DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Parsa Gholami | Hub Investment Partners, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2026 | Aug 11, 2026 (62 d) |
| Ryan Paul Wypiszynski | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jul 7, 2026 |
| Brian Salvatore Serio | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Jun 9, 2026 | Jun 25, 2026 |
| Mohamad Nasir | Guidance Investments, LLC other | MML Investors Services, LLC BD affiliated | Other | Jun 4, 2026 | Aug 18, 2026 (75 d) |
| Zachary Eli Magee | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jul 1, 2026 |
| Marc-Anthony Richardson | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Aug 18, 2026 (76 d) |
| Benjamin Barkev Siroonian | Strategic Advisers LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jul 8, 2026 (35 d) |
| Matthew D Tardugno | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 3, 2026 |
| Peter Conrad Holmquist | Farther independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2026 | Jun 18, 2026 |
| James Stephen Jackson | Hb Wealth independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2026 | Jul 24, 2026 (53 d) |
| Brett Dennis | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Sep 18, 2026 (109 d) |
| Emily Donaldson | Spire Wealth Management, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 5, 2026 |
| Miles Peterson | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | Jun 1, 2026 |
| Jennifer Flynn | Strategic Advisers LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | Jun 26, 2026 |
| Sarah Jo Dial | Arvest Wealth Management independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2026 | May 5, 2026 |
| Michael L Longo | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 21, 2026 |
| Cade Nathaniel Bishop | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Aug 17, 2026 (89 d) |
| Christopher Todd Chilcoat | Esi Financial Advisors independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2026 | Jun 29, 2026 (42 d) |
| Angel Dodson | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 7, 2026 |
| Patrick M Byrnes | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 20, 2026 |
| Patricia Carla Howard | Kestra Private Wealth Services, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | Jul 1, 2026 (49 d) |
| Keith Motusesky | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 27, 2026 |
| Blake Klein | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | May 28, 2026 |
| Chelsea Pagoaga | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 29, 2026 |
| Joad O Taha | Morgan Stanley wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2026 | May 18, 2026 |
| Charles M Gonzalez | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 21, 2026 |
| Torey Bernard Franklin | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Jun 25, 2026 (56 d) |
| Michael Dm Yoffee | Principal Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Aug 17, 2026 (111 d) |
| Nicholas Joel Tilson | Sigfig Wealth Management LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2026 | Mar 27, 2026 |
| Janet Sue Cooper | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 21, 2026 |
| Laura Beninato | Esi Financial Advisors independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2026 | May 14, 2026 |
| Sadie Skadron | Esi Financial Advisors independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2026 | May 18, 2026 |
| Nitung Liao | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 15, 2026 |
| Daniel Alexander Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 13, 2026 | Apr 22, 2026 |
| Scott Christopher Anstine | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 28, 2026 |
| Randall Scholl | Citizens Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 9, 2026 |
| Michael Volpe | Bny Mellon Securities Corporation other | MML Investors Services, LLC BD affiliated | Other | Apr 2, 2026 | Apr 16, 2026 |
| Michael Swinehart | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 31, 2026 |
| Russell D Rhodes | Hornor, Townsend & Kent, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2026 | May 5, 2026 (34 d) |
| Dustin Dean Jeschke | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 10, 2026 |
| Robert Douglas Hartman | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Jun 23, 2026 (85 d) |
| Anthony Joseph Saulino | Horter Investment Management, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2026 | Aug 11, 2026 (134 d) |
| Ethan Knifechief Herod | Wells Fargo Advisors wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2026 | Apr 16, 2026 |
| Michael Joseph Gibbons | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 16, 2026 |
| William Rosen | Fefa Financial independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2026 | Jun 15, 2026 (82 d) |
| Abel Alexander Fernandez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2026 | Mar 24, 2026 |
| Jonah Sebastian Callandret | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 25, 2026 |
| Jeffrey Manning | Citigroup Global Markets Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Aug 3, 2026 (136 d) |
| Thomas Alex Broadbent | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Mar 16, 2026 |
| Matthew Gaglio | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 16, 2026 |
| Robert Lee Mitton III | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Apr 2, 2026 |
| Ridge Alexander Dutkin | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | May 29, 2026 (81 d) |
| Kamar Plunkett | Edward Jones national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 2, 2026 |
| Sharamaurice Thomas | Edward Jones national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 2, 2026 |
| Nicholas Mark Baker | Wells Fargo Advisors wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2026 | Mar 6, 2026 |
| Dominic S Dowd | Morgan Stanley wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2026 | Feb 27, 2026 |
| David Bernard Mcfadden | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Mar 4, 2026 |
| John Zachary Murphy | Global Wealth Management Investment Advisory, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2026 | Apr 17, 2026 (52 d) |
| Daqian Ning | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Jul 17, 2026 (143 d) |
| Stephen C Fox | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Mar 5, 2026 |
2,928 moves match.