DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Dynamic

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy M GarretsonBfc Planning, Inc. BD affiliatedDynamic independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2018Aug 10, 2018
Shannon Nicole LarsonBfc Planning, Inc. BD affiliatedDynamic independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2018Aug 13, 2018
James Gerard PalumboOxford Asset Management, LLC otherDynamic otherOtherMay 9, 2018Mar 13, 2018
Scott Allen RaderOxford Asset Management, LLC otherDynamic otherOtherMay 9, 2018Mar 21, 2018
Justin Brooks HardestyYellowstone Partners independent RIADynamic otherOtherApr 30, 2018Mar 16, 2018
Matthew Robert HansenYellowstone Partners independent RIADynamic otherOtherApr 30, 2018Mar 23, 2018
Mark Robert MinarikYellowstone Partners independent RIADynamic otherOtherApr 30, 2018Mar 23, 2018
Donald Cutler WiscombYellowstone Partners independent RIADynamic otherOtherApr 3, 2018Mar 5, 2018
Mark Stephen JohnsonYellowstone Partners independent RIADynamic otherOtherApr 3, 2018Mar 5, 2018
Laura Alice EvansYellowstone Partners independent RIADynamic otherOtherApr 3, 2018Mar 5, 2018
Brock Benjamin BowdenYellowstone Partners independent RIADynamic otherOtherApr 3, 2018Mar 5, 2018
Erickson Richard BraundRegal Investment Advisors LLC BD affiliatedDynamic otherOtherApr 2, 2018Mar 22, 2018
Harvey M SamachsonWells Fargo Advisors wirehouseDynamic otherOtherFeb 21, 2018Feb 16, 2018
Thomas Scott MccannSteelpeak Wealth, LLC otherDynamic otherOtherFeb 12, 2018Feb 3, 2018
Brian Michael BucellSteelpeak Wealth, LLC otherDynamic otherOtherFeb 12, 2018Feb 3, 2018
Alano David MassiSteelpeak Wealth, LLC otherDynamic otherOtherJan 17, 2018Dec 8, 2017
Christopher J MallonNuveen Asset Management, LLC otherDynamic independent RIAOtherMar 22, 2017Nov 16, 2018 (604 d)
Michael A AcevedoPublic Safety Financial/Galloway otherDynamic otherOtherDec 1, 2016Nov 29, 2016
Richard Allen GriderLindner Capital Advisors, Inc. otherDynamic independent RIAOtherNov 3, 2016Oct 29, 2018 (725 d)
Joseph Andrew HarrisConcert Wealth Management otherDynamic independent RIAOtherSep 30, 2016Feb 2, 2024 (2681 d)
Ross Daniel EmmerRetirement Planners Of America otherDynamic otherOtherSep 13, 2016Oct 20, 2016 (37 d)
Roger Stan BrackenPogson & Matt Wealth Management Group state registeredDynamic otherOtherSep 10, 2016Sep 13, 2016
Edward Jonathon LebeauCharles Schwab & Co., Inc. national BDDynamic otherOtherJul 14, 2016Jul 11, 2016
Cherie Jean JollyCavanal Hill Investment Management, Inc. otherDynamic otherOtherApr 15, 2016Mar 24, 2017 (343 d)
Eric Allen JacobsmeyerZions Capital Advisors, Inc. otherDynamic independent RIAOtherFeb 26, 2016Oct 8, 2021 (2051 d)
Celeste Karen WallNational Planning Corporation ("Npc Of America" In Fl & Ny) otherDynamic otherOtherOct 31, 2015Oct 30, 2015
Tanya Michelle EscobedoFreedom Day Solutions, LLC otherDynamic otherOtherOct 28, 2015Mar 28, 2017 (517 d)
Kimberly Marie MortonSensible Money, LLC otherDynamic otherOtherJun 2, 2015Mar 21, 2017 (658 d)
Cheri Ada FranklinIndex Fund Advisors, Inc. otherDynamic otherOtherApr 1, 2015Apr 7, 2015
Jay David FranklinIndex Fund Advisors, Inc. otherDynamic otherOtherApr 1, 2015Apr 7, 2015
Julie Ann KernWealth Management Solutions otherDynamic otherOtherMar 30, 2015Jan 28, 2015
Rachel WeissMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDynamic otherOtherMar 27, 2015Oct 14, 2015 (201 d)
Courtney Margaret FontLPL Financial LLC otherDynamic otherOtherJan 13, 2015Jan 6, 2015
Sean RogersPark Avenue Securities LLC otherDynamic otherOtherOct 9, 2014Oct 30, 2014
Vincent Michael EspositoSpruce Hill Capital, LLC otherDynamic otherOtherJul 9, 2014May 2, 2014
Claudia ArnoldNational Planning Corporation ("Npc Of America" In Fl & Ny) otherDynamic otherOtherFeb 3, 2014Jan 31, 2014
Robert Gerald KahlSabino Investment Management, L.L.C. state registeredDynamic otherOtherNov 15, 2013Jul 12, 2013
Nicholas Edwin FullerConcert Wealth Management otherDynamic otherOtherSep 26, 2013Oct 2, 2013
Vincent James AsaroSagepoint Financial, Inc. otherDynamic otherOtherSep 25, 2013Sep 25, 2013
Delvis LlanesFortitude Advisory Group L.L.C. otherDynamic otherOtherJul 26, 2013Jul 29, 2013
Erin Michael GoergenCharles Schwab & Co., Inc. national BDDynamic otherOtherJun 10, 2013Aug 29, 2013 (80 d)
Kaye Vincent RiggsPks Advisory Services, LLC otherDynamic otherOtherApr 26, 2013May 6, 2013
Scott Randal SchatzleUhler Vertich White Advisors otherDynamic otherOtherFeb 11, 2013Feb 25, 2013
Sara Marshall Di RuscioWells Fargo Advisors wirehouseDynamic independent RIAWirehouse to independent RIAJan 2, 2013Jan 8, 2025 (4389 d)
David Jeffery Marques MatuszakDjm Wealth Strategies, LLC unclassifiedDynamic otherOtherDec 31, 2012Apr 25, 2012
Theresa Anne KruegWealthtrust Arizona otherDynamic otherOtherSep 24, 2012Jan 28, 2013 (126 d)
April HoraceStay Tuned Capital LLC unclassifiedDynamic otherOtherSep 12, 2012Aug 31, 2012
Urban Walter AdamsWestpark Asset Management LLC unclassifiedDynamic otherOtherAug 29, 2012Sep 17, 2012
John Stockdale MarshallChesme Capital Management otherDynamic otherOtherAug 22, 2012Jul 26, 2012
Theodore Robert MeyerArma Financial Services, Inc. otherDynamic otherOtherApr 23, 2012Jun 27, 2012 (65 d)
Stephanie BrunoCascade Financial Management, Inc. otherDynamic otherOtherApr 16, 2012Apr 16, 2012
Paul Gerald EscobarSloane Mccarron Capital Advisors, LLC unclassifiedDynamic otherOtherNov 28, 2011Oct 1, 2012 (308 d)
Mark Anthony GarganoMorgan Stanley wirehouseDynamic otherOtherNov 10, 2011Oct 25, 2011
Kelsen William EdwinsCambridge Investment Research Advisors, Inc. otherDynamic otherOtherJul 29, 2011Mar 6, 2013 (586 d)
Francis Martin GillisGeneos Wealth Management, Inc. otherDynamic otherOtherDec 31, 2010Mar 14, 2012 (439 d)
Craig MorningstarSynergy Investment Group, LLC otherDynamic otherOtherJun 1, 2010Jun 8, 2011 (372 d)
Margot Suzanne DavisTribeca Advisors, LLC unclassifiedDynamic otherOtherMay 26, 2010Jun 30, 2010 (35 d)
Jose Guadalupe LongoriaMomentum Independent Network Inc. otherDynamic otherOtherJun 2, 2009Mar 21, 2018 (3214 d)
Stephen Morgan PeaseMomentum Independent Network Inc. otherDynamic otherOtherOct 5, 2007Mar 21, 2018 (3820 d)
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119 moves match.