DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Vanguard Advisers, Inc.

1,077 moves
AdvisorFromToTypeLeftRegistered
Tracy Gelber AuerbachAdondo Capital otherVanguard Advisers, Inc. BD affiliatedOtherNov 29, 2018Mar 29, 2022 (1216 d)
John Patrick NicholsonEsi Financial Advisors BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 21, 2018Feb 6, 2020 (442 d)
Elizabeth Natanya WatkinsonWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 13, 2018Oct 2, 2025 (2515 d)
Ethan David Chadwick AllenEdward Jones national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 6, 2018Jun 30, 2020 (602 d)
Emanuele Umberto BuonamiciPnc Wealth Management BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 1, 2018Nov 8, 2021 (1103 d)
Michelle Elise BoyerUsaa Investment Services Company BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2018Nov 29, 2018 (48 d)
Keith James TengbergUsaa Investment Services Company BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2018Oct 10, 2018
Benjamin Monroe DourteCompass Ion Advisors, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 19, 2018Oct 4, 2018
Robert Taylor CoxSecurian Financial Services, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2018Feb 26, 2021 (906 d)
Robert Taylor CoxCri Securities, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2018Feb 26, 2021 (906 d)
Edward Owen McconnellBb&T Securities, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 22, 2018Sep 18, 2018
Matthew David SheridanMorgan Stanley wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 19, 2018Oct 26, 2018 (99 d)
Randy Dominic CruzStrategic Advisers LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2018Jul 17, 2019 (375 d)
Connor James RobertsEdward Jones national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2018Dec 12, 2021 (1258 d)
Mona P GaduraMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 29, 2018Oct 1, 2019 (459 d)
Stephen Joseph BurleyAdvice And Planning Services BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2018Jul 9, 2018
James NapierMML Investors Services, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2018Nov 4, 2021 (1245 d)
Christopher Stephen PimpoLearnvest Planning Services, LLC no RAUMVanguard Advisers, Inc. BD affiliatedOtherJun 7, 2018Nov 13, 2018 (159 d)
Matthew John WilliamsFirst Allied Advisory Services, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2018Jun 8, 2018
Chase Alan Smith DetersRaffa Investment Advisers mixed wealthVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2018Nov 2, 2018 (179 d)
Russell Matthew WinchesterLPL Financial LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2018Jul 8, 2026 (3011 d)
Lauren ComerCitizens Securities, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2018Oct 1, 2019 (547 d)
John Robert NealUBS Financial Services Inc. wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 27, 2018Apr 12, 2018
Wade Phillip HartmanMML Investors Services, LLC otherVanguard Advisers, Inc. BD affiliatedOtherMar 23, 2018Jul 17, 2018 (116 d)
Mildred Louise Marquez SantosPnc Wealth Management BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2018Apr 6, 2018
Thomas Ronald FurdaFinancial Life Focus, LLC otherVanguard Advisers, Inc. BD affiliatedOtherMar 15, 2018Apr 12, 2018
Jared William Clarkin WilcoxScottrade Investment Management BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018Oct 1, 2019 (572 d)
Alison Wall KerberSfg Investment Advisors, Inc. otherVanguard Advisers, Inc. otherOtherMar 7, 2018Mar 2, 2018
Todd MuncyTd Ameritrade, Inc. no RAUMVanguard Advisers, Inc. otherOtherFeb 28, 2018Mar 20, 2018
Todd MuncyTd Ameritrade Investment Management, LLC independent RIAVanguard Advisers, Inc. otherOtherFeb 28, 2018Mar 20, 2018
Vincent Thomas MaimoneCapital One Advisors, LLC otherVanguard Advisers, Inc. otherOtherFeb 26, 2018Mar 5, 2018
Jaret Lee TidwellCreative Planning otherVanguard Advisers, Inc. BD affiliatedOtherFeb 20, 2018Oct 11, 2018 (233 d)
William R HarmonPnc Wealth Management BD affiliatedVanguard Advisers, Inc. otherOtherFeb 9, 2018Mar 5, 2018
Philipp Anthony BallmaierCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 7, 2018Aug 6, 2019 (545 d)
Joseph Anthony StaplesEdward Jones national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 29, 2018Apr 18, 2018 (79 d)
Gordon Michael MccayWells Fargo Advisors wirehouseVanguard Advisers, Inc. otherOtherJan 3, 2018Feb 14, 2018 (42 d)
Terrence Scott RansomGradient Wealth Management otherVanguard Advisers, Inc. BD affiliatedOtherDec 31, 2017Oct 1, 2019 (639 d)
Jason Chian-Chih SuUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherDec 21, 2017Dec 26, 2017
John Matthew EyenBerthel Fisher & Company Financial Services, Inc. otherVanguard Advisers, Inc. BD affiliatedOtherDec 6, 2017Oct 1, 2019 (664 d)
Brett Richard BillensteinUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. BD affiliatedOtherNov 30, 2017Feb 7, 2019 (434 d)
Aspen Lynn WestEdward Jones national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2017Aug 7, 2020 (1011 d)
Michael Joseph FrendakScottrade Investment Management otherVanguard Advisers, Inc. otherOtherOct 24, 2017Nov 20, 2017
Thomas Christian EybyeStrategic Advisers LLC national BDVanguard Advisers, Inc. otherOtherOct 19, 2017Nov 9, 2017
Kelli Dannette ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 18, 2017Aug 6, 2019 (657 d)
Darrin Michael HoffmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 16, 2017Mar 29, 2021 (1260 d)
Marc Nicholas ScavoAdvice And Planning Services otherVanguard Advisers, Inc. otherOtherOct 12, 2017Nov 10, 2017
Sarah SteinJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 11, 2017Apr 3, 2019 (539 d)
Ashley Elizabeth MorrisKeatley Wealth Management, LLC otherVanguard Advisers, Inc. otherOtherOct 9, 2017Nov 17, 2017 (39 d)
Eric Paul ElmerHornor, Townsend & Kent, LLC otherVanguard Advisers, Inc. BD affiliatedOtherSep 21, 2017Aug 6, 2019 (684 d)
Alexander William HuntEquitable Advisors, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2017Aug 2, 2019 (688 d)
Thomas James KnudsonRonald Blue & Co., LLC otherVanguard Advisers, Inc. BD affiliatedOtherAug 1, 2017Mar 13, 2020 (955 d)
Whitney B WilliamsUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherJul 26, 2017Aug 22, 2017
Nickles Gregory SprynWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 24, 2017Oct 5, 2021 (1534 d)
Samin Mozaffari-NejadUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherJul 14, 2017Aug 17, 2017 (34 d)
Gregory Gerard WarburtonStrategic Advisers LLC national BDVanguard Advisers, Inc. otherOtherJul 12, 2017Nov 7, 2017 (118 d)
Brian Andrew TurnerE*Trade Capital Management, LLC otherVanguard Advisers, Inc. otherOtherJun 30, 2017Aug 7, 2017 (38 d)
Darrell Samuel MontgomeryQuantify Wealth Solutions LLC unclassifiedVanguard Advisers, Inc. BD affiliatedOtherJun 30, 2017Jun 28, 2019 (728 d)
Albert Donghyuk KimLegend Advisory, LLC otherVanguard Advisers, Inc. otherOtherJun 21, 2017Jul 25, 2017 (34 d)
Hajir John MoghaddamGreat Valley Advisor Group, LLC otherVanguard Advisers, Inc. BD affiliatedOtherJun 13, 2017Oct 13, 2021 (1583 d)
Matthew Alan MoyzisMML Investors Services, LLC otherVanguard Advisers, Inc. otherOtherJun 5, 2017Jun 22, 2017
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