DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ashton Thomas Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Michael KnutsonWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIANov 15, 2021Nov 4, 2021
Martin James LewisWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIANov 15, 2021Nov 4, 2021
April CardozaWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIANov 15, 2021Nov 14, 2022 (364 d)
Michael Jason WongWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIANov 15, 2021Nov 4, 2021
Daniel BennettAssetmark, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2021Aug 16, 2023 (688 d)
Brian Patrick JackBcg Securities, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2021Mar 4, 2026 (1637 d)
Teresa FloresBcg Securities, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2021Mar 11, 2026 (1644 d)
Matthew Joseph FigueroaBcg Securities, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2021Mar 4, 2026 (1637 d)
Ryan Dale StevensWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIASep 9, 2021Sep 2, 2021
Michael Justin PorterWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIAMay 4, 2021Apr 28, 2021
Kathleen Ann AdamsSeia independent RIAAshton Thomas Private Wealth independent RIARIA to RIAFeb 2, 2021Feb 2, 2021
David Hugh SwiftSeia independent RIAAshton Thomas Private Wealth independent RIARIA to RIAFeb 2, 2021Feb 2, 2021
Richard A GarberMorgan Stanley wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIAOct 30, 2020Oct 22, 2020
Jason Michael BuchananJ.P. Morgan Securities LLC wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIAJun 10, 2020Jun 3, 2020
Kevin M ChurchillTrajan Wealth, L.L.C. independent RIAAshton Thomas Private Wealth independent RIARIA to RIAFeb 17, 2020Jun 3, 2020 (107 d)
April HoraceAlpha Capital Management Group LLC independent RIAAshton Thomas Private Wealth independent RIARIA to RIADec 26, 2019Oct 5, 2019
Kerry Clifford SevernEdelman Financial Engines independent RIAAshton Thomas Private Wealth independent RIARIA to RIANov 26, 2019Jan 7, 2020 (42 d)
John Bratton DuboseWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIAOct 30, 2019Oct 18, 2019
Rebecca Jean DammannWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIAOct 30, 2019Oct 18, 2019
Howard Eugene CoxRedhawk Wealth Advisors, Inc. mixed wealthAshton Thomas Private Wealth independent RIARIA to RIAOct 2, 2019Aug 16, 2019
Steven Scott LelandNorthwestern Mutual Investment Services,LLC no RAUMAshton Thomas Private Wealth independent RIAOtherJul 1, 2019Aug 13, 2024 (1870 d)
Ronald Todd SperryOnedigital otherAshton Thomas Private Wealth independent RIAOtherFeb 20, 2019Sep 16, 2020 (574 d)
David T. HatfieldSl2 Investments LLC mixed wealthAshton Thomas Private Wealth independent RIARIA to RIAFeb 5, 2019Aug 20, 2019 (196 d)
Justin LimmerSecurian Financial Services, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2018Oct 17, 2018
Angela Marie CaballeroCwm, LLC independent RIAAshton Thomas Private Wealth independent RIARIA to RIAAug 31, 2018Dec 3, 2018 (94 d)
Adam Howard MosbachOsaic Fa, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2018Sep 20, 2018 (55 d)
Lance Taylor KnightCapital Insight Partners, LLC independent RIAAshton Thomas Private Wealth independent RIARIA to RIAJul 23, 2018Jul 27, 2018
Bradley Brien BurrSagepoint Financial, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2017Dec 20, 2019 (719 d)
Daniel Robert MeierWealth Management International, Ltd. otherAshton Thomas Private Wealth independent RIAOtherSep 8, 2017Sep 11, 2023 (2194 d)
Marti Lynne BryantTrek Financial otherAshton Thomas Private Wealth otherOtherAug 31, 2017Jul 24, 2017
Gaylord Brickwood LymanKohala Capital Partners, LLC otherAshton Thomas Private Wealth independent RIAOtherDec 31, 2016Apr 3, 2023 (2284 d)
Jay Robert PenneyGeneos Wealth Management, Inc. otherAshton Thomas Private Wealth otherOtherAug 16, 2016Aug 12, 2016
Karen Wozniak McdadeGeneos Wealth Management, Inc. otherAshton Thomas Private Wealth otherOtherAug 16, 2016Aug 16, 2016
Denver William NowiczFortitude Advisory Group L.L.C. otherAshton Thomas Private Wealth otherOtherFeb 2, 2016Aug 10, 2015
Martin M BenderStrategic Advisers LLC national BDAshton Thomas Private Wealth otherOtherAug 31, 2012Sep 28, 2012
Matthew B MeginStrategic Advisers LLC national BDAshton Thomas Private Wealth otherOtherAug 3, 2012Feb 21, 2013 (202 d)
David Alan HumphreyStrategic Advisers LLC national BDAshton Thomas Private Wealth otherOtherSep 21, 2011Oct 12, 2011
John Clark MorzelewskiStrategic Advisers LLC national BDAshton Thomas Private Wealth otherOtherJun 20, 2011Jun 20, 2011
Elizabeth ArndtThe Planning Group otherAshton Thomas Private Wealth otherOtherMar 28, 2011Sep 20, 2010
Christopher John BowmanThe Planning Group otherAshton Thomas Private Wealth otherOtherMar 28, 2011Oct 14, 2010
Aaron BrodtThe Planning Group otherAshton Thomas Private Wealth otherOtherMar 28, 2011Jun 16, 2010
Zachary Stuart BrodtThe Planning Group otherAshton Thomas Private Wealth otherOtherMar 28, 2011Jun 16, 2010
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102 moves match.