| Kyle R King | Voya Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 4, 2013 | Nov 4, 2013 (61 d) |
| Michael Thomas Jones | Next Financial Group, Inc. other | Cuso Financial Services, L.P. other | Other | Aug 26, 2013 | Oct 31, 2013 (66 d) |
| Matthew Edward Lee | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Aug 16, 2013 | May 18, 2015 (640 d) |
| Peter Michael Cosentino | Morgan Stanley wirehouse | Cuso Financial Services, L.P. other | Other | Jul 24, 2013 | Jul 15, 2013 |
| Jeff Olbina | Key Investment Services LLC other | Cuso Financial Services, L.P. other | Other | Jul 2, 2013 | Jul 5, 2013 |
| Patrick Charles Maher | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. other | Other | Jul 2, 2013 | Jul 31, 2013 |
| Gregory Allen Gulick | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Jul 2, 2013 | Jun 18, 2013 |
| Brian Thomas Boswell | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Jul 1, 2013 | Jul 15, 2013 |
| Tuan Thanh Le | Pnc Wealth Management other | Cuso Financial Services, L.P. other | Other | Jun 11, 2013 | May 22, 2013 |
| Hope Witteman | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Jun 10, 2013 | Jun 24, 2015 (744 d) |
| Matthew Stephen Weaver | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | May 24, 2013 | Jun 3, 2013 |
| Sean Masao Umetsu | Bancwest Investment Services, Inc. (Bwis) other | Cuso Financial Services, L.P. other | Other | May 10, 2013 | Aug 19, 2013 (101 d) |
| Michael Brescione | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | May 8, 2013 | Aug 7, 2014 (456 d) |
| Roberto Ricardo Rizza | L.M. Kohn & Company other | Cuso Financial Services, L.P. other | Other | Apr 29, 2013 | May 7, 2013 |
| Scott Robert Herrmann | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Apr 23, 2013 | Apr 15, 2013 |
| Ira Anthony Fox | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Apr 18, 2013 | Apr 10, 2013 |
| Kevin F Meserve | Hsbc Securities (USA) Inc. other | Cuso Financial Services, L.P. other | Other | Apr 15, 2013 | May 9, 2013 |
| Russell Melville Hanscom | Invest Financial Corporation other | Cuso Financial Services, L.P. other | Other | Apr 8, 2013 | Apr 3, 2013 |
| Stephen John Gerek | Strategic Advisers LLC national BD | Cuso Financial Services, L.P. other | Other | Apr 8, 2013 | Nov 6, 2014 (577 d) |
| Matthew David Birnbaum | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Apr 2, 2013 | Apr 8, 2013 |
| Andrew John Whitaker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Mar 28, 2013 | Apr 22, 2013 |
| Angel Galan | Invest Financial Corporation other | Cuso Financial Services, L.P. other | Other | Mar 26, 2013 | Oct 9, 2013 (197 d) |
| Andrew Seth Borders | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Mar 26, 2013 | Apr 8, 2013 |
| Kevin Dennis Meyer | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Mar 14, 2013 | Dec 17, 2015 (1008 d) |
| Sandra Ann Pappalardo | Financial Sense Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Mar 5, 2013 | Feb 25, 2013 |
| Denis Ingalls | Summit Financial Group Inc other | Cuso Financial Services, L.P. other | Other | Feb 4, 2013 | Jan 22, 2013 |
| Scott Christopher Adams | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cuso Financial Services, L.P. other | Other | Feb 1, 2013 | Feb 1, 2013 |
| Heath Tyler Burch | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cuso Financial Services, L.P. other | Other | Feb 1, 2013 | Feb 1, 2013 |
| Christopher James Gabrys | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 24, 2013 | Jan 23, 2013 |
| Jonathan Clinton Campbell | First Independent Advisory Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Jan 7, 2013 | Jan 9, 2013 |
| Dustin Weaver | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. other | Other | Jan 4, 2013 | Dec 21, 2012 |
| Mark Duane Garrod | Spc other | Cuso Financial Services, L.P. other | Other | Dec 31, 2012 | Jan 2, 2014 (367 d) |
| Michael Thomas Donaldson | Primerica Advisors national BD | Cuso Financial Services, L.P. other | Other | Dec 31, 2012 | Jan 7, 2013 |
| Devan Christopher Wyson | Commonwealth Financial Network national BD | Cuso Financial Services, L.P. other | Other | Dec 31, 2012 | Feb 6, 2013 (37 d) |
| Ria Gost | Sprott Asset Management USA Inc. other | Cuso Financial Services, L.P. other | Other | Dec 17, 2012 | Jan 12, 2015 (756 d) |
| Kelly F Sullivan | Park Avenue Securities LLC other | Cuso Financial Services, L.P. other | Other | Dec 4, 2012 | Dec 19, 2012 |
| Kevin Dean Hemme | Investment Centers Of America, Inc. other | Cuso Financial Services, L.P. other | Other | Nov 30, 2012 | Dec 4, 2012 |
| Rafael Balderrabano | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Nov 27, 2012 | Aug 19, 2014 (630 d) |
| Daryl Charles Pereira Dennis | Raymond James Financial Services Advisors, Inc other | Cuso Financial Services, L.P. other | Other | Nov 15, 2012 | Mar 11, 2013 (116 d) |
| Nicholas Allen Hudson Cantrell | Santander Securities other | Cuso Financial Services, L.P. other | Other | Nov 6, 2012 | Nov 6, 2012 |
| Roy Charles Wagner | Money Concepts Advisory Service other | Cuso Financial Services, L.P. other | Other | Nov 6, 2012 | Nov 9, 2012 |
| Matthew John Van Hekken | Regal Investment Advisors LLC other | Cuso Financial Services, L.P. other | Other | Oct 30, 2012 | Dec 1, 2016 (1493 d) |
| Donald Lee Kerr | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Oct 25, 2012 | Oct 9, 2012 |
| Gregory Lambesis | Cadaret Grant & Co Inc other | Cuso Financial Services, L.P. other | Other | Oct 10, 2012 | Oct 31, 2012 |
| Alfred David Barbato | Pnc Wealth Management other | Cuso Financial Services, L.P. other | Other | Oct 10, 2012 | Oct 16, 2012 |
| Tonya Marie Harper | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 28, 2012 | Oct 1, 2012 |
| Clinton Paul Dosio | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Sep 11, 2012 | Sep 25, 2012 |
| Jared Matthew Conrad | Pnc Wealth Management other | Cuso Financial Services, L.P. other | Other | Aug 29, 2012 | Apr 19, 2013 (233 d) |
| Douglas Gene Mayo | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Aug 17, 2012 | Sep 13, 2012 |
| Jorin Garrick Bale | Bancwest Investment Services, Inc. (Bwis) other | Cuso Financial Services, L.P. other | Other | Aug 14, 2012 | Aug 7, 2012 |
| Kathryn Wise | Principal Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Aug 6, 2012 | Aug 22, 2012 |
| David Lawrence Tuyo | Cetera Investment Services LLC other | Cuso Financial Services, L.P. other | Other | Aug 2, 2012 | May 19, 2014 (655 d) |
| Zachary Grant Hogentogler | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Jul 27, 2012 | Aug 23, 2012 |
| Ryan J. Thurber-Dean | Pnc Managed Account Solutions, Inc. other | Cuso Financial Services, L.P. other | Other | Jul 25, 2012 | Aug 7, 2012 |
| Gina Marie O'Callaghan | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Jul 17, 2012 | Jul 17, 2012 |
| Semen Solgan | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Jul 17, 2012 | Feb 11, 2013 (209 d) |
| Emilio Johansen Foncuberta | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Jul 9, 2012 | Jul 16, 2012 |
| Christopher Joseph Urso | J P Turner & Company Capital Management, LLC other | Cuso Financial Services, L.P. other | Other | Jul 3, 2012 | Jul 5, 2012 |
| John Wade Brittingham | Strategic Advisers LLC national BD | Cuso Financial Services, L.P. other | Other | Jul 2, 2012 | Jul 31, 2012 |
| Richard Lee Chambers | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Jun 13, 2012 | Jun 25, 2012 |