DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Packerland Brokerage Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brandon Keith Moehn	Thrivent Investment Management Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 23, 2018	Nov 21, 2018
Steven Ray Kimes	Foresters Equity Services, Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 1, 2018	Oct 31, 2018
Timothy D Obermueller	Edward Jones national BD	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 29, 2018	Jan 29, 2019 (92 d)
Scott Deon Preece	Foresters Equity Services, Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 23, 2018	Oct 24, 2018
Jimmy Jeaumin Wu	Foresters Equity Services, Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 18, 2018	Oct 12, 2018
Daniel Joseph Zeiger	Foresters Equity Services, Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 16, 2018	Oct 18, 2018
Sam Dv Sy	Foresters Equity Services, Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 12, 2018	Oct 12, 2018
Marcus Gunawan	Foresters Equity Services, Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 12, 2018	Oct 12, 2018
Doris Meihsu Chen	Foresters Equity Services, Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 12, 2018	Oct 12, 2018
Jerry Chia-Jui Bien	Foresters Equity Services, Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 10, 2018	Oct 10, 2018
Michael Scott Wade	Foresters Equity Services, Inc. BD affiliated	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 20, 2018	Jan 1, 2025 (2295 d)
Johnnie Lewis Brooks	J.P. Morgan Securities LLC wirehouse	Packerland Brokerage Services, Inc. independent RIA	Wirehouse to independent RIA	Jul 6, 2018	Aug 2, 2019 (392 d)
Stuart Henderson	United Advisors America independent RIA	Packerland Brokerage Services, Inc. independent RIA	RIA to RIA	Jun 19, 2018	Jul 3, 2018
Jolanta Ewa Godwod	Stifel, Nicolaus & Company, Incorporated national BD	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 19, 2018	Apr 27, 2018
Brian Howard Jones	MML Investors Services, LLC other	Packerland Brokerage Services, Inc. other	Other	Feb 8, 2018	Mar 19, 2018 (39 d)
Jeffery Glenn Steely	Diversified Capital Wealth Management, LLC state registered	Packerland Brokerage Services, Inc. independent RIA	Other	Dec 11, 2017	Aug 13, 2025 (2802 d)
Amanda Marie Ross	Investment Centers Of America, Inc. other	Packerland Brokerage Services, Inc. other	Other	Nov 20, 2017	Dec 19, 2017
Dana Marie Sobleskey	Associated Investment Services, Inc. other	Packerland Brokerage Services, Inc. other	Other	Oct 25, 2017	Feb 6, 2018 (104 d)
David Alan Lakis	Harbour Investments, Inc. other	Packerland Brokerage Services, Inc. independent RIA	Other	Sep 20, 2017	May 17, 2018 (239 d)
Ralph Bond	Lasalle St. Investment Advisors, L.L.C. other	Packerland Brokerage Services, Inc. independent RIA	Other	Jul 6, 2017	Oct 30, 2020 (1212 d)
Anthony Charles Hill	Cetera Investment Advisers LLC other	Packerland Brokerage Services, Inc. other	Other	May 3, 2017	May 2, 2017
David Paul Noakes	Invest Financial Corporation other	Packerland Brokerage Services, Inc. other	Other	Jan 5, 2017	Feb 7, 2017 (33 d)
Jo Anna Swope	Raymond James Financial Services Advisors, Inc other	Packerland Brokerage Services, Inc. other	Other	Dec 31, 2016	Jan 3, 2017
Alan Lee Resch	Gradient Wealth Management other	Packerland Brokerage Services, Inc. other	Other	Dec 31, 2016	Jan 19, 2017
Ronald Wayne Burrow	Signator Investors, Inc. other	Packerland Brokerage Services, Inc. independent RIA	Other	Nov 7, 2016	Jan 1, 2025 (2977 d)
Derek Wayne Border	Sorrento Pacific Financial, LLC other	Packerland Brokerage Services, Inc. other	Other	Aug 30, 2016	Dec 19, 2016 (111 d)
David Charles Handa	Stonex Advisors Inc. other	Packerland Brokerage Services, Inc. other	Other	Aug 16, 2016	Aug 20, 2016
Adam James Olson	Voya Financial Advisors, Inc. other	Packerland Brokerage Services, Inc. other	Other	Aug 4, 2016	Aug 2, 2016
Kevin Mark Reed	Fifth Third Securities, Inc. other	Packerland Brokerage Services, Inc. other	Other	Jul 13, 2016	Aug 25, 2016 (43 d)
Paul David Richard Barry	Wells Fargo Advisors wirehouse	Packerland Brokerage Services, Inc. other	Other	Jul 7, 2016	Jul 5, 2016
Matthew James Streckenbach	Pruco Securities, LLC other	Packerland Brokerage Services, Inc. other	Other	Apr 11, 2016	May 31, 2016 (50 d)
John Duncan Mcinnes	Edward Jones national BD	Packerland Brokerage Services, Inc. other	Other	Mar 21, 2016	Mar 21, 2016
Adam Michael Laffey	Edward Jones national BD	Packerland Brokerage Services, Inc. other	Other	Jan 20, 2016	Apr 11, 2016 (82 d)
Patrick James Robertson	Centaurus Financial, Inc. other	Packerland Brokerage Services, Inc. other	Other	Sep 4, 2015	Sep 8, 2015
Dennis Joseph Wakely	Oneamerica Securities, Inc. other	Packerland Brokerage Services, Inc. other	Other	Aug 10, 2015	Aug 7, 2015
Robert Frederick Schimeneck	Questar Asset Management, Inc. other	Packerland Brokerage Services, Inc. other	Other	Apr 29, 2015	Jul 15, 2015 (77 d)
Jonathan Richard Bath	Questar Asset Management, Inc. other	Packerland Brokerage Services, Inc. other	Other	Apr 29, 2015	Jul 24, 2015 (86 d)
Mark Carl Swenson	Ameriprise Financial Services, LLC national BD	Packerland Brokerage Services, Inc. other	Other	Apr 16, 2015	Apr 7, 2015
Danny D Albertson	Cetera Advisors LLC other	Packerland Brokerage Services, Inc. other	Other	Jan 2, 2015	Apr 16, 2015 (104 d)
Brett Scott Nicklaus	Integrity Alliance, LLC other	Packerland Brokerage Services, Inc. other	Other	Oct 17, 2014	Oct 20, 2014
Jason Donald Marty	Thrivent Investment Management Inc. other	Packerland Brokerage Services, Inc. other	Other	Aug 15, 2014	Aug 29, 2014
Matthew Anthony Martinez	First Allied Advisory Services, Inc. other	Packerland Brokerage Services, Inc. other	Other	Jul 9, 2014	Jun 24, 2014
James Edmund Ison	Calton & Associates, Inc. other	Packerland Brokerage Services, Inc. other	Other	May 1, 2014	May 1, 2014
Eric Thomas Brinen	Harbour Investments, Inc. other	Packerland Brokerage Services, Inc. independent RIA	Other	Apr 29, 2014	Jan 1, 2025 (3900 d)
Wayne Scott Brunt	First Heartland Consultants, Inc. other	Packerland Brokerage Services, Inc. other	Other	Apr 16, 2014	Jun 16, 2014 (61 d)
Andrew Elisha Rader	Capital Investment Advisory Services, LLC other	Packerland Brokerage Services, Inc. other	Other	Mar 25, 2014	Jul 22, 2014 (119 d)
Steven Ray Fleck	Dkc Financial Services, LLC unclassified	Packerland Brokerage Services, Inc. other	Other	Dec 31, 2013	Nov 11, 2014 (315 d)
Daniel R Conti	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Packerland Brokerage Services, Inc. other	Other	Dec 6, 2013	Dec 11, 2013
Jonathon E Venhuizen	New England Securities Corporation other	Packerland Brokerage Services, Inc. other	Other	Dec 5, 2013	Dec 2, 2013
Yannshyr Puu	New England Securities Corporation other	Packerland Brokerage Services, Inc. independent RIA	Other	Nov 15, 2013	May 26, 2021 (2749 d)
Christopher Nicholas Dubos	Pt Asset Management, LLC other	Packerland Brokerage Services, Inc. independent RIA	Other	Sep 11, 2013	Apr 25, 2019 (2052 d)
Gail M Thiry	Raymond James Financial Services Advisors, Inc other	Packerland Brokerage Services, Inc. other	Other	May 13, 2013	May 10, 2013
Michael Anthony Elias	Principal Securities, Inc. other	Packerland Brokerage Services, Inc. other	Other	Feb 12, 2013	Mar 12, 2013
Paul R Pretti	New England Securities Corporation other	Packerland Brokerage Services, Inc. other	Other	Dec 4, 2012	Dec 3, 2012
Adam Joseph Domask	Pruco Securities, LLC other	Packerland Brokerage Services, Inc. other	Other	Nov 15, 2012	Dec 17, 2012 (32 d)
Gary Allen Goldade	Woodbury Financial Services, Inc. other	Packerland Brokerage Services, Inc. other	Other	Sep 10, 2012	Feb 25, 2013 (168 d)
Michael Lee Schrank	RBC Capital Markets, LLC national BD	Packerland Brokerage Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 19, 2012	Jan 14, 2025 (4562 d)
Joel Thomas Blattner	Northwestern Mutual Investment Services,LLC other	Packerland Brokerage Services, Inc. other	Other	Apr 2, 2012	Apr 2, 2012
Scott Alan Ryan	Cambridge Investment Research Advisors, Inc. other	Packerland Brokerage Services, Inc. other	Other	Jan 27, 2012	Jan 25, 2012
James Wirt Hyndman	New England Securities Corporation other	Packerland Brokerage Services, Inc. other	Other	Jan 20, 2012	Jan 18, 2012

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152 moves match.