DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Payne | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 1, 2026 |
| Eric Johnson | Trilogy Capital, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2026 | Jun 29, 2026 |
| Sean P Dunn | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 25, 2026 |
| Walter Lamond Russell | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 22, 2026 |
| Jennifer A Mcdonald | Morgan Stanley wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2026 | Jun 23, 2026 |
| Chandra Pifer | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 23, 2026 |
| Jason Mcquown | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 22, 2026 |
| Teresa Marie Updegraff | Fermata Advisors independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2026 | Jul 13, 2026 |
| Steven Walker | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 13, 2026 |
| Braden Wayne Givens | Styre Wealth independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 1, 2026 |
| Natalia Alishia Naylor | Austin National Financial Services unclassified | Osaic Wealth, Inc. BD affiliated | Other | Jun 16, 2026 | Nov 3, 2023 |
| Michael Dwayne Reese | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jun 5, 2026 |
| Pedro Sergio Chavez | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2026 | Jul 2, 2026 |
| Kelli Nicole Newman | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 8, 2026 |
| Brighton John | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 8, 2026 |
| Alison Lee Foster | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Aug 11, 2026 (62 d) |
| Patricia Diane Verhalen | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 8, 2026 |
| Lucas Daniel Mcavoy | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 8, 2026 |
| William Donald Sullivan | Stifel, Nicolaus & Company, Incorporated national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 29, 2026 |
| Michael Thomas Mundo | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | May 21, 2026 |
| Fidelma Farinas-Cobas | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 2, 2026 |
| Richard Raymond Carlson | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 1, 2026 |
| Jeffrey Carroll Settle | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | May 18, 2026 |
| Michael Francis Whitney | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 1, 2026 |
| Brett Douglas Strauser | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 29, 2026 |
| Cassandra Joan Mcpherson | Northwestern Mutual Investment Services,LLC no RAUM | Osaic Wealth, Inc. BD affiliated | Other | May 29, 2026 | Jun 17, 2026 |
| Mark Alan Bloomer | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | May 20, 2026 |
| Lori Renae Bogatz | Hornor, Townsend & Kent, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2026 | Aug 14, 2026 (80 d) |
| Jacqueline Dana Adler | Guide My Finances state registered | Osaic Wealth, Inc. BD affiliated | Other | May 26, 2026 | Feb 13, 2025 |
| Brett Matthew Hains | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | May 15, 2026 |
| Ruben Tarkhanyan | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2026 | May 22, 2026 |
| Jessica Erin Pauly | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2026 | May 11, 2026 |
| Dale Philip Robinson | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2026 | May 11, 2026 |
| Steven Roy Perry | Mariner Advisor Network BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Aug 7, 2026 (77 d) |
| James Robert Mundell | Wells Fargo Advisors wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 | May 14, 2026 |
| Richard P Neville | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 7, 2026 |
| Erica Johnson | Wells Fargo Advisors wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 | May 14, 2026 |
| Isaiah James Mundell | Wells Fargo Advisors wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 | May 14, 2026 |
| Isaac Walter | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 5, 2026 |
| Luke Francis Brignola | Northwestern Mutual Investment Services,LLC no RAUM | Osaic Wealth, Inc. BD affiliated | Other | May 21, 2026 | Jun 8, 2026 |
| Tyler Michael Johnson | Wells Fargo Advisors wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 | May 14, 2026 |
| William Andrew Tychsen | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 4, 2026 |
| James Belfield Thornton | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 15, 2026 |
| Joan Maastricht Gilles | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 11, 2026 |
| David Joseph Sousa | Sousa Financial unclassified | Osaic Wealth, Inc. other | Other | May 19, 2026 | Mar 27, 2009 |
| William E Eldridge | First Command Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 13, 2026 |
| Daniel Elbaz | Wells Fargo Advisors wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 19, 2026 | May 14, 2026 |
| Deanna Jean Miller | Simon Quick Advisors, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2026 | May 15, 2026 |
| Shelley Susan Strobel-Erhardt | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 5, 2026 |
| John Paul Woeste | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| Ernest Andre Williams | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 11, 2026 |
| Kathryn Lynn Austin | Benjamin F. Edwards & Company, Incorporated BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 13, 2026 |
| Eric Michael Westall | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 1, 2026 |
| Ryan James Schwingler | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | Jun 1, 2026 |
| Dennis Edward Brun | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| Ryan Alexander Kuhn | Principal Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | Jul 15, 2026 (64 d) |
| Jennifer K Imel | Northwestern Mutual Investment Services,LLC no RAUM | Osaic Wealth, Inc. BD affiliated | Other | May 11, 2026 | Sep 16, 2026 (128 d) |
| Brent D. Holcombe | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 4, 2026 |
| Mary B Steele | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 27, 2026 |
| John Neville Boyle | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 28, 2026 |
2,035 moves match.