Arrivals at Vanguard Advisers, Inc.

1,077 moves

Advisor	From	To	Type	Left	Registered
Timothy Michael Cody	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 24, 2020	Sep 3, 2021 (283 d)
Thomas Matthew Licwinko	Bb&T Securities, LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 24, 2020	Feb 24, 2021 (92 d)
Jack Yale	Advice And Planning Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2020	Nov 25, 2020
Daniel Roy Vinton	Advice And Planning Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2020	Nov 25, 2020
Bryan Michael Welborn	Advice And Planning Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2020	Dec 2, 2020
Daniel L. Brown	Advice And Planning Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2020	Dec 16, 2020 (33 d)
Robert Allen Cox	Advice And Planning Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2020	Mar 12, 2021 (119 d)
Jake West	Advice And Planning Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2020	Dec 9, 2020
John William Wagner	Advice And Planning Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2020	Dec 1, 2020
Jesse Sven Danielson	Raymond James & Associates, Inc. national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 10, 2020	Mar 4, 2021 (114 d)
Eric James Cassel	Wells Fargo Advisors wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 10, 2020	Mar 16, 2022 (491 d)
Joseph David Neal	Wells Fargo Advisors wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 5, 2020	Dec 4, 2020
Kenneth Morgan Rush	Equitable Advisors, LLC national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 4, 2020	Dec 3, 2020
Juan Carlos Magana	Fidelity Personal And Workplace Advisors BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 18, 2020	Dec 8, 2020 (51 d)
Erich H. Cassidy	MML Investors Services, LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 16, 2020	Oct 3, 2022 (717 d)
Terrington Myles	Fidelity Personal And Workplace Advisors BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 7, 2020	Dec 16, 2020 (70 d)
Michael Alan Alonso	Wells Fargo Advisors wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 6, 2020	Oct 15, 2020
Ashman Ram Murti	Charles Schwab & Co., Inc. national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 6, 2020	Dec 2, 2022 (787 d)
Sameea Mughnee	Wells Fargo Advisors wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 6, 2020	Oct 21, 2020
Ryan Matthew Shoaf	Advice And Planning Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 6, 2020	Oct 13, 2020
Francesco Antonio Carafa	Esi Financial Advisors BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 5, 2020	Nov 25, 2020 (51 d)
Jacob Misialek	Morgan Stanley wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 2, 2020	Nov 9, 2020 (38 d)
Christy Ann Knotz	Schwab Wealth Advisory, Inc. no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Sep 29, 2020	Oct 26, 2020
Nickolas Ryan Minard	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Sep 28, 2020	Dec 2, 2020 (65 d)
Brandon Douglas Booker	Charles Schwab & Co., Inc. national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 15, 2020	Feb 18, 2021 (156 d)
Austin Starrett	Northwestern Mutual Investment Services,LLC no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Sep 15, 2020	Oct 7, 2021 (387 d)
Jeffrey A. Seitz	Ameriprise Financial Services, LLC national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 11, 2020	Mar 15, 2021 (185 d)
Evan Bigler	Fidelity Personal And Workplace Advisors BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 11, 2020	Oct 27, 2020 (46 d)
Dustin Michael Willing	Equitable Advisors, LLC national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 10, 2020	Nov 13, 2020 (64 d)
Kevin Bast	Td Ameritrade, Inc. no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Sep 9, 2020	Oct 5, 2020
Kevin Bast	Td Ameritrade Investment Management, LLC independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 9, 2020	Oct 5, 2020
Javier Jimenez	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 9, 2020	Oct 20, 2020 (41 d)
Kallen Reeves Busker	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 9, 2020	May 20, 2022 (618 d)
Nicholas Anthony Thomas	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 9, 2020	Oct 15, 2020 (36 d)
Brian Earl Smith	Ameriprise Financial Services, LLC national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 8, 2020	Jul 6, 2022 (666 d)
Israel Rascon	First Command Advisory Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 4, 2020	Oct 20, 2020 (46 d)
Andres Franco	Schwab Wealth Advisory, Inc. no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Sep 1, 2020	Sep 25, 2020
Lisa Hemby	Principal Securities, Inc. BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 25, 2020	Sep 18, 2020
Brian Neil Tobin	Kestra Advisory Services, LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 24, 2020	Oct 7, 2020 (44 d)
Charles Calogero Locicero	Pruco Securities, LLC BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 21, 2020	Sep 19, 2020
Jonathan Pike Woolley	Ameriprise Financial Services, LLC national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 19, 2020	Sep 23, 2020 (35 d)
Sameer Baig	Equitable Advisors, LLC national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 13, 2020	Sep 8, 2020
Brian Godwin	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 6, 2020	Oct 6, 2020 (61 d)
Rachel Elise Smoot	Econ Wealth Management independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jul 31, 2020	Dec 3, 2020 (125 d)
Cipriano Miguel Gomez	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Mar 22, 2021 (235 d)
Bryson Carl Fisher	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Dec 8, 2020 (131 d)
Robert Antoine Filmore	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Apr 27, 2021 (271 d)
Christopher James Jorgensen	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Oct 20, 2020 (82 d)
Tyler Venegas	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Nov 11, 2020 (104 d)
Matthew Eric Stockburger	Lincoln Investment BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jul 24, 2020	Sep 24, 2020 (62 d)
Matthew Eric Stockburger	Capital Analysts BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jul 24, 2020	Sep 24, 2020 (62 d)
Edward Anthony Kamradt	Fidelity Personal And Workplace Advisors BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jul 20, 2020	Sep 2, 2020 (44 d)
Jesse L Perry	Fisher Investments independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jul 20, 2020	Feb 4, 2021 (199 d)
Jeremy Chambers	Charles Schwab & Co., Inc. national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jul 16, 2020	Jul 31, 2020
Brian Sniffen	Private Advisor Group, LLC independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jul 16, 2020	Sep 18, 2020 (64 d)
Garrett Davis	Wells Fargo Advisors wirehouse	Vanguard Advisers, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 8, 2020	Oct 28, 2025 (1938 d)
Phong Khanh Le	Callaway Financial Services state registered	Vanguard Advisers, Inc. BD affiliated	Other	Jul 6, 2020	Aug 25, 2022 (780 d)
Jeffrey Scott Hayes	Personal Capital Advisors Corporation independent RIA	Vanguard Advisers, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jul 2, 2020	Mar 23, 2023 (994 d)
Bryan Ercole Labadia	Advice And Planning Services BD affiliated	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jul 2, 2020	Sep 18, 2020 (78 d)
Pooneh Pordell Warinner	Edward Jones national BD	Vanguard Advisers, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jun 30, 2020	Aug 12, 2020 (43 d)

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