| Bryan Allen Sarff | Voya Financial Advisors, Inc. other | Waddell & Reed other | Other | Apr 27, 2007 | Jul 28, 2009 (823 d) |
| Daniel Joseph Mahle | Edward Jones national BD | Waddell & Reed other | Other | Apr 17, 2007 | Jan 24, 2008 (282 d) |
| Christopher Thomas Urness | First Command Financial Planning, Inc. other | Waddell & Reed other | Other | Apr 5, 2007 | Dec 18, 2007 (257 d) |
| Debra Lee Caffrey | Uvest Financial Services Group, Inc. unclassified | Waddell & Reed other | Other | Mar 27, 2007 | Apr 19, 2007 |
| Charles Burch Jr | Avantax Advisory Services other | Waddell & Reed other | Other | Mar 19, 2007 | Mar 15, 2007 |
| Susan Lynn Imel | UBS Financial Services Inc. wirehouse | Waddell & Reed other | Other | Feb 16, 2007 | Mar 2, 2007 |
| Brea Joy Hutchinson | Securian Financial Services, Inc. other | Waddell & Reed other | Other | Feb 7, 2007 | Feb 8, 2007 |
| Stephen Ernest Mantzouris | Uvest Financial Services Group, Inc. unclassified | Waddell & Reed other | Other | Feb 1, 2007 | Dec 19, 2008 (687 d) |
| David Glenn Turner | Southeast Investments, N.C. Inc unclassified | Waddell & Reed other | Other | Jan 22, 2007 | Mar 2, 2007 (39 d) |
| Brian Christopher Lauer | Investors Security Company, Inc. other | Waddell & Reed other | Other | Dec 31, 2006 | Oct 31, 2007 (304 d) |
| Allen Wesley Losey | Concord Financial Planning & Education, LLC unclassified | Waddell & Reed other | Other | Nov 29, 2006 | Dec 12, 2006 |
| Joseph John Wenrich | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Nov 6, 2006 | Dec 19, 2006 (43 d) |
| Scott Bryant | Wamu Investments, Inc. unclassified | Waddell & Reed other | Other | Oct 27, 2006 | Dec 14, 2006 (48 d) |
| Richard Robert Loy | A. G. Edwards & Sons, Inc. unclassified | Waddell & Reed other | Other | Oct 9, 2006 | Jul 23, 2007 (287 d) |
| Bevin E Hartnett | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Sep 6, 2006 | Sep 7, 2006 |
| Tyson Carl Frerking | UBS Financial Services Inc. wirehouse | Waddell & Reed other | Other | Aug 10, 2006 | Aug 17, 2006 |
| Timothy Richard Gold | Banc Of America Investment Services, Inc. unclassified | Waddell & Reed other | Other | Jul 26, 2006 | Feb 7, 2011 (1657 d) |
| Dilworth Dean Lyman | Cb Financial Advisors unclassified | Waddell & Reed other | Other | Jul 10, 2006 | Aug 3, 2006 |
| Duncan Comrie Dewahl | Morgan Stanley Dw Inc. unclassified | Waddell & Reed other | Other | Jun 20, 2006 | Jun 22, 2006 |
| Julie Ann Hupp | Waterstone Financial Group, Inc. unclassified | Waddell & Reed other | Other | Jun 13, 2006 | Jul 7, 2006 |
| Barry L. Conover | First Montauk Securities Corp. unclassified | Waddell & Reed other | Other | May 26, 2006 | Jun 6, 2006 |
| Mark Steven Nohrenberg | Usaa Financial Planning Services no RAUM | Waddell & Reed other | Other | May 19, 2006 | Jul 17, 2006 (59 d) |
| Karl Desmond Spruill | Advice And Planning Services other | Waddell & Reed other | Other | May 1, 2006 | May 4, 2011 (1829 d) |
| Harvinder S Sahni | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Apr 28, 2006 | Aug 4, 2008 (829 d) |
| Beth Ann Hearn | Symphonic Financial Advisors LLC other | Waddell & Reed other | Other | Apr 26, 2006 | May 19, 2006 |
| William Henry Morgan | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Apr 13, 2006 | Jul 19, 2006 (97 d) |
| Robert Colin Laird | J. B. Hanauer & Co. unclassified | Waddell & Reed other | Other | Apr 5, 2006 | Nov 3, 2014 (3134 d) |
| Cameron Emmott | American Century Advisory Services, Inc. no RAUM | Waddell & Reed other | Other | Apr 4, 2006 | Oct 10, 2006 (189 d) |
| Norman Ray Harp | Cohen Advisory Services,LLC unclassified | Waddell & Reed other | Other | Mar 24, 2006 | Mar 20, 2006 |
| Sean M. Myers | Morgan Stanley Dw Inc. unclassified | Waddell & Reed other | Other | Feb 27, 2006 | Aug 7, 2006 (161 d) |
| Brad Michael Residori | Nfp Advisor Services, LLC other | Waddell & Reed other | Other | Feb 24, 2006 | Mar 1, 2006 |
| Jeremy Commeret | LPL Financial LLC other | Waddell & Reed other | Other | Feb 15, 2006 | Feb 10, 2006 |
| Kelly Lopez Atkinson | Edward Jones national BD | Waddell & Reed other | Other | Jan 10, 2006 | Feb 3, 2006 |
| Randal Warren Best | American Independent Securities Group, LLC other | Waddell & Reed other | Other | Jan 9, 2006 | Dec 14, 2005 |
| Shinfen Circe Wu | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Dec 20, 2005 | Jan 9, 2006 |
| Jason Stewart Dohrman | LPL Financial LLC other | Waddell & Reed other | Other | Dec 15, 2005 | Dec 19, 2005 |
| William Jeffrey Loertscher | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Dec 14, 2005 | Feb 7, 2011 (1881 d) |
| Christopher Allin Herring | Signator Investors, Inc. other | Waddell & Reed other | Other | Dec 8, 2005 | Nov 22, 2005 |
| Glen Allen Maleri | Pruco Securities, LLC other | Waddell & Reed other | Other | Dec 6, 2005 | Dec 15, 2005 |
| Terrence C Porter | First Allied Securities, Inc. other | Waddell & Reed other | Other | Dec 2, 2005 | Jan 20, 2016 (3701 d) |
| Timmothy Erwin Nootz | Esi Financial Advisors other | Waddell & Reed other | Other | Nov 29, 2005 | Jan 10, 2006 (42 d) |
| Graham Mattes | Td Ameritrade, Inc. no RAUM | Waddell & Reed other | Other | Nov 15, 2005 | Jan 27, 2009 (1169 d) |
| Robert Edwin Thrift | Amsouth Investment Management Company LLC unclassified | Waddell & Reed other | Other | Nov 10, 2005 | Aug 15, 2007 (643 d) |
| Kenneth Bernard Hopkins | Householder Group, Estate & Retirement Specialists unclassified | Waddell & Reed other | Other | Nov 8, 2005 | Sep 13, 2005 |
| Benjamin Joseph Skilling | New England Securities Corporation other | Waddell & Reed other | Other | Nov 7, 2005 | Feb 20, 2007 (470 d) |
| Kevyn Paul Sopinski | Td Ameritrade Investment Management, LLC other | Waddell & Reed other | Other | Oct 21, 2005 | Dec 15, 2005 (55 d) |
| John Joseph Frye | Uvest Financial Services Group, Inc. unclassified | Waddell & Reed other | Other | Oct 7, 2005 | Nov 3, 2005 |
| Christopher A Cavallaro | Securian Financial Services, Inc. other | Waddell & Reed other | Other | Sep 20, 2005 | Sep 14, 2005 |
| Bradley Russell Saurbaugh | Signator Investors, Inc. other | Waddell & Reed other | Other | Sep 19, 2005 | Nov 1, 2007 (773 d) |
| James Cahill Gavin | MML Investors Services, LLC other | Waddell & Reed other | Other | Sep 16, 2005 | Oct 14, 2005 |
| Silvio Nicola Silenzi | First Command Bank unclassified | Waddell & Reed other | Other | Sep 2, 2005 | Nov 28, 2006 (452 d) |
| Renee Nicole Summers | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jul 28, 2005 | Jul 18, 2011 (2181 d) |
| Scott M Caldwell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Jul 26, 2005 | Aug 1, 2005 |
| Linda Ruth Lovie | Uvest Financial Services Group, Inc. unclassified | Waddell & Reed other | Other | Jun 6, 2005 | Oct 17, 2005 (133 d) |
| Jimmy Ray Turner | Crown Capital Securities, L.P. other | Waddell & Reed other | Other | May 18, 2005 | May 18, 2005 |
| Mitzie Yvonne Wilson | Wamu Investments, Inc. unclassified | Waddell & Reed other | Other | May 9, 2005 | Aug 28, 2008 (1207 d) |
| John Thomas Christerson | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Apr 19, 2005 | Jun 10, 2008 (1148 d) |
| Chikako Kashino | Mony Securities Corporation unclassified | Waddell & Reed other | Other | Mar 29, 2005 | Apr 5, 2005 |
| Rizwan Rizwi | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Mar 24, 2005 | Aug 26, 2005 (155 d) |
| Arturo Rocha | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Feb 14, 2005 | Sep 27, 2005 (225 d) |