DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Advisory Services Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan David Slyh | Acuity Wealth Management Advisors independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 7, 2024 | Mar 7, 2024 |
| Scott Matthew Molina | United Brokerage Services Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2024 | Jan 26, 2024 |
| Seth Daniel Flure | Empower Advisory Group, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2024 | Jan 12, 2026 (699 d) |
| Scott Evans Teter | Channel Wealth, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Nov 30, 2023 | Jan 1, 2025 (398 d) |
| Alan Grant Morris | Crown Capital Securities, L.P. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Sep 28, 2023 |
| Chad Ryan Mullen | Capital Analysts BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2023 | Jan 31, 2024 (133 d) |
| Jeremy Dwayne Vaughn | Acuity Wealth Management Advisors independent RIA | Advisory Services Network independent RIA | RIA to RIA | Sep 12, 2023 | Jan 1, 2025 (477 d) |
| Madeline Grace Giordano | West Street Financial Services LLC unclassified | Advisory Services Network independent RIA | Other | Aug 24, 2023 | Jun 1, 2023 |
| Siegfreid Baterina Lauren | Acuity Wealth Management Advisors independent RIA | Advisory Services Network independent RIA | RIA to RIA | Aug 21, 2023 | Jan 1, 2025 (499 d) |
| James Ryan Perry | Bankers Life Advisory Services, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2023 | Aug 9, 2023 |
| Jerry Lynn Ford | Navigate Private Wealth, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jul 6, 2023 | Jul 5, 2023 |
| David King Eaton | Navigate Private Wealth, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jul 6, 2023 | Jul 3, 2023 |
| Robert Michael Ford | Navigate Private Wealth, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jul 6, 2023 | Jul 5, 2023 |
| Erikson Asker | Bankers Life Advisory Services, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2023 | Jul 6, 2023 |
| Matthew Dowell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Jun 6, 2023 | Jun 19, 2023 |
| Henry Robert Arellano | Edward Jones national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | Jun 6, 2023 |
| Mark Warren Lynch | LPL Financial LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | May 19, 2023 |
| Galen Don Mayo | Valic Financial Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Apr 6, 2023 |
| Don Craig Opperman | Raymond James Financial Services Advisors, Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2023 | Apr 20, 2023 |
| Jack Bell | Truist Advisory Services, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2023 | Jun 12, 2023 (68 d) |
| Robert Leonard Kennerson | R.L.K. Advisory Group independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 27, 2023 | Jan 31, 2023 |
| Andrew C Schorr | R.L.K. Advisory Group independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 27, 2023 | Jan 30, 2023 |
| John David Vogelzang | Smallwood Wealth Management independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 23, 2023 | Mar 31, 2023 |
| Laurence Edward Martin | Roswell Asset Advisors LLC unclassified | Advisory Services Network independent RIA | Other | Mar 21, 2023 | Dec 12, 2022 |
| Scott Andrew Peterson | Ballast Advisors, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Feb 22, 2023 | Jun 12, 2023 (110 d) |
| Maxwell David Taylor | LPL Financial LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Feb 9, 2023 | Mar 13, 2023 (32 d) |
| David Doron Mehler | Alphastar Capital Management independent RIA | Advisory Services Network independent RIA | RIA to RIA | Oct 19, 2022 | Oct 21, 2022 |
| Paul Woodson Abele | Canterbury Investment Advisors LLC state registered | Advisory Services Network independent RIA | Other | Oct 11, 2022 | Oct 12, 2022 |
| Ryan Eugene Kennedy | Morgan Stanley wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Sep 13, 2022 | Aug 26, 2022 |
| Charles Gerald Simon | Foundations Investment Advisors LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Sep 1, 2022 | Sep 6, 2022 |
| Nicole Erika Horsch | Morgan Stanley wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Aug 15, 2022 | Aug 9, 2022 |
| Alexander Christian Engen | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Jul 29, 2022 |
| Michael John Fujii | Bay Reef Capital, LLC unclassified | Advisory Services Network independent RIA | Other | Aug 4, 2022 | Jul 11, 2022 |
| Gregory Jack Giardino | Mariner BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2022 | Jul 18, 2022 |
| Christopher Lee Warber | Navigen Wealth Management independent RIA | Advisory Services Network independent RIA | RIA to RIA | Apr 22, 2022 | Apr 21, 2022 |
| Tony Graybeal | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Mar 24, 2022 | Mar 24, 2022 |
| Sean Alexander Joyce | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Mar 7, 2022 | Feb 18, 2022 |
| Kenneth Michael Cordella | Vanguard Advisers, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2022 | Mar 2, 2022 |
| Patrick Haden Jennings | MML Investors Services, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2022 | Feb 25, 2022 |
| Joel H Yudenfreund | Stifel, Nicolaus & Company, Incorporated national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2022 | Jan 3, 2022 |
| Thomas C Appleby | Stifel, Nicolaus & Company, Incorporated national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2022 | Jan 3, 2022 |
| Jesse Nicole Parsons | Robert W. Baird & Co. Incorporated mixed wealth | Advisory Services Network independent RIA | RIA to RIA | Jan 19, 2022 | Feb 25, 2026 (1498 d) |
| David Michael Biggs | Raymond James Financial Services Advisors, Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 1, 2025 (1097 d) |
| Todd Clarence Pfleger | Todd Pfleger Financial Services unclassified | Advisory Services Network independent RIA | Other | Dec 10, 2021 | Jan 11, 2022 (32 d) |
| Brian Matthew Prentice | Ameriprise Financial Services, LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Nov 11, 2021 |
| Heather Levar | Edward Jones national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2021 | Nov 8, 2021 |
| Scott Rossiter Perrone | Kovack Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2021 | Nov 4, 2021 |
| James Scott Malloch | Malloch Wealth Management unclassified | Advisory Services Network independent RIA | Other | Oct 26, 2021 | Nov 15, 2021 |
| William David Wolcott | Capital Analysts BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2021 | Sep 20, 2021 |
| Christopher David Drew | J. W. Cole Advisors, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Sep 16, 2021 | Sep 14, 2021 |
| Wendolyn Forbes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Aug 27, 2021 | Aug 26, 2021 |
| John Joseph Ditrani | J. W. Cole Advisors, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Aug 27, 2021 | Sep 10, 2021 |
| Austin James Ferlita | J. W. Cole Advisors, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Aug 27, 2021 | Sep 10, 2021 |
| Cameron Gregory Stewart | United Brokerage Services Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2021 | Feb 17, 2025 (1273 d) |
| Jeremy Luke Strickler | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Aug 13, 2021 | Jul 14, 2021 |
| Brandon Rivers Cabaniss | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Aug 13, 2021 | Jul 14, 2021 |
| Michael Vincent Giordano | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Aug 13, 2021 | Jan 1, 2025 (1237 d) |
| Christopher Michael Furno | Kovack Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2021 | Aug 19, 2021 |
| John Fredrick Michel | Fidelity Personal And Workplace Advisors BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Jan 23, 2023 (563 d) |
| Richard Anthony Albert | Raymond James Financial Services Advisors, Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | Jun 11, 2021 |
279 moves match.