BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 1, 2021Dec 21, 2021 (173 d)
Mary Ann PervisCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2021Sep 15, 2021 (77 d)
Arlene Nicole Lewis-LeaderAlight Financial Advisors, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 29, 2021Feb 26, 2026 (1703 d)
Garrett G. GilletteCuna Brokerage Services, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 28, 2021Aug 24, 2021 (57 d)
Brandon Barry RossWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 25, 2021Aug 3, 2021 (39 d)
Taylor ThompsonCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2021Aug 20, 2021 (59 d)
Chandler Michael HerlAmeriprise Financial Services, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 21, 2021Aug 24, 2021 (64 d)
Flint O ChandlerValic Financial Advisors, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 18, 2021Aug 23, 2021 (66 d)
Kevin SmithFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2021Jul 1, 2021
Catherine Marie ClarkPrimerica Advisors national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2021Jul 26, 2021 (41 d)
Justin Charles VivianoTruist Advisory Services, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2021Jun 3, 2022 (353 d)
Jason PayneMorgan Stanley wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 15, 2021Oct 11, 2021 (118 d)
Damah RankinHightower Advisors, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2021Oct 21, 2021 (132 d)
Raymond Craig SchenkWealth Enhancement Advisory Services, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2021Jun 9, 2021
Tyler Kaleiiokalani ForsytheWise Planning, Inc. independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2021Jul 21, 2021 (42 d)
Nathan Paul MerrillEdelman Financial Engines mixed wealthVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2021Jul 22, 2026 (1869 d)
Robert Gerald CreamerWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 8, 2021Sep 1, 2021 (85 d)
Comischell Lee Bradley-RodriguezCuso Financial Services, L.P. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2021Aug 26, 2021 (83 d)
Alberto MirandaPnc Managed Account Solutions, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 2, 2021Jan 4, 2022 (216 d)
Sara Jean ZuckermanFidelity Personal And Workplace Advisors BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2021Aug 19, 2021 (79 d)
Craig Jahncke McgrathIndependent Financial Group, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 28, 2021Sep 17, 2021 (112 d)
Douglas Edward KramerMML Investors Services, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 28, 2021Aug 12, 2021 (76 d)
Travis William PoulosCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 27, 2021Jul 30, 2021 (64 d)
Mateusz Jan AtlasikAmeriprise Financial Services, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2021Jul 19, 2021 (56 d)
Joshua David PearsonCommonwealth Financial Network national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2021Apr 5, 2022 (319 d)
Eli David Paul CohenFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 17, 2021Dec 9, 2021 (206 d)
Kevin Eric BelskieCitizens Securities, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2021Jul 22, 2021 (72 d)
Andrew Clayton RoushEquitable Advisors, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2021May 17, 2021
Hunter Lee JamisonPark Avenue Securities LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2021Apr 19, 2023 (715 d)
Scott Andrew SassanoPruco Securities, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 3, 2021May 27, 2021
Colin Michael SullivanPruco Securities, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 28, 2021May 6, 2021
Jason Michael GreggTd Ameritrade, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherApr 20, 2021Aug 14, 2026 (1942 d)
Brian John HorvathWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 14, 2021Aug 27, 2025 (1596 d)
Carolyn Douthit WeaverAventus Investment Advisors, Inc. independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Jul 13, 2021 (91 d)
Jude CookeBny Mellon Advisors, Inc. independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 6, 2021Apr 6, 2021
Samuel Jerome OttoEdward Jones national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2021Jul 7, 2021 (93 d)
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