DFX Intelligence
Advisor moves
Arrivals at Vanguard Advisers, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,050 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Farouk | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 30, 2021 | Oct 1, 2021 (32 d) |
| Garth Farrell Stefan | T. Rowe Price Advisory Services, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 30, 2021 | Sep 13, 2021 |
| Heath Dowell | Td Ameritrade Investment Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2021 | Sep 15, 2021 |
| Robert Williams | Valic Financial Advisors, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Sep 24, 2021 |
| Derik James Semetti | MML Investors Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Oct 1, 2021 (39 d) |
| George Morakis | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 17, 2021 | Aug 20, 2021 |
| Rong Xue | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2021 | Sep 17, 2021 (31 d) |
| Jakob Joseph Nines | Osaic Fa, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Aug 20, 2021 |
| Jennifer Holmes | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2021 | Mar 3, 2022 (209 d) |
| Thomas Boyd Dohogne | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 30, 2021 |
| Erik Blaine Tarpley | E*Trade Capital Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2021 | Sep 9, 2021 (35 d) |
| Steven Erik Trevor | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Sep 9, 2021 (37 d) |
| Christopher Thomas Batastini | Pruco Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Aug 6, 2021 |
| Nicholas Duepner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 30, 2021 | Sep 13, 2021 (45 d) |
| Alexis M Zachary | Cetera Advisor Networks LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Aug 16, 2021 |
| Collin Robert Deysher | Securian Financial Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Feb 3, 2022 (189 d) |
| Justin Chiemezie Nnabuife | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Sep 16, 2021 (52 d) |
| Tyler Albert Caton | Pennsylvania Advisory Services, Inc. state registered | Vanguard Advisers, Inc. BD affiliated | Other | Jul 23, 2021 | Feb 6, 2025 (1294 d) |
| Jorge Cisneros Rodriguez | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Aug 11, 2021 |
| Nicolas Edward Lattanzio | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2021 | Sep 13, 2021 (55 d) |
| Michael Teed | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Jan 14, 2022 (189 d) |
| Gregory Thomas Hansen | Usaa Investment Services Company no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jul 9, 2021 | Oct 20, 2021 (103 d) |
| Kyle Osting | Pruco Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2021 | Aug 17, 2021 (40 d) |
| Charles James Hoffecker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2021 | Aug 18, 2021 (48 d) |
| Kyle David Bradley | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Dec 21, 2021 (173 d) |
| Mary Ann Pervis | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Sep 15, 2021 (77 d) |
| Arlene Nicole Lewis-Leader | Alight Financial Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2021 | Feb 26, 2026 (1703 d) |
| Garrett G. Gillette | Cuna Brokerage Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Aug 24, 2021 (57 d) |
| Brandon Barry Ross | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2021 | Aug 3, 2021 (39 d) |
| Taylor Thompson | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Aug 20, 2021 (59 d) |
| Chandler Michael Herl | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Aug 24, 2021 (64 d) |
| Flint O Chandler | Valic Financial Advisors, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Aug 23, 2021 (66 d) |
| Kevin Smith | Facet independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2021 | Jul 1, 2021 |
| Catherine Marie Clark | Primerica Advisors national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Jul 26, 2021 (41 d) |
| Justin Charles Viviano | Truist Advisory Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Jun 3, 2022 (353 d) |
| Jason Payne | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2021 | Oct 11, 2021 (118 d) |
| Damah Rankin | Hightower Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Oct 21, 2021 (132 d) |
| Raymond Craig Schenk | Wealth Enhancement Advisory Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2021 | Jun 9, 2021 |
| Tyler Kaleiiokalani Forsythe | Wise Planning, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2021 | Jul 21, 2021 (42 d) |
| Nathan Paul Merrill | Edelman Financial Engines mixed wealth | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2021 | Jul 22, 2026 (1869 d) |
| Robert Gerald Creamer | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2021 | Sep 1, 2021 (85 d) |
| Comischell Lee Bradley-Rodriguez | Cuso Financial Services, L.P. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Aug 26, 2021 (83 d) |
| Alberto Miranda | Pnc Managed Account Solutions, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jan 4, 2022 (216 d) |
| Sara Jean Zuckerman | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Aug 19, 2021 (79 d) |
| Craig Jahncke Mcgrath | Independent Financial Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | Sep 17, 2021 (112 d) |
| Douglas Edward Kramer | MML Investors Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | Aug 12, 2021 (76 d) |
| Travis William Poulos | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2021 | Jul 30, 2021 (64 d) |
| Mateusz Jan Atlasik | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2021 | Jul 19, 2021 (56 d) |
| Joshua David Pearson | Commonwealth Financial Network national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | Apr 5, 2022 (319 d) |
| Eli David Paul Cohen | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2021 | Dec 9, 2021 (206 d) |
| Kevin Eric Belskie | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2021 | Jul 22, 2021 (72 d) |
| Andrew Clayton Roush | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | May 17, 2021 |
| Hunter Lee Jamison | Park Avenue Securities LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | Apr 19, 2023 (715 d) |
| Scott Andrew Sassano | Pruco Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 27, 2021 |
| Colin Michael Sullivan | Pruco Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2021 | May 6, 2021 |
| Jason Michael Gregg | Td Ameritrade, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Apr 20, 2021 | Aug 14, 2026 (1942 d) |
| Brian John Horvath | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 14, 2021 | Aug 27, 2025 (1596 d) |
| Carolyn Douthit Weaver | Aventus Investment Advisors, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Jul 13, 2021 (91 d) |
| Jude Cooke | Bny Mellon Advisors, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2021 | Apr 6, 2021 |
| Samuel Jerome Otto | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2021 | Jul 7, 2021 (93 d) |