DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at First Trust Advisors LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Troy Andrew ThuesonJ.P. Morgan Securities LLC wirehouseFirst Trust Advisors LP asset managerOtherDec 26, 2019Dec 20, 2019
Rudy Waterfield EdelenMorgan Stanley wirehouseFirst Trust Advisors LP asset managerOtherDec 4, 2019Dec 26, 2019
Harley Raymond SacksMorgan Stanley wirehouseFirst Trust Advisors LP asset managerOtherDec 4, 2019Jan 7, 2020 (34 d)
Blake Andrew McwhirterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Trust Advisors LP asset managerOtherNov 12, 2019Dec 10, 2019
Tyler Ryan ChristiansenE*Trade Capital Management, LLC independent RIAFirst Trust Advisors LP asset managerOtherNov 7, 2019Jul 25, 2023 (1356 d)
Devin D IafeliceLPL Financial LLC BD affiliatedFirst Trust Advisors LP asset managerOtherOct 23, 2019Nov 17, 2021 (756 d)
Thomas James SandtCitigroup Global Markets Inc. BD affiliatedFirst Trust Advisors LP asset managerOtherOct 22, 2019Dec 3, 2019 (42 d)
Nicholas Kates PelletierVirtus Investment Advisers, LLC asset managerFirst Trust Advisors LP asset managerOtherOct 15, 2019Sep 15, 2022 (1066 d)
Angelina Marie CumminsMorgan Stanley wirehouseFirst Trust Advisors LP asset managerOtherSep 16, 2019Oct 8, 2019
John Luke BrowndMorgan Stanley wirehouseFirst Trust Advisors LP asset managerOtherAug 21, 2019Aug 23, 2019
Justin AppelNatixis Advisors, LLC BD affiliatedFirst Trust Advisors LP asset managerOtherAug 6, 2019Jan 6, 2025 (1980 d)
Rebecca Lynn BennettInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherMay 30, 2019Sep 25, 2019 (118 d)
Eric Thomas GrauerInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherMay 30, 2019Jun 17, 2019
Alex James LakatosInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherMay 7, 2019May 10, 2019
Mitchell Anthony SeebachInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherApr 26, 2019Apr 26, 2019
Christopher Sean ToyeMorgan Stanley wirehouseFirst Trust Advisors LP asset managerOtherApr 24, 2019Apr 29, 2019
Michael Joseph MattesInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherApr 24, 2019May 10, 2019
Trent Xavier DiekvossInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherApr 24, 2019Apr 26, 2019
Liam Edward ObrienAlliancebernstein L.P. otherFirst Trust Advisors LP asset managerOtherMar 28, 2019Apr 4, 2019
Kyle Kenneth RossInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherMar 19, 2019Mar 21, 2019
Justin ZellerInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherMar 19, 2019Apr 2, 2019
Timothy J LubyInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherMar 13, 2019Apr 2, 2019
Kurt Randolph WinklerJohn Hancock Investment Management LLC asset managerFirst Trust Advisors LP asset managerOtherMar 8, 2019Nov 17, 2021 (985 d)
Estefania GormanOppenheimer & Co. Inc. BD affiliatedFirst Trust Advisors LP asset managerOtherMar 8, 2019Mar 12, 2019
Hunter Thomas BurdickRaymond James Financial Services Advisors, Inc BD affiliatedFirst Trust Advisors LP asset managerOtherMar 4, 2019Mar 5, 2019
Adam Robert KellerCharles Schwab & Co., Inc. national BDFirst Trust Advisors LP asset managerOtherMar 1, 2019Mar 1, 2019
Sean Michael ParchmentProshare Advisors LLC asset managerFirst Trust Advisors LP asset managerOtherFeb 7, 2019Apr 2, 2019 (54 d)
Bradley Manning StevensEdward Jones national BDFirst Trust Advisors LP asset managerOtherJan 31, 2019Sep 9, 2023 (1682 d)
Anthony Victor LaudicinaClearbridge Investments, LLC mixed wealthFirst Trust Advisors LP asset managerOtherJan 17, 2019Apr 2, 2019 (75 d)
Thomas Robert CardleCharles Schwab & Co., Inc. national BDFirst Trust Advisors LP asset managerOtherJan 11, 2019Jan 7, 2019
Eric Charles CellierInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherJan 4, 2019Jan 15, 2019
Jeffrey A BakerBrookmont Capital Management independent RIAFirst Trust Advisors LP asset managerOtherDec 5, 2018Dec 3, 2018
Sean Patrick KeaneTruist Advisory Services, Inc. BD affiliatedFirst Trust Advisors LP asset managerOtherNov 20, 2018Apr 2, 2019 (133 d)
Jonathan Allen JochumSage Advisory Services Ltd Co otherFirst Trust Advisors LP asset managerOtherOct 15, 2018Oct 24, 2018
Ross Aaron NeumanStrategic Wealth Partners independent RIAFirst Trust Advisors LP asset managerOtherSep 14, 2018Sep 17, 2018
Tyler PetersInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherAug 22, 2018Aug 23, 2018
Cesar MartinezLPL Financial LLC independent RIAFirst Trust Advisors LP asset managerOtherAug 15, 2018Sep 7, 2018
Tyler John SahlyInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherJul 9, 2018Jul 10, 2018
Jacob B DelmauroMML Investors Services, LLC BD affiliatedFirst Trust Advisors LP asset managerOtherMay 24, 2018Feb 14, 2019 (266 d)
Blake Woodward NystromScottrade Investment Management BD affiliatedFirst Trust Advisors LP asset managerOtherApr 2, 2018Dec 10, 2018 (252 d)
Jennifer GrzeskiewiczAdvisors Asset Management, Inc. otherFirst Trust Advisors LP otherOtherFeb 15, 2018Feb 22, 2018
Bryan Charles TennantNuveen Asset Management, LLC otherFirst Trust Advisors LP asset managerOtherJan 30, 2018Apr 17, 2018 (77 d)
Arthur Michael PizzelloInvesco Advisers, Inc. otherFirst Trust Advisors LP otherOtherJan 16, 2018Jan 19, 2018
Christopher Albert KingWells Fargo Advisors wirehouseFirst Trust Advisors LP otherOtherDec 1, 2017Dec 5, 2017
Justin CarforaClinton Investment Management, LLC otherFirst Trust Advisors LP asset managerOtherJul 17, 2017Apr 2, 2019 (624 d)
David Hancock NorthrupNeuberger Berman Bd LLC no RAUMFirst Trust Advisors LP otherOtherJun 13, 2017Jun 9, 2017
Patrick Francis DonadioNew York Life Investment Management LLC otherFirst Trust Advisors LP otherOtherJun 7, 2017Jun 20, 2017
Christopher J HodgdonSage Advisory Services Ltd Co otherFirst Trust Advisors LP otherOtherMay 22, 2017Dec 6, 2017 (198 d)
Dominick Vincent GiordanoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Trust Advisors LP asset managerOtherMay 9, 2017Feb 5, 2020 (1002 d)
Michael Joseph RatayMML Investors Services, LLC otherFirst Trust Advisors LP otherOtherMay 3, 2017Apr 26, 2017
Jace Rock JamesAstor Investment Management LLC otherFirst Trust Advisors LP otherOtherMay 3, 2017May 5, 2017
Douglas James BottaroVirtus Investment Advisers, LLC otherFirst Trust Advisors LP asset managerOtherApr 28, 2017Mar 23, 2021 (1425 d)
Michael Casey PorcellinoStrategic Advisers LLC national BDFirst Trust Advisors LP otherOtherMar 27, 2017Apr 6, 2017
Brett P RobinsonHighpoint Advisor Group, LLC otherFirst Trust Advisors LP asset managerOtherOct 17, 2016Oct 29, 2025 (3299 d)
Edward Powers CahillVirtus Investment Advisers, LLC otherFirst Trust Advisors LP asset managerOtherSep 15, 2016Mar 5, 2025 (3093 d)
Samuel John TullyAmundi Pioneer Institutional Asset Management, Inc. otherFirst Trust Advisors LP otherOtherMay 6, 2016May 16, 2016
Stephen Carl PetersonInvesco Advisers, Inc. otherFirst Trust Advisors LP otherOtherApr 8, 2016Apr 4, 2016
Wesley Thomas EhlersSii Investments, Inc. otherFirst Trust Advisors LP asset managerOtherFeb 17, 2016Apr 14, 2026 (3709 d)
Lynn Boyd StrongAdvice And Planning Services otherFirst Trust Advisors LP asset managerOtherDec 16, 2015Jul 11, 2022 (2399 d)
Alannah JohnsonUBS Financial Services Inc. wirehouseFirst Trust Advisors LP otherOtherDec 1, 2015Dec 1, 2015
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208 moves match.