Advisor moves

Arrivals at Eagle Strategies LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Constantine S ArniotesCitigroup Global Markets Inc. BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 7, 2023Jul 27, 2023 (142 d)
Randall Tyler HopkinsJ.P. Morgan Securities LLC wirehouseEagle Strategies LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 24, 2023Apr 19, 2023 (54 d)
Kelly Clark WalgamotteLPL Financial LLC independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2023Aug 21, 2024 (551 d)
Alejandro Ojeda MartinezFidelity Personal And Workplace Advisors BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2023Sep 10, 2026 (1318 d)
Liz ZhaoUBS Financial Services Inc. wirehouseEagle Strategies LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 23, 2023Dec 14, 2023 (325 d)
Martin Andrew MichaudEquitable Advisors, LLC national BDEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 20, 2023Mar 3, 2023 (42 d)
Alice Larisa WilmsThrivent Investment Management Inc. BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 20, 2023Jan 13, 2025 (724 d)
Michael J GarciaCapital Analysts BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2023Mar 17, 2023 (74 d)
Ekta ParekhMML Investors Services, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2022Feb 27, 2023 (58 d)
Victor ShulmanPruco Securities, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2022May 2, 2023 (132 d)
David Franklin EdwardsMorgan Stanley wirehouseEagle Strategies LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 19, 2022Oct 3, 2024 (654 d)
Michael BracciaAlexander Capital Wealth Management LLC independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 16, 2022Jun 13, 2023 (179 d)
Kevin James TostadoKevin James Tostado Advisory Services unclassifiedEagle Strategies LLC BD affiliatedOtherDec 7, 2022Jul 23, 2024 (594 d)
Stephen Michael MachadoKnights Of Columbus Asset Advisors LLC institutionalEagle Strategies LLC BD affiliatedOtherDec 1, 2022Oct 25, 2024 (694 d)
Dr. Alfredo Gerardo DiscepoloMML Investors Services, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2022Feb 16, 2023 (85 d)
Bryan WyckoffKey Investment Services LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 3, 2022Jan 5, 2023 (63 d)
Jeffrey GaleWillamette Financial Advisors, LLC independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 21, 2022Feb 21, 2023 (123 d)
Glen KavanaghEncompass More Asset Management LLC no RAUMEagle Strategies LLC BD affiliatedOtherSep 30, 2022Apr 26, 2023 (208 d)
Christopher Michael SheelerW&S Brokerage Services, Inc. BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2022Apr 20, 2023 (204 d)
Nichola Shea PeacockPrincipal Securities, Inc. BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2022Dec 16, 2022 (83 d)
Frank VenturaPark Avenue Securities LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2022Oct 10, 2022
Elisa D RamosErnst & Young Investment Advisers Llp no RAUMEagle Strategies LLC BD affiliatedOtherSep 15, 2022Aug 21, 2023 (340 d)
Kevin T RuscherCetera Advisor Networks LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2022Nov 29, 2023 (453 d)
Inezjustine Refugio AznarSantander Securities BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2022Nov 9, 2022 (84 d)
Frank PiacenteMML Investors Services, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2022Nov 6, 2023 (454 d)
John Francis SharkeyEquitable Advisors, LLC national BDEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 22, 2022Sep 15, 2022 (55 d)
Brett DriesNorthwestern Mutual Investment Services,LLC no RAUMEagle Strategies LLC BD affiliatedOtherJul 14, 2022Nov 2, 2022 (111 d)
Steven M CookCetera Investment Advisers LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 28, 2022Dec 21, 2022 (176 d)
Joseph David GuglielmoMML Investors Services, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 28, 2022Oct 13, 2022 (107 d)
Zachary Scott WeaverPark Avenue Securities LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2022May 9, 2023 (327 d)
Jacqueline Nicole WilsonCitigroup Global Markets Inc. BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2022Jul 27, 2022 (47 d)
Francis Dale LeidingerFirst Command Advisory Services BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2022Jan 3, 2023 (207 d)
Alfredo GuerreroTransamerica Financial Advisors, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2022May 20, 2024 (725 d)
Tara Elizabeth StewartMorgan Stanley wirehouseEagle Strategies LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 23, 2022Jul 28, 2022 (66 d)
Michael Pouyah FardJ.P. Morgan Securities LLC wirehouseEagle Strategies LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 20, 2022Jul 26, 2022 (67 d)
Curtis Earl KuetemeyerFirst Command Advisory Services BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 3, 2022Jan 24, 2025 (997 d)
Kari S RaiEquitable Advisors, LLC national BDEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2022Mar 21, 2024 (689 d)
Zikun XuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEagle Strategies LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 18, 2022Dec 12, 2022 (238 d)
Michael David YoungLPL Financial LLC independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 12, 2022Jan 10, 2024 (638 d)
Laura SiragusaAlly Invest Advisors independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2022Aug 4, 2022 (119 d)
Sharon Denise GerlachM Holdings Securities, Inc. BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 18, 2022May 17, 2023 (425 d)
Bruce HonickyIntegras Partners, LLC independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 23, 2022Dec 15, 2023 (660 d)
Dalton James PrestonCastle Wealth Management independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2022Dec 15, 2023 (693 d)
Jon Marvin FletcherAusdal Financial Partners, Inc. independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Mar 24, 2022 (83 d)
Jeffrey Thomas BeebeCetera Investment Advisers LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 2, 2021Apr 17, 2023 (501 d)
Richard EspositoAllstate Financial Advisors, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 24, 2021Feb 15, 2022 (83 d)
Sean Patrick SwansonTlg Advisors, Inc. BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 20, 2021Dec 17, 2021 (58 d)
Erik TalmageAmeriprise Financial Services, LLC national BDEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2021Jan 4, 2022 (84 d)
Daniel Enrique LopezAmeriprise Financial Services, LLC national BDEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2021Jan 1, 2025 (1198 d)
Leon KearseEsi Financial Advisors BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 11, 2021Jan 29, 2026 (1632 d)
Angela Maria GomezUBS Financial Services Inc. wirehouseEagle Strategies LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 3, 2021Nov 30, 2022 (484 d)
Abid Ali KhanPruco Securities, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2021Sep 22, 2021 (56 d)
Calvin Ying ZhaoHsbc Securities (USA) Inc. BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2021Sep 22, 2021 (58 d)
Donovan A WilliamsPruco Securities, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2021Sep 22, 2021 (76 d)
Sheri Ann HendricksLPL Financial LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2021Aug 20, 2021 (49 d)
Rebecca Haines BortonCommonwealth Financial Network national BDEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2021Apr 11, 2022 (314 d)
Brian Paul KeiganPark Avenue Securities LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2021May 25, 2021 (46 d)
John Joseph BurnsGradient Advisors, LLC independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 19, 2021Jul 8, 2021 (111 d)
Shane John PayetteSeidman Private Advisors LLC no RAUMEagle Strategies LLC otherOtherMar 12, 2021Jul 27, 2009
Victoria Kay SerlesSeidman Private Advisors LLC no RAUMEagle Strategies LLC otherOtherMar 12, 2021Aug 19, 2009
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741 moves match.