| Lynn Meredith Braban | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Park Avenue Securities LLC BD affiliated | Other | Nov 3, 2015 | May 25, 2022 (2395 d) |
| Lorenzo Pietro Gaudioso | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Oct 30, 2015 | Nov 18, 2015 |
| Lena Mccall Meredith | Hornor, Townsend & Kent, LLC other | Park Avenue Securities LLC other | Other | Oct 29, 2015 | Nov 9, 2015 |
| Jonathon Paul Soucier | Capital Synergy Partners independent RIA | Park Avenue Securities LLC other | Other | Oct 27, 2015 | Nov 2, 2015 |
| Maria Keith | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Oct 6, 2015 | Oct 15, 2015 |
| Bryan Corbitt | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Sep 22, 2015 | Sep 21, 2015 |
| Anna Marie Dujan | Concourse Financial Group Advisors other | Park Avenue Securities LLC other | Other | Aug 18, 2015 | Jan 13, 2016 (148 d) |
| Craig A Grayson | Total Financial Advisors, LLC other | Park Avenue Securities LLC other | Other | Aug 17, 2015 | Oct 29, 2015 (73 d) |
| Tony Shek Yin Wong | Hsbc Securities (USA) Inc. other | Park Avenue Securities LLC BD affiliated | Other | Aug 4, 2015 | Jun 3, 2021 (2130 d) |
| Robert S Frost | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC other | Other | Jul 29, 2015 | Feb 8, 2016 (194 d) |
| John Christopher Vaccacio | Pruco Securities, LLC other | Park Avenue Securities LLC other | Other | Jul 22, 2015 | Sep 2, 2015 (42 d) |
| Matthew Douglas Diteresa | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Jul 9, 2015 | Aug 25, 2015 (47 d) |
| Hannon E Fayard | Voya Financial Advisors, Inc. other | Park Avenue Securities LLC other | Other | Jul 8, 2015 | Sep 16, 2015 (70 d) |
| James Terry Wiederholt | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC other | Other | Jun 30, 2015 | Aug 12, 2015 (43 d) |
| Dianne C Ramos | Morgan Stanley wirehouse | Park Avenue Securities LLC other | Other | Jun 25, 2015 | Jul 14, 2015 |
| Eric Maher | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Jun 24, 2015 | Jul 13, 2015 |
| Redina E Franklin | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Jun 18, 2015 | Jul 15, 2015 |
| Rick Allen Burger | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Jun 4, 2015 | Jun 16, 2015 |
| Carlos F Suarez | Sagepoint Financial, Inc. other | Park Avenue Securities LLC BD affiliated | Other | May 29, 2015 | Dec 6, 2018 (1287 d) |
| Patrisha Lee | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | May 18, 2015 | Dec 3, 2015 (199 d) |
| John H Reid | Invest Financial Corporation other | Park Avenue Securities LLC other | Other | May 12, 2015 | May 1, 2015 |
| Daniel P Poole | Fifth Third Securities, Inc. other | Park Avenue Securities LLC other | Other | May 8, 2015 | Aug 12, 2015 (96 d) |
| Seth A Jackson | Securian Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Apr 24, 2015 | Sep 1, 2015 (130 d) |
| James Robert Bunting | Stancorp Investment Advisers, Inc. other | Park Avenue Securities LLC other | Other | Apr 20, 2015 | Aug 27, 2015 (129 d) |
| Andrew Michael Harman | American Portfolios Advisors, Inc other | Park Avenue Securities LLC other | Other | Apr 8, 2015 | Mar 10, 2016 (337 d) |
| Jacob Bergen Rue | Withum Wealth Management other | Park Avenue Securities LLC other | Other | Mar 30, 2015 | Aug 10, 2015 (133 d) |
| Michelle Jean Gessner | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Mar 25, 2015 | Mar 30, 2015 |
| Shawn Christopher Riggins | Rosenthal Advisory Services, L.P. independent RIA | Park Avenue Securities LLC other | Other | Mar 18, 2015 | Mar 20, 2015 |
| John Raymond Horn | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC other | Other | Mar 6, 2015 | Feb 27, 2015 |
| Allison K Henek | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Feb 18, 2015 | Mar 6, 2015 |
| Brian G Phipps | Avantax Advisory Services other | Park Avenue Securities LLC other | Other | Feb 16, 2015 | Mar 3, 2015 |
| Van A Ewing | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Feb 5, 2015 | Apr 17, 2015 (71 d) |
| Kyle Ryan | Charles Schwab & Co., Inc. national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2015 | Jun 26, 2024 (3431 d) |
| Soo J Lee | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC other | Other | Jan 26, 2015 | Feb 5, 2015 |
| Erin Lura Hilton | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Jan 23, 2015 | Feb 2, 2015 |
| Nancy P Garrison | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Jan 20, 2015 | Feb 3, 2015 |
| Adam W Claussen | Pruco Securities, LLC other | Park Avenue Securities LLC other | Other | Jan 7, 2015 | Jan 27, 2015 |
| Cory L Morrison | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC other | Other | Dec 23, 2014 | Feb 27, 2015 (66 d) |
| Jenna L Faiella | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Dec 17, 2014 | Jan 30, 2015 (44 d) |
| Angela Brown | Principal Securities, Inc. other | Park Avenue Securities LLC other | Other | Nov 26, 2014 | Nov 17, 2014 |
| Alisa Chatham | Morgan Stanley wirehouse | Park Avenue Securities LLC other | Other | Nov 19, 2014 | Oct 17, 2014 |
| Jason D Shearer | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC other | Other | Nov 3, 2014 | Mar 28, 2016 (511 d) |
| Scott L Grotelueschen | LPL Financial LLC other | Park Avenue Securities LLC other | Other | Oct 17, 2014 | Oct 3, 2014 |
| Raymond H Bovich | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC other | Other | Oct 1, 2014 | Nov 19, 2014 (49 d) |
| Sherri B London | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Oct 1, 2014 | Nov 23, 2015 (418 d) |
| Edward Adam Feduke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2014 | Oct 13, 2022 (2940 d) |
| Jeff Oscar Ruen | Pruco Securities, LLC other | Park Avenue Securities LLC other | Other | Sep 17, 2014 | Nov 24, 2014 (68 d) |
| William Howard Leete | LPL Financial LLC other | Park Avenue Securities LLC other | Other | Sep 10, 2014 | Sep 24, 2014 |
| Cheryl P Donnelly | Arete Wealth Advisors, LLC other | Park Avenue Securities LLC other | Other | Sep 5, 2014 | Oct 1, 2014 |
| Christopher Warren Bibow | Thrivent Investment Management Inc. other | Park Avenue Securities LLC other | Other | Sep 3, 2014 | Dec 2, 2015 (455 d) |
| Phyllis Ann Williams | Cornerstone Institutional Investors, LLC other | Park Avenue Securities LLC other | Other | Aug 19, 2014 | Sep 15, 2014 |
| Phyllis Ann Williams | Cornerstone Advisors Asset Management, LLC other | Park Avenue Securities LLC other | Other | Aug 19, 2014 | Sep 15, 2014 |
| Kimberly Vickers Johnson | Eagle Strategies LLC other | Park Avenue Securities LLC other | Other | Aug 15, 2014 | Sep 18, 2014 (34 d) |
| Michael Allen Waterhouse | Raymond James Financial Services Advisors, Inc other | Park Avenue Securities LLC other | Other | Aug 4, 2014 | Sep 15, 2014 (42 d) |
| Benjamin L Nichols | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC other | Other | Aug 4, 2014 | Nov 18, 2014 (106 d) |
| Corey T Clark | Principal Securities, Inc. other | Park Avenue Securities LLC other | Other | Jul 16, 2014 | Nov 1, 2014 (108 d) |
| Rheeta Anne Wilson-Fitzpatrick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC other | Other | Jul 7, 2014 | Jan 2, 2015 (179 d) |
| Constance A Velander | Nova Financial Services other | Park Avenue Securities LLC BD affiliated | Other | Jun 30, 2014 | Jan 12, 2018 (1292 d) |
| Steven R Howard | Northwestern Mutual Investment Services,LLC other | Park Avenue Securities LLC other | Other | Jun 25, 2014 | May 23, 2016 (698 d) |
| Scott James Jacob | Oneamerica Securities, Inc. other | Park Avenue Securities LLC other | Other | Jun 19, 2014 | Jul 28, 2014 (39 d) |