DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kovack Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Nickolas PatnoeSchwan Financial Advisors, LLC otherKovack Advisors, Inc. BD affiliatedOtherSep 9, 2022Sep 9, 2022
Kyle John SchwanSchwan Financial Advisors, LLC otherKovack Advisors, Inc. BD affiliatedOtherSep 9, 2022Sep 9, 2022
Matthew Ryan ThomasCetera Advisor Networks LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 24, 2022Aug 23, 2022
Darwin Junior DeesCape Investment Advisory, Inc. independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2022Aug 23, 2022
Daniel Allen MorrisCetera Advisor Networks LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2022Aug 23, 2022
Bobby Ray SharpCetera Advisor Networks LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2022Aug 23, 2022
Danny YoungCetera Advisor Networks LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 22, 2022Aug 22, 2022
Timothy WallerHuntington Financial Advisors BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2022Aug 17, 2022
Ajay Ramesh AnandOsaic Wealth, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 28, 2022
Sylvia RhekerRaymond James Financial Services Advisors, Inc BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2022Aug 2, 2022
Brenda Kay RaffertyCommonwealth Financial Network national BDKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2022Aug 11, 2022 (36 d)
Thomas Michael BurkeSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2022Dec 2, 2022 (169 d)
Justin Darren ArnoldJohn Hancock Investment Management LLC asset managerKovack Advisors, Inc. BD affiliatedOtherJun 16, 2022May 1, 2023 (319 d)
Bree Nell SimmonsSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 29, 2022Apr 29, 2022
Paul Arthur SeigCetera Advisor Networks LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2022Mar 18, 2022
Alfred A LabibSagepoint Financial, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 23, 2022Jan 8, 2024 (684 d)
Charles Theodore RothermelOsaic Wealth, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2021Dec 17, 2021
Carole Leigh DonohooRegal Investment Advisors LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 9, 2021Dec 15, 2021
Todd Clayton GrahamMomentum Independent Network Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 29, 2021Nov 1, 2021
Kirby Wen ChienEdward Jones national BDKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 29, 2021Jan 26, 2022 (89 d)
Jeffrey Neal MillerTriad Advisors, LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 20, 2021Nov 4, 2021
Garth Anthony IveySecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 11, 2021Oct 15, 2021
Thomas Gately BlairSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2021Oct 1, 2021
Heather Anne McclintockSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2021Oct 1, 2021
Derek Ray HuffIntegrity Alliance, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2021Aug 26, 2021
Frank P BrillCantella & Co., Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 13, 2021Aug 6, 2021
Devika KambohDmk Advisor Group, Inc. independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2021Jul 13, 2021
Justin Derick SavichTransamerica Financial Advisors, LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 24, 2021Jun 23, 2021
Christopher Michael FurnoCambridge Investment Research Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 17, 2021Jun 17, 2021
Jeffrey Allen RussellMorgan Stanley wirehouseKovack Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 16, 2021Jun 8, 2021
Jose Ivan Acosta JordanHerbert J. Sims Capital Management, Inc. independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2021Aug 20, 2021 (70 d)
Gregory Keith VereenSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 25, 2021May 27, 2021
Christopher Michael YaroshSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2021Jun 15, 2021 (75 d)
Lilian Cristina PerezRaymond James & Associates, Inc. national BDKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2021Mar 11, 2021
Teresa Ming-Yin HerreraSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 22, 2021Feb 19, 2021
Jordan Paul GatesMain Street Advisors, LLC otherKovack Advisors, Inc. BD affiliatedOtherJan 5, 2021Jan 1, 2025 (1457 d)
Hung T SamWells Fargo Advisors wirehouseKovack Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 2, 2020Aug 11, 2021 (252 d)
Nicola DipaoloVanderbilt Advisory Services BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2020Nov 10, 2020
Raymond Leslie HammockIndependent Financial Group, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 30, 2020Oct 21, 2020
Mark Christopher TrawickGwn Securities Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2020Sep 4, 2020
Christopher Benton TrawickGwn Securities Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2020Sep 4, 2020
Andres Javier PimentelCitigroup Global Markets Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2020Aug 11, 2020
David L BallantyneCuso Financial Services, L.P. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 26, 2020Aug 4, 2020 (39 d)
Eric Andre PettusNext Financial Group, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 21, 2020Jul 2, 2020 (72 d)
Thomas Payton CollinsLevel Four Advisory Services BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2020Apr 22, 2020
Mindy Lea KirbySecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 5, 2020Apr 14, 2020 (69 d)
Jeffrey Guy LabelleLPL Financial LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 26, 2019Jan 3, 2020
Allan Joseph HaupertLPL Financial LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2019Dec 26, 2019
Rod R CushingCambria Capital LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2019Nov 13, 2019
Alan Paul NeeseVoya Financial Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 29, 2019Oct 23, 2019
Gabriel Lynn GehretWealth Enhancement & Preservation independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 25, 2019Nov 13, 2019
Valeria Carolina OrtegaNationwide Investment Advisors, LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 15, 2019Oct 16, 2019
Laura Renee Shrawder-MilesPrivate Advisor Group, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2019Feb 28, 2020 (142 d)
Sandra Benain MckoyCitigroup Global Markets Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2019Oct 4, 2019
John Nicholas SchneiderSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2019Aug 28, 2019
Scott Eric FurbeeSecurities America Advisors, Inc. BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2019Aug 8, 2019
William Blair GordonCapital Financial Services, Inc. independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2019Jul 31, 2019
Christian Dietrich SearcyUBS Financial Services Inc. wirehouseKovack Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 27, 2019Jun 5, 2019
Melanie Martinez McdonaldUBS Financial Services Inc. wirehouseKovack Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 27, 2019Jun 4, 2019
Raymond Alagao VelascoOpus Wealth Management Group independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2019Oct 9, 2019 (106 d)
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354 moves match.