DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Usaa Investment Services Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Walter Harold Mego | Charles Schwab & Co., Inc. national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | Aug 6, 2019 (77 d) |
| Connie J Corjay | Morgan Stanley wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2019 | Jul 29, 2019 (69 d) |
| Joseph Litterio Olivo | Schwab Wealth Advisory, Inc. BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | Jun 13, 2019 |
| Fernando Lemus Hurtado | Transamerica Retirement Advisors, LLC BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | Feb 7, 2020 (263 d) |
| Diboo Alex Daniel | LPL Financial LLC independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2019 | Jun 17, 2019 (34 d) |
| Joseph William Huskinson | Wealthguard Advisors, Inc. independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2019 | Jun 13, 2019 (41 d) |
| Raymond Juarez | Morgan Stanley wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2019 | Oct 24, 2019 (189 d) |
| Keith Alan Darnall | First Command Advisory Services BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | May 13, 2019 (31 d) |
| Christian Mahan | Edward Jones national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Nov 25, 2019 (229 d) |
| Isaiah James Mundell | Wells Fargo Advisors wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2019 | Mar 22, 2019 |
| Drenzo L Johnson | J.P. Morgan Securities LLC wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 14, 2019 | Apr 23, 2019 (40 d) |
| Richard David Martin | Edward Jones national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2019 | Jul 30, 2019 (144 d) |
| Christopher Basque | Raymond James Financial Services Advisors, Inc BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2019 | Apr 8, 2020 (408 d) |
| Juan Jose Mejia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2019 | Mar 8, 2019 (36 d) |
| Robert Rosado | 1st Global Advisors Inc BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2019 | Apr 8, 2019 (75 d) |
| Gerald Steven Reed | Ameriprise Financial Services, LLC national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Jun 21, 2019 (162 d) |
| Brantley Matthew Young | Fisher Investments independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2019 | Mar 21, 2019 (70 d) |
| Christopher Tammany Cuneo | Ameriprise Financial Services, LLC national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | May 6, 2019 (122 d) |
| Jose Luis De Alba De La Garza | J.P. Morgan Securities LLC wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2018 | Jan 4, 2019 |
| Christina R Ammon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 26, 2018 | Sep 12, 2019 (290 d) |
| Janella Moya | J.P. Morgan Securities LLC wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2018 | Nov 30, 2018 |
| Irene Myriam Gill | Morgan Stanley wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2018 | May 7, 2019 (203 d) |
| Brandon Christian Shaw | Edward Jones national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2018 | Aug 1, 2019 (301 d) |
| Ernest Lloyd Neeley | Fidelity Personal And Workplace Advisors BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Jan 9, 2019 (105 d) |
| Paul Edward Perez | Edward Jones national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2018 | Apr 1, 2019 (233 d) |
| Daniel Conti | Wells Fargo Advisors wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 9, 2018 | Aug 24, 2018 |
| Jonathan Thomas Hertneky | Charles Schwab & Co., Inc. national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Jan 18, 2019 (165 d) |
| Michael Hanania Benklifa | MML Investors Services, LLC BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2018 | Aug 23, 2018 (52 d) |
| Christopher R Molina | Fisher Investments independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2018 | Sep 12, 2018 (75 d) |
| Salvador Roberto Rosas | T. Rowe Price Advisory Services, Inc. independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2018 | Mar 19, 2019 (267 d) |
| David Robert Harris | Td Ameritrade Investment Management, LLC independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2018 | Aug 30, 2018 (83 d) |
| Jeffery B Kimball | Signator Investors, Inc. BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2018 | Jun 28, 2018 (49 d) |
| Eric Richard Nease | Wells Fargo Advisors wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2018 | May 21, 2018 (54 d) |
| Michele L Herzberg | Lucia Capital Group independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2018 | Aug 21, 2018 (155 d) |
| Jordan Timothy Bannerman | Scottrade Investment Management BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2018 | Jan 3, 2019 (300 d) |
| Aaron M Motai | T. Rowe Price Advisory Services, Inc. independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2018 | Jul 10, 2019 (503 d) |
| Christopher Ryan Emery | Edward Jones national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2018 | May 2, 2018 (91 d) |
| David A Madway | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2018 | Jun 3, 2019 (510 d) |
| Ryan Farrell | Advice And Planning Services other | Usaa Investment Services Company BD affiliated | Other | Nov 28, 2017 | Mar 18, 2019 (475 d) |
| Prashant Sahni | Thrivent Investment Management Inc. other | Usaa Investment Services Company BD affiliated | Other | Nov 3, 2017 | Aug 20, 2018 (290 d) |
| Jason C Palmer | Allstate Financial Advisors, LLC no RAUM | Usaa Investment Services Company BD affiliated | Other | Oct 26, 2017 | Apr 10, 2018 (166 d) |
| Jesse Luis Carranza | Smith Group Asset Management other | Usaa Investment Services Company other | Other | Sep 7, 2017 | Oct 2, 2017 |
| Cipriano Miguel Gomez | United Planners' Financial Services Of America A Limited Partner other | Usaa Investment Services Company BD affiliated | Other | Aug 7, 2017 | Jan 18, 2019 (529 d) |
| Erick Jesus Loyola | Edward Jones national BD | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2017 | Aug 17, 2018 (394 d) |
| Shelley Jo Echeverria | Msi Financial Services, Inc. other | Usaa Investment Services Company other | Other | Dec 12, 2016 | Feb 2, 2017 (52 d) |
| David Thomas Dominguez | J.P. Morgan Securities LLC wirehouse | Usaa Investment Services Company BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2016 | Apr 19, 2018 (520 d) |
| Patrick Albert Lefevre | Voya Investment Management Co. LLC other | Usaa Investment Services Company BD affiliated | Other | Sep 7, 2016 | Jul 10, 2019 (1036 d) |
| Rudy Villa | S Harris Financial Group, LLC independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2016 | Apr 17, 2018 (715 d) |
| Juan Carlos Menchaca | Citigroup Global Markets Inc. other | Usaa Investment Services Company other | Other | Aug 7, 2014 | Sep 18, 2014 (42 d) |
| William Lee Harper | Citigroup Global Markets Inc. other | Usaa Investment Services Company other | Other | Jul 16, 2014 | Jul 17, 2014 |
| Andrea Flores | Centaurus Financial, Inc. other | Usaa Investment Services Company other | Other | Dec 14, 2012 | Jan 24, 2013 (41 d) |
| Kevin Bast | Charles Schwab & Co., Inc. national BD | Usaa Investment Services Company other | Other | Nov 30, 2012 | Jan 24, 2013 (55 d) |
| Andrea Brown Molavi | Wells Fargo Advisors wirehouse | Usaa Investment Services Company other | Other | Apr 2, 2012 | May 23, 2012 (51 d) |
| Leah Autumn Clancy | Wfg Advisors, LP other | Usaa Investment Services Company other | Other | Nov 1, 2011 | Jan 24, 2013 (450 d) |
| Jason Robert Johnson | Charles Schwab & Co., Inc. national BD | Usaa Investment Services Company other | Other | Sep 13, 2011 | Sep 28, 2011 |
| Arturo Gilberto Torres | Investacorp Advisory Services Inc other | Usaa Investment Services Company other | Other | Aug 30, 2011 | Sep 8, 2011 |
| Matthew Wesley Smith | Edward Jones national BD | Usaa Investment Services Company other | Other | Aug 17, 2011 | Sep 8, 2011 |
| Angel Mendez | Morgan Stanley wirehouse | Usaa Investment Services Company other | Other | Jun 28, 2011 | Sep 8, 2011 (72 d) |
| Stephen Ford Woodard | Usaa Financial Planning Services no RAUM | Usaa Investment Services Company other | Other | Mar 7, 2011 | Mar 2, 2011 |
| Samuel I Ogbonna | Waddell & Reed other | Usaa Investment Services Company other | Other | Feb 18, 2011 | May 12, 2011 (83 d) |
179 moves match.