| Jason M Vahlenkamp | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 23, 2020 | Mar 27, 2020 |
| John Glander | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 19, 2020 | Mar 23, 2020 |
| Susan M Pineiro | Marshall + Sterling Wealth Advisors, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 12, 2020 | Apr 1, 2020 |
| Arlette Pol | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 10, 2020 | Mar 26, 2020 |
| Brady Ryan Marlow | Executive Wealth Partners state registered | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 6, 2020 | Mar 30, 2020 |
| Thomas Clark Williamson | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 6, 2020 | Sep 11, 2020 (189 d) |
| Michael A Guthrie | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 28, 2020 | Apr 8, 2020 (40 d) |
| Erik William Zipp | U.S. Bancorp Investments, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 26, 2020 | Jan 21, 2025 (1791 d) |
| Brian Jacob Knapp | Td Ameritrade Investment Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 22, 2020 | Apr 17, 2020 (55 d) |
| Trevor Campbell | Prudential Select Strategies LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 21, 2020 | Feb 4, 2021 (349 d) |
| Robert F Butler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 20, 2020 | Apr 2, 2020 (42 d) |
| Kimberly Bell | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 7, 2020 | Feb 28, 2020 |
| Aris Tatevosian | Arlington Wealth Management independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 5, 2020 | Feb 3, 2022 (729 d) |
| Stephen T Straw | Orion Portfolio Solutions, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 27, 2020 | Sep 30, 2020 (247 d) |
| Todd J Leary | Securian Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 21, 2020 | Feb 3, 2020 |
| Darrin Michael Sharp | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 15, 2020 | Jan 28, 2020 |
| Matthew R Liefer | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 7, 2020 | Aug 5, 2020 (211 d) |
| Nathan Pratt Budrow | Newport Capital Advisers LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2019 | Mar 11, 2021 (436 d) |
| Stephen C Norris | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2019 | Jan 1, 2025 (1828 d) |
| Frank Stewart Mcgovern | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 16, 2019 | Jan 31, 2020 (46 d) |
| Sergio Omar Russell-Diaz | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 11, 2019 | Jul 26, 2021 (593 d) |
| Noelani Higdon | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 11, 2019 | Dec 21, 2021 (741 d) |
| Jared Lawson Boggie | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 9, 2019 | Jan 16, 2024 (1499 d) |
| Zachary Charles Lawson | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 6, 2019 | Jan 8, 2020 (33 d) |
| Tai S. Park | Chartwell Investment Partners, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 3, 2019 | Jan 17, 2020 (45 d) |
| Austin Fender | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 29, 2019 | Apr 21, 2020 (144 d) |
| Allan Paul Sommer | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 27, 2019 | Mar 5, 2020 (99 d) |
| Nicholas Sean Duelfer | Santander Securities BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 15, 2019 | Jun 22, 2021 (585 d) |
| Michael Anthony Searock | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 14, 2019 | Dec 6, 2019 |
| Jarod Rucker | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 14, 2019 | Nov 21, 2019 |
| Yvette D Jacquet | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 8, 2019 | Nov 18, 2019 |
| Zachary Adam Gasper | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 5, 2019 | Jul 26, 2021 (629 d) |
| John Zamboanga | Continuum Advisory, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 1, 2019 | Feb 28, 2020 (119 d) |
| Sabrina L Breitenbach | Arbor Point Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 1, 2019 | Nov 12, 2019 |
| Korey Grow | Securian Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 31, 2019 | Dec 11, 2019 (41 d) |
| Jacob J Bishop | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 26, 2019 | Mar 10, 2020 (136 d) |
| Terry Wayne Spencer | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 24, 2019 | Jun 1, 2020 (221 d) |
| Jordan Brown | Annex Wealth Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 23, 2019 | May 28, 2020 (218 d) |
| Stephen P. Sackman | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 15, 2019 | Dec 10, 2019 (56 d) |
| Kyle Larocca | Td Ameritrade Investment Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 12, 2019 | Mar 4, 2020 (144 d) |
| James M Casanova | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 10, 2019 | Dec 18, 2019 (69 d) |
| David Dong Hyun Kim | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 9, 2019 | Jan 1, 2025 (1911 d) |
| Anthony Robert Edwards | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 8, 2019 | Dec 13, 2019 (66 d) |
| Aaron Charles Moore | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 8, 2019 | Apr 23, 2020 (198 d) |
| Joseph Hunter Looney | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 7, 2019 | Oct 25, 2019 |
| Brent Joseph Robinson | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 4, 2019 | Mar 3, 2020 (151 d) |
| Jason Frederick Demarzo | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 3, 2019 | Oct 8, 2019 |
| Daniel Peguero | Esi Financial Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 2, 2019 | Oct 18, 2019 |
| David Robert Sebring | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 27, 2019 | Feb 24, 2023 (1246 d) |
| Michael Alexander Geotes | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 25, 2019 | Feb 16, 2021 (510 d) |
| Jake Luthardt | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 25, 2019 | Nov 5, 2019 (41 d) |
| Rafael Saez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 25, 2019 | Aug 5, 2020 (315 d) |
| Christa Liane Rubenzer Schonscheck | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 24, 2019 | Feb 16, 2021 (511 d) |
| Carol Anne Bates | Domus Capital Group, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 20, 2019 | Oct 2, 2024 (1839 d) |
| Megan A Moore | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 17, 2019 | Oct 1, 2019 |
| Nancy Marie Blanchette | Pinehurst Capital unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 16, 2019 | Apr 13, 2020 (210 d) |
| Debra Abbott-Walker | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 16, 2019 | Sep 25, 2019 |
| Devin Kirk Murphy | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 13, 2019 | Oct 1, 2019 |
| Thomas Robert Krueger | Cl Wealth Management LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 12, 2019 | May 4, 2020 (235 d) |
| Brittney B Deese | M Holdings Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 9, 2019 | Oct 11, 2019 (32 d) |